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EPT Disclosure

9 Apr 2009 08:43

RNS Number : 4114Q
Cazenove
09 April 2009
 



FORM 38.5(a)

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

 

1. KEY INFORMATION

 

Name of exempt principal trader

Cazenove

Company dealt in

Aricom Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary 0.1p

Date of dealing

8th April 2009

 

 

2. DEALINGS (Note 2)

 

(a) Purchases and sales

 

Total number of securities purchased

Highest price paid (Note 3)

Lowest price paid (Note 3)

75,000

£0.265p

£0.265p

 

 

Total number of securities sold

Highest price received (Note 3)

Lowest price received (Note 3) 

159,511

£0.265p

£0.255p

 

(b) Derivatives transactions (other than options)

 

Product name,  e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

 

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g call option

Writing,  selling,  purchasing, varying etc

Number of securities to which the option relates (Note 5)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option moneypaid/received per unit (Note 3)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

 

 

 

3. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

 

 

Date of disclosure

9th April 2009

Contact name

Barry Page

Telephone number

0207 155 5907

Name of offeree/offeror with which connected

Aricom Plc & Peter Hambro Mining

Nature of connection (Note 6)

Cazenove are broker Aricom Plc & Peter Hambro Mining Plc

 

 

Notes

 

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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