5 Oct 2018 11:17
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. | |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CME GROUP INC | |
(d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | CONNECTED TO THE OFFEROR | |
(e) Date dealing undertaken: | 4 Oct 2018 | |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 80,000 | 0.02% | 4,984 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 54,400 | 0.02% | 61,000 | 0.02% | |||||||
(4) | |||||||||||
TOTAL: | 134,400 | 0.04% | 65,984 | 0.02% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 11 | 175.7200 USD | ||||
USD 0.01 Class A common | Purchase | 33 | 179.4500 USD | ||||
USD 0.01 Class A common | Purchase | 40 | 179.2800 USD | ||||
USD 0.01 Class A common | Purchase | 61 | 179.8865 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 180.7100 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.0700 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 178.7300 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 177.7300 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 180.5400 USD | ||||
USD 0.01 Class A common | Purchase | 112 | 180.4385 USD | ||||
USD 0.01 Class A common | Purchase | 136 | 180.5500 USD | ||||
USD 0.01 Class A common | Purchase | 151 | 180.7632 USD | ||||
USD 0.01 Class A common | Purchase | 159 | 179.7826 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 180.4000 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 180.1475 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 178.5975 USD | ||||
USD 0.01 Class A common | Purchase | 211 | 178.2171 USD | ||||
USD 0.01 Class A common | Purchase | 275 | 180.3560 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 177.5866 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 180.6233 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 180.6933 USD | ||||
USD 0.01 Class A common | Purchase | 506 | 179.9631 USD | ||||
USD 0.01 Class A common | Purchase | 510 | 179.6213 USD | ||||
USD 0.01 Class A common | Purchase | 540 | 179.6125 USD | ||||
USD 0.01 Class A common | Purchase | 600 | 179.7304 USD | ||||
USD 0.01 Class A common | Purchase | 600 | 180.8616 USD | ||||
USD 0.01 Class A common | Purchase | 849 | 180.9343 USD | ||||
USD 0.01 Class A common | Purchase | 977 | 180.0692 USD | ||||
USD 0.01 Class A common | Purchase | 1,000 | 180.1970 USD | ||||
USD 0.01 Class A common | Purchase | 1,100 | 180.2009 USD | ||||
USD 0.01 Class A common | Purchase | 1,400 | 180.3142 USD | ||||
USD 0.01 Class A common | Purchase | 1,868 | 180.1717 USD | ||||
USD 0.01 Class A common | Purchase | 2,289 | 180.0478 USD | ||||
USD 0.01 Class A common | Purchase | 2,336 | 180.5644 USD | ||||
USD 0.01 Class A common | Purchase | 2,624 | 180.0465 USD | ||||
USD 0.01 Class A common | Purchase | 2,847 | 179.6142 USD | ||||
USD 0.01 Class A common | Purchase | 3,200 | 179.5504 USD | ||||
USD 0.01 Class A common | Purchase | 3,924 | 180.1765 USD | ||||
USD 0.01 Class A common | Purchase | 4,296 | 180.1785 USD | ||||
USD 0.01 Class A common | Purchase | 4,600 | 180.4900 USD | ||||
USD 0.01 Class A common | Purchase | 5,724 | 179.6557 USD | ||||
USD 0.01 Class A common | Purchase | 6,200 | 180.9055 USD | ||||
USD 0.01 Class A common | Purchase | 6,894 | 180.1096 USD | ||||
USD 0.01 Class A common | Purchase | 8,616 | 180.0552 USD | ||||
USD 0.01 Class A common | Purchase | 9,523 | 180.4713 USD | ||||
USD 0.01 Class A common | Purchase | 15,667 | 180.0243 USD | ||||
USD 0.01 Class A common | Purchase | 16,200 | 180.1813 USD | ||||
USD 0.01 Class A common | Purchase | 17,300 | 180.5100 USD | ||||
USD 0.01 Class A common | Purchase | 21,100 | 178.6979 USD | ||||
USD 0.01 Class A common | Purchase | 44,893 | 179.9249 USD | ||||
USD 0.01 Class A common | Sale | 9 | 181.2600 USD | ||||
USD 0.01 Class A common | Sale | 11 | 175.7200 USD | ||||
USD 0.01 Class A common | Sale | 22 | 178.4900 USD | ||||
USD 0.01 Class A common | Sale | 39 | 180.8300 USD | ||||
USD 0.01 Class A common | Sale | 40 | 179.2800 USD | ||||
USD 0.01 Class A common | Sale | 42 | 180.4452 USD | ||||
USD 0.01 Class A common | Sale | 59 | 179.7701 USD | ||||
USD 0.01 Class A common | Sale | 100 | 178.7600 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.5500 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.7900 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.6400 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.7000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.7800 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.8400 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.9100 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.2800 USD | ||||
USD 0.01 Class A common | Sale | 110 | 179.9772 USD | ||||
USD 0.01 Class A common | Sale | 124 | 180.1700 USD | ||||
USD 0.01 Class A common | Sale | 125 | 180.1840 USD | ||||
USD 0.01 Class A common | Sale | 138 | 180.6121 USD | ||||
