5 Sep 2016 14:05
LMS CAPITAL PLC - Holding(s) in CompanyLMS CAPITAL PLC - Holding(s) in Company
PR Newswire
London, September 5
| For filings with the FCA include the annex | ||||||
| For filings with issuer exclude the annex | ||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | LMS Capital PLC | |||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||||
| An acquisition or disposal of voting rights | ||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||||
| An event changing the breakdown of voting rights | x | |||||
| Other (please specify): | ||||||
| 3. Full name of person(s) subject to the notification obligation: iii | Withers Trust Corporation Limited, James McCarthy and Nick Kelsey (in their capacity as the Trustees of the Lord Rayne Will Trust) | |||||
| 4. Full name of shareholder(s) (if different from 3.):iv |
| |||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v | 1.9.16 | |||||
| 6. Date on which issuer notified: | 2.9.16 | |||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii | Increase from below 11% to above 11% but below 12% | |||||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
| Ord shares GB00B12MHD28 | 11,247,381 | 11,247,381 | 11,247,381 | 11.66 | ||||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
| Nominal | Delta | |||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 11,247,381 | 11.66 | |||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: | ||
| 12. Date on which proxy holder will cease to hold voting rights: | ||
| 13. Additional information: | Whilst there has been no acquisition or disposal of voting rights, as announced by the issuer on 1 September 2016, the overall number of shares in issue by total issued share capital has decreased from 103,584,592 Ordinary Shares to 96,441,735 Ordinary Shares, as a result of the completion of the Tender Offer. The effect of this reduction in the total issued share capital is to increase the proportion of voting rights held by the trustees of the Lord Rayne Will Trust from below to above the 11% threshold, which has prompted this notification. The voting rights are held by The Bank of New York (Nominees) Limited, which is the sub-custodian of Multrees Investor Services Limited, which holds the shares under an investment management agreement with Stonehage Fleming Investment Management Limited, for the trustees of the Lord Rayne Will Trust. | |
| 14. Contact name: | Robert McLean | |
| 15. Contact telephone number: | 020 7597 6000 | |
Lms Capital (LMS)