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Holding(s) in Company

14 Mar 2017 16:06

RNS Number : 4644Z
Carillion PLC
14 March 2017
 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Carillion Plc

GB0007365546

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

n/a

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

n/a

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

Yes

An event changing the breakdown of voting rights

n/a

Other (please specify):

n/a

3. Full name of person(s) subject to thenotification obligation: iii

UBS Investment Bank

UBS Group AG

4. Full name of shareholder(s)  (if different from 3.):iv

 

UBS AG London Branch

 

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

10 March 2017

6. Date on which issuer notified:

14 March 2017

7. Threshold(s) that is/are crossed orreached: vi, vii

5% Section (B+C)

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct xi

Indirect xii

Direct

Indirect

 

GB0007365546

80,447

80,447

-

-

1,146,104

-

0.27%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

Right to recall lent shares

-

Anytime

264,271

0.06%

XS1140296614

19.12.2019

4 years

216,509

0.05%

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

Equity Swaps

-

from 02.05.2017

to 16.01.2020

-

20,368,245

Nominal

Delta

-

4.73%

Total (A+B+C)

Number of voting rights

Percentage of voting rights

21,995,129

5.11%

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below.

 

UBS AG:

 - directly through its branches: UBS AG London Branch - 21,995,129 (5.11%)

 

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will ceaseto hold:

12. Date on which proxy holder will cease to holdvoting rights:

13. Additional information:

14. Contact name:

Jamie Bonney / David Iglesias

15. Contact telephone number:

+41 44 239 8058

 

 

 

 

 

 

 

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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