USD 0.01 Class A common | Sale | 200 | 177.7650 USD | ||||
USD 0.01 Class A common | Sale | 200 | 180.6450 USD | ||||
USD 0.01 Class A common | Sale | 200 | 180.6650 USD | ||||
USD 0.01 Class A common | Sale | 200 | 180.6200 USD | ||||
USD 0.01 Class A common | Sale | 200 | 180.2950 USD | ||||
USD 0.01 Class A common | Sale | 200 | 181.1200 USD | ||||
USD 0.01 Class A common | Sale | 200 | 180.1500 USD | ||||
USD 0.01 Class A common | Sale | 200 | 179.9900 USD | ||||
USD 0.01 Class A common | Sale | 300 | 178.7966 USD | ||||
USD 0.01 Class A common | Sale | 300 | 180.9433 USD | ||||
USD 0.01 Class A common | Sale | 304 | 181.0931 USD | ||||
USD 0.01 Class A common | Sale | 323 | 178.9874 USD | ||||
USD 0.01 Class A common | Sale | 400 | 180.5775 USD | ||||
USD 0.01 Class A common | Sale | 400 | 180.6250 USD | ||||
USD 0.01 Class A common | Sale | 400 | 180.1575 USD | ||||
USD 0.01 Class A common | Sale | 428 | 179.9502 USD | ||||
USD 0.01 Class A common | Sale | 436 | 180.5679 USD | ||||
USD 0.01 Class A common | Sale | 474 | 179.1215 USD | ||||
USD 0.01 Class A common | Sale | 500 | 180.8365 USD | ||||
USD 0.01 Class A common | Sale | 500 | 178.7120 USD | ||||
USD 0.01 Class A common | Sale | 760 | 180.3894 USD | ||||
USD 0.01 Class A common | Sale | 800 | 179.9087 USD | ||||
USD 0.01 Class A common | Sale | 874 | 180.2411 USD | ||||
USD 0.01 Class A common | Sale | 1,000 | 180.5200 USD | ||||
USD 0.01 Class A common | Sale | 1,097 | 180.2109 USD | ||||
USD 0.01 Class A common | Sale | 2,100 | 179.8611 USD | ||||
USD 0.01 Class A common | Sale | 2,140 | 180.6107 USD | ||||
USD 0.01 Class A common | Sale | 2,600 | 180.5750 USD | ||||
USD 0.01 Class A common | Sale | 2,800 | 180.2237 USD | ||||
USD 0.01 Class A common | Sale | 4,030 | 179.5667 USD | ||||
USD 0.01 Class A common | Sale | 5,403 | 180.3320 USD | ||||
USD 0.01 Class A common | Sale | 6,466 | 180.5100 USD | ||||
USD 0.01 Class A common | Sale | 6,668 | 179.8957 USD | ||||
USD 0.01 Class A common | Sale | 7,503 | 179.9948 USD | ||||
USD 0.01 Class A common | Sale | 10,849 | 180.0465 USD | ||||
USD 0.01 Class A common | Sale | 15,100 | 180.1923 USD | ||||
USD 0.01 Class A common | Sale | 20,700 | 178.6961 USD | ||||
USD 0.01 Class A common | Sale | 34,863 | 180.0885 USD | ||||
USD 0.01 Class A common | Sale | 57,369 | 180.1292 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Call Options | Purchasing | 300 | 135 USD | American | 18 Jan 2019 | 46.9000 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 300 | 160 USD | American | 16 Nov 2018 | 21.2000 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 200 | 170 USD | American | 19 Oct 2018 | 11.0000 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 200 | 170 USD | American | 18 Jan 2019 | 13.0000 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 600 | 175 USD | American | 21 Dec 2018 | 7.5833 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 200 | 175 USD | American | 15 Mar 2019 | 11.2000 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 700 | 178 USD | American | 19 Oct 2018 | 4.1714 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 1,000 | 180 USD | American | 19 Oct 2018 | 2.6710 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 200 | 188 USD | American | 19 Oct 2018 | 0.4000 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 1,000 | 190 USD | American | 12 Oct 2018 | 0.0600 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 600 | 200 USD | American | 12 Oct 2018 | 0.0300 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 700 | 145 USD | American | 9 Nov 2018 | 0.2000 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 100 | 170 USD | American | 15 Mar 2019 | 5.1700 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 100 | 175 USD | American | 21 Dec 2018 | 3.9500 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 300 | 178 USD | American | 12 Oct 2018 | 0.8000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO |
Date of disclosure: | 5 Oct 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: | Barclays PLC. | |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | CME GROUP INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 170.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 178.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 173.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,100 | 175.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -2,100 | 180.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 190.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 200.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -200 | 188.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -900 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 300 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,000 | 168.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181005005179/en/
Copyright Business Wire 2018