1 May 2024 15:26
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B63H8491
Issuer Name
ROLLS-ROYCE HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
Bank of America Corporation
City of registered office (if applicable)
Â
Country of registered office (if applicable)
US
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
Â
City of registered office (if applicable)
Â
Country of registered office (if applicable)
Â
5. Date on which the threshold was crossed or reached
26-Apr-2024
6. Date on which Issuer notified
29-Apr-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.119835 | 2.881731 | 3.001566 | 252632769 |
Position of previous notification (if applicable) |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00B63H8491 | 6788928 | 0.080660 | ||
US7757812067 | 3297271 | 0.039175 | ||
Sub Total 8.A | 10086199 | 0.119835% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Physical Swap | 13/05/2024 | n/a | 4045000 | 0.048059 |
Physical Swap | 15/05/2024 | n/a | 14211386 | 0.168848 |
Physical Swap | 16/05/2024 | n/a | 8482632 | 0.100783 |
Physical Swap | 20/05/2024 | n/a | 12854044 | 0.152721 |
Physical Swap | 28/05/2024 | n/a | 8231017 | 0.097794 |
Physical Swap | 12/06/2024 | n/a | 5430480 | 0.064520 |
Physical Swap | 20/09/2024 | n/a | 2192885 | 0.026054 |
Physical Swap | 26/09/2024 | n/a | 13319155 | 0.158247 |
Sub Total 8.B1 | 68766599 | 0.817026% |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Swaps | 02/05/2024 | N/A | Cash | 38000000 | 0.451484 |
Swaps | 03/05/2024 | N/A | Cash | 19000000 | 0.225742 |
Swaps | 14/05/2024 | N/A | Cash | 13662511 | 0.162326 |
Swaps | 20/05/2024 | N/A | Cash | 11994002 | 0.142502 |
Swaps | 22/05/2024 | N/A | Cash | 4462014 | 0.053014 |
Swaps | 24/05/2024 | N/A | Cash | 33881284 | 0.402548 |
Swaps | 25/07/2024 | N/A | Cash | 2969947 | 0.035286 |
Swaps | 26/07/2024 | N/A | Cash | 31328127 | 0.372214 |
Swaps | 31/07/2024 | N/A | Cash | 3134301 | 0.037239 |
Swaps | 23/10/2024 | N/A | Cash | 1409923 | 0.016752 |
Swaps | 04/11/2024 | N/A | Cash | 4500450 | 0.053471 |
Swaps | 03/03/2025 | N/A | Cash | 8077205 | 0.095966 |
Swaps | 19/05/2025 | N/A | Cash | 448002 | 0.005323 |
Swaps | 08/09/2025 | N/A | Cash | 715578 | 0.008502 |
Swaps | 26/05/2026 | N/A | Cash | 196627 | 0.002336 |
Sub Total 8.B2 | 173779971 | 2.064705% |
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Bank of America Corporation | Managed Account Advisors, LLC | |||
Bank of America Corporation | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | |||
Bank of America Corporation | BANK OF AMERICA, NA | |||
Bank of America Corporation | U.S. TRUST CO OF DELAWARE |
10. In case of proxy voting
Name of the proxy holder
Â
The number and % of voting rights held
Â
The date until which the voting rights will be held
Â
11. Additional Information
Â
12. Date of Completion
29-Apr-2024
13. Place Of Completion
United Kingdom