Manipulation22 Jun 2020 10:00
KEFI are in their sights! lets hope they following the rules!
Dear Mr xxxxxxxx
Thank you for your email, copied below, regarding KEFI Minerals Plc.
AIM Regulation considers all enquiries as regards the conduct of AIM companies and nominated advisers in respect of their compliance with the AIM Rules for Companies (“AIM Rules”) and for Nominated Advisers (“Nomad Rules”), and takes action where appropriate. Please note that AIM Regulation's remit does not extend beyond the AIM Rules and Nomad Rules. Further information regarding the remit of AIM Regulation, and that of other regulators and competent authorities, can be found at the following: AIM Regulatory Landscape.
We note your reference to potential market manipulation. In this regard, please note that the Financial Conduct Authority (“FCA”) is the competent authority to investigate such matters. Accordingly, if you have not done so already, you may wish to raise your concerns with the FCA, which can be contacted at Market.abuse@fca.org.uk.
As indicated, we can assure you that we consider all enquiries and investigate alleged breaches of our rules. However, you will appreciate that confidentiality is essential in maintaining the integrity of our work and, accordingly, please note we are unable to comment on individual enquiries.
Kind regards,
AIM REGULATION