Ryan Mee, CEO of Fulcrum Metals, reviews FY23 and progress on the Gold Tailings Hub in Canada. Watch the video here.
Clem, I had exactly the same response and exactly the same offer from them. The only difference is they did suggest that they'd be in a position to trade within 2 months although I'm not going to hold my breath. I haven't had any further response from Justin @ Jenene Thomas Communications so will send them another email just to see if they can offer feedback. I get the impression that we have no where else to go and will just have to ride it out and hope this paperwork can actually be sorted out.
you are facing. General Enquiries Switchboard: +44 (0) 20 7797 1000 Postal address:10 Paternoster Square, London, EC4M 7LS. You may also wish to speak with the Financial Services Authority in the United States Of America for further guidance on the protocols the registrars have to adhere to. Please find details below: Securities and Exchange Commission Office of International Affairs 100 F Street, NE Washington, D.C. 20549 - 1104 UNITED STATES OF AMERICA Tel: (1 202) 551 6690 Fax: (1 202) 772-9280 Internet: http://www.sec.gov
This is the response I have just had from the FCA: After carrying out a search of our Financial Services Register I was able to locate a number of different entries for Interactive Investor. Some of these entries are related to authorised entities, however some of the entries are warnings related to unauthorised firms. Please check the Financial Services Register to clarify the details of the firm you are dealing with. This is because if you are dealing with an unauthorised entity you may be the victim of fraud. Share registrars A share/company registrar maintains the shareholder list for their company. This is not a regulated activity, so if the complaint you have is in relation to this activity this would fall outside of the remit of the FCA. However some registrars also offer share dealing services, which is a regulated activity which would be covered by our rules and regulations. This would allow you to follow our complaints procedure if necessary (details below). What you can do If you are unhappy with the conduct of the firm and they are authorised by the FCA in relation to this there is a complaints process that can be followed to escalate any dispute. The first step would be to raise this issue with the firm(if you have not done so already). Details about this process can be located by clicking here. The FCA cannot intervene in or investigate complaints made by the public against the firms that we regulate, this role is the responsibility of the Financial Ombudsman Service (FOS) which was created specifically for that purpose. If you are unable to resolve this issue directly with the firm they may be able to look into this further for you. Unauthorised firms and scams Unfortunately, there are firms and individuals that claim to conduct certain business without being authorised to do so. These unauthorised firms and individuals are usually operating fraudulently. Further details about how to [http://Avoid%20scams%20and%20unauthorised%20firms]Avoid scams and unauthorised firms can be found on our website. If you believe you have contacted by a fraudulent firm or have been the victim of fraud, you may also wish to contact Action Fraud who are the UK’s national reporting centre for fraud and cybercrime where you should report fraud if you feel you have been scammed, defrauded or experienced cybercrime. This is because if you have been a victim of fraud, the police are the correct organisation to contact. They can be contacted on 0300 123 2040. Please be advised that if you deal with an unauthorised firm you would not have access to the Financial Services Compensation Scheme (FSCS) or the Financial Ombudsman Service (FOS) should anything go wrong. Any investment would be made at your own risk. Who you can contact As this firm were previously registered with the London Stock Exchange (LSE) you may wish to speak to them for further guidance on the next steps available to you with regards to the issue
It is a generic one for the time being: Miss Lorraine Johns Associate / Customer Contact Centre Supervision – Retail & Authorisations Financial Conduct Authority Consumer Helpline: 0800 111 6768 Website www.fca.org.uk Email consumer.queries@fca.org.uk
Where it's overkill I don't know however II are annoying me, I now have... Justin Romanowski - Vice President - Jenene Thomas Communications, LLC Lorraine @ Financial Conduct Authority Both are looking into this for me and will advise on the best way for me to proceed (or at least confirm that II aren't mucking me around!).
They have advised that we have now sent documents to the US registrar to get these shares transferred into our International Custodians name. Once this has been completed we should hopefully be able to trade the shares. Currently we are unable to transfer these to a Paper Shares. However this option would not suit, as the paper shares have not been able to be traded since 2006. Neither are we able to transfer these to another broker at this time. Please be assured, that we are doing everything possible to expedite the process, but it could take a further 2 months before these shares can be traded.
Update having spoken to their (II's) customer services again, they have said.... "The US Registrar will not transfer the shares from the PNK market to NASDAQ so we are unable to trade them" Essentially they have said their is nothing they can do to either allow me to trade these shares (should I want to) or transfer them to another broker who can (which I really do want to).....
Clem, I am in exactly the same position and am at a loss as to what my next steps are. My holding with II shows that XBIO is still listed on the PNK market. I rang the other week and got almost exactly the same response, "still awaiting the Medallion Guarantee and until that is sorted there is little we can do". What worries me most is that I have a very similar message from 2 years ago that said exactly the same thing and again didn't provide timescales.