RE: ???££%"#@4 Feb 2019 23:30
Was posted on YU bb . Maybe they will chase the gangs .18londonlovesbusiness.com
28% rise in directors banned by the FCA | London Business News | Londonlovesbusiness.com
There has been a 28% rise in the number of individuals being banned from working in the financial services industry by the FCA last year, increasing to 23 in 2017/18, up from just 18 the previous year, says RPC, the City-headquartered law firm.
Increasing the number of prohibition orders is part of the FCA’s efforts to deter misconduct by individuals. The FCA also believes that punishments aimed at individuals may have a greater impact on improving the overall compliance culture at firms, rather than just issuing fines against the firms themselves.