RE: GGP-Newcrest Havieron, Paterson,W.A31 Jul 2019 14:53
Since 26 June 2017, every UK-registered AIM company has had to comply with the people with significant control register regime in the CA 2006. From 24 July 2017, each such company has had to keep a register in which it records the details of every individual (a PSC) and relevant legal entity (an RLE) that has significant control over it.
1. A holding of 3% or more in any class of AIM security (excluding treasury shares) and any increase or decrease in such holding through any single percentage point.
2. When to Notify..."without delay"
3. The following must be notified under Schedule five to the AIM Rules:
the identity of the significant shareholder concerned.
the date on which the disclosure was made to it.
the date on which the relevant change to the holding was effected.
the price, amount and class of the AIM securities concerned.
the nature of the transaction.
the nature and extent of the significant shareholder’s interest in the transaction.
where the notification concerns a related financial product, the detailed nature of the exposure.