NB Private Equity: Holding(s) in Company

9 Sep 2020 16:12

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in MicrosoftWord format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at- tachedii:			NB PRIVATE EQUITY PARTNERS ISIN: GG00B1ZBD492
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer						x
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights						x
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			Crown Sigma UCITS plc on behalf of Crown Listed Private Equity
City and country of registered office (if applicable)			Dublin, Ireland
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:			19 August 2020
6. Date on which issuer notified (DD/MM/YYYY):			02 September 2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights at- tached to shares (to- tal of 8. A)	% of voting rights through financial instru- ments(total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of is- suervii
Resulting situation on the date on which threshold was crossed or reached	4.22%			4.22%	43,610,622

Position of previous notification (if applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of sharesISIN code (if possible)		Number of voting rightsix					% of voting rights
		Direct(Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect(Art 10 of Directive2004/109/EC) (DTR5.2.1)			Direct(Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect(Art 10 of Directive2004/109/EC) (DTR5.2.1)
GG00B1ZBD492		1,840,000					4.22%


SUBTOTAL 8. A		1,840,000					4.22%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial in- strument		Expiration datex	Exercise/ Conversion Periodxi			Number of voting rights that may be acquired if the instrument isexercised/converted.			% of voting rights



			SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex		Exercise/ Conversion Pe-riod xi		Physical or cashsettlementxii			Number of voting rights	% of voting rights



					SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii				x
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial in- struments if it equalsor is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold






10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional informationxvi

Place of completion	Dublin, Ireland
Date of completion	02 September 2020

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