Last checked at 22 Mar 2018 12:47
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | KLEPIERRE S.A. | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 21 March 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | HAMMERSON PLC | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 1.40 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 829,462 | 0.26% | 1,685,663 | 0.54% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,591,748 | 0.51% | 582,895 | 0.19% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 2,421,210 | 0.77% | 2,268,558 | 0.72% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 1.40 | Purchase | 123 | 32.4050 EUR | ||||
| EUR 1.40 | Purchase | 123 | 32.4550 EUR | ||||
| EUR 1.40 | Purchase | 123 | 32.4850 EUR | ||||
| EUR 1.40 | Purchase | 1,192 | 32.7413 EUR | ||||
| EUR 1.40 | Purchase | 2,992 | 32.7398 EUR | ||||
| EUR 1.40 | Purchase | 4,237 | 32.7436 EUR | ||||
| EUR 1.40 | Purchase | 4,376 | 32.6537 EUR | ||||
| EUR 1.40 | Purchase | 4,379 | 32.6507 EUR | ||||
| EUR 1.40 | Purchase | 5,336 | 32.7465 EUR | ||||
| EUR 1.40 | Purchase | 8,141 | 32.6672 EUR | ||||
| EUR 1.40 | Purchase | 8,435 | 32.7344 EUR | ||||
| EUR 1.40 | Purchase | 10,318 | 32.6568 EUR | ||||
| EUR 1.40 | Purchase | 10,825 | 32.7002 EUR | ||||
| EUR 1.40 | Purchase | 12,002 | 32.7285 EUR | ||||
| EUR 1.40 | Purchase | 17,696 | 32.6457 EUR | ||||
| EUR 1.40 | Purchase | 20,848 | 32.4816 EUR | ||||
| EUR 1.40 | Purchase | 21,519 | 32.5300 EUR | ||||
| EUR 1.40 | Purchase | 24,040 | 32.6487 EUR | ||||
| EUR 1.40 | Purchase | 79,152 | 32.4831 EUR | ||||
| EUR 1.40 | Sale | 45 | 33.1860 EUR | ||||
| EUR 1.40 | Sale | 123 | 32.4850 EUR | ||||
| EUR 1.40 | Sale | 123 | 32.4050 EUR | ||||
| EUR 1.40 | Sale | 123 | 32.4550 EUR | ||||
| EUR 1.40 | Sale | 237 | 32.5158 EUR | ||||
| EUR 1.40 | Sale | 253 | 33.1857 EUR | ||||
| EUR 1.40 | Sale | 437 | 32.9275 EUR | ||||
| EUR 1.40 | Sale | 463 | 32.4729 EUR | ||||
| EUR 1.40 | Sale | 518 | 32.9017 EUR | ||||
| EUR 1.40 | Sale | 552 | 33.1831 EUR | ||||
| EUR 1.40 | Sale | 752 | 32.5201 EUR | ||||
| EUR 1.40 | Sale | 753 | 32.5077 EUR | ||||
| EUR 1.40 | Sale | 962 | 32.5122 EUR | ||||
| EUR 1.40 | Sale | 1,179 | 32.7008 EUR | ||||
| EUR 1.40 | Sale | 1,334 | 32.6390 EUR | ||||
| EUR 1.40 | Sale | 1,399 | 32.4875 EUR | ||||
| EUR 1.40 | Sale | 1,550 | 32.4333 EUR | ||||
| EUR 1.40 | Sale | 2,112 | 33.1638 EUR | ||||
| EUR 1.40 | Sale | 3,411 | 32.4534 EUR | ||||
| EUR 1.40 | Sale | 3,959 | 32.5893 EUR | ||||
| EUR 1.40 | Sale | 4,240 | 33.0351 EUR | ||||
| EUR 1.40 | Sale | 4,629 | 33.0520 EUR | ||||
| EUR 1.40 | Sale | 4,946 | 32.4639 EUR | ||||
| EUR 1.40 | Sale | 5,789 | 32.6884 EUR | ||||
| EUR 1.40 | Sale | 7,533 | 32.5147 EUR | ||||
| EUR 1.40 | Sale | 7,548 | 32.8074 EUR | ||||
| EUR 1.40 | Sale | 14,239 | 32.4924 EUR | ||||
| EUR 1.40 | Sale | 30,384 | 32.6534 EUR | ||||
| EUR 1.40 | Sale | 90,520 | 32.5252 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 1.40 | SWAP | Long | 60 | 33.1897 EUR | |||||
| EUR 1.40 | SWAP | Long | 69 | 33.1884 EUR | |||||
| EUR 1.40 | SWAP | Long | 105 | 32.9304 EUR | |||||
| EUR 1.40 | SWAP | Long | 121 | 32.9272 EUR | |||||
| EUR 1.40 | SWAP | Long | 124 | 33.1823 EUR | |||||
| EUR 1.40 | SWAP | Long | 211 | 32.9261 EUR | |||||
| EUR 1.40 | CFD | Long | 237 | 32.5158 EUR | |||||
| EUR 1.40 | CFD | Long | 463 | 32.4729 EUR | |||||
| EUR 1.40 | SWAP | Long | 518 | 32.9017 EUR | |||||
| EUR 1.40 | SWAP | Long | 697 | 32.5300 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,024 | 33.0347 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,164 | 33.0353 EUR | |||||
| EUR 1.40 | CFD | Long | 1,179 | 32.7008 EUR | |||||
| EUR 1.40 | CFD | Long | 1,334 | 32.6390 EUR | |||||
| EUR 1.40 | CFD | Long | 1,399 | 32.4875 EUR | |||||
| EUR 1.40 | CFD | Long | 1,550 | 32.4333 EUR | |||||
| EUR 1.40 | SWAP | Long | 2,006 | 32.8702 EUR | |||||
| EUR 1.40 | SWAP | Long | 2,052 | 33.0352 EUR | |||||
| EUR 1.40 | CFD | Long | 3,411 | 32.4534 EUR | |||||
| EUR 1.40 | SWAP | Long | 5,332 | 33.1789 EUR | |||||
| EUR 1.40 | SWAP | Long | 5,789 | 32.6884 EUR | |||||
| EUR 1.40 | SWAP Expires 23/04/2019 | Long | 57,571 | 33.0068 EUR | |||||
| EUR 1.40 | CFD | Short | 17 | 32.9041 EUR | |||||
| EUR 1.40 | SWAP | Short | 820 | 32.7690 EUR | |||||
| EUR 1.40 | SWAP | Short | 1,192 | 32.7413 EUR | |||||
| EUR 1.40 | SWAP | Short | 1,324 | 32.8309 EUR | |||||
| EUR 1.40 | SWAP | Short | 1,828 | 32.4800 EUR | |||||
| EUR 1.40 | SWAP | Short | 2,042 | 32.7982 EUR | |||||
| EUR 1.40 | CFD | Short | 2,992 | 32.7398 EUR | |||||
| EUR 1.40 | CFD | Short | 4,237 | 32.7436 EUR | |||||
| EUR 1.40 | CFD | Short | 5,336 | 32.7465 EUR | |||||
| EUR 1.40 | SWAP | Short | 7,659 | 32.6634 EUR | |||||
| EUR 1.40 | CFD | Short | 9,900 | 32.4951 EUR | |||||
| EUR 1.40 | SWAP | Short | 11,480 | 32.6460 EUR | |||||
| EUR 1.40 | CFD | Short | 12,002 | 32.7285 EUR | |||||
| EUR 1.40 | CFD | Short | 22,216 | 32.5300 EUR | |||||
| EUR 1.40 | SWAP | Short | 22,216 | 32.5300 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 22 Mar 2018 | ||
| Contact name: | Elise Tang | ||
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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