16 Oct 2018 16:30
Block Listing Six Monthly Return
Information provided on this form must be typed or printed electronically and provided to an RIS.
LEI: 549300BNS685UXH4JI75
Date: 16 October 2018
Name of applicant: | Hikma Pharmaceuticals PLC | |||
Name of scheme: | Hikma Pharmaceuticals PLC 2004 Stock Option Plan ("SOP") & Hikma Pharmaceuticals PLC 2005 Long-Term Incentive Plan ("LTIP") & Hikma Pharmaceuticals PLC 2009 Management Incentive Plan ("MIP") & Hikma Pharmaceuticals PLC 2014 Executive Incentive Plan ("EIP") | |||
Period of return | From: | 1 April 2018 | To: | 30 September 2018 |
Balance of unallotted securities under scheme(s) from previous return: | SOP: 792,700 ordinary shares of 10 pence LTIP: 107,061 ordinary shares of 10 pence MIP: 978,116 ordinary shares of 10 pence EIP: 1,092,242 ordinary shares of 10 pence | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | SOP: 0 ordinary shares of 10 pence LTIP: 0 ordinary shares of 10 pence MIP: 0 ordinary shares of 10 pence EIP: 0 ordinary shares of 10 pence | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | SOP: 0 ordinary shares of 10 pence LTIP: 4,347 ordinary shares of 10 pence MIP: 192,956 ordinary shares of 10 pence EIP: 377,718 ordinary shares of 10 pence | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | SOP: 792,700 ordinary shares of 10 pence LTIP: 102,714 ordinary shares of 10 pence MIP: 785,160 ordinary shares of 10 pence EIP: 714,524 ordinary shares of 10 pence | |||
Name of contact: | Peter Speirs |
Telephone number of contact: | 0207 399 2772 |
Block Listing Six Monthly Return
Stock Option Plan ("SOP") | ||||
Date | Block Listing | Shares Issued | Balance (Headroom) | Notes |
01/04/2018 | - | - | 792,700 | Blocklisting return on 01/04/18 |
Block Listing Six Monthly Return
Long Term Incentive Plan ("LTIP") | ||||
Date | Block Listing | Shares Issued | Balance (Headroom) | Notes |
01/04/2018 | - | - | 107,061 | Blocklisting return on 01/04/18 |
31/08/2018 | 4,347 | 102,714 | ||
Block Listing Six Monthly Return
Management Incentive Plan ("MIP") | ||||
Date | Block Listing | Shares Issued | Balance (Headroom) | Notes |
01/04/2018 |
0 |
0 |
978,116 | Blocklisting return on 01/04/18 |
19/04/2018 | 0 | 1,096 | 977,020 | |
11/05/2018 | 0 | 2,118 | 974,902 | |
11/05/2018 | 0 | 4,407 | 970,495 | |
14/05/2018 | 0 | 1,485 | 969,010 | |
16/05/2018 | 0 | 172,195 | 796,815 | |
18/05/2018 | 0 | 910 | 795,905 | |
21/05/2018 | 0 | 551 | 795,354 | |
29/05/2018 | 0 | 1,660 | 793,694 | |
29/05/2018 | 0 | 759 | 792,935 | |
06/06/2018 | 0 | 764 | 792,171 | |
06/06/2018 | 0 | 1,341 | 790,830 | |
06/06/2018 | 0 | 1,323 | 789,507 | |
28/08/2018 | 0 | 2,027 | 787,480 | |
06/09/2018 | 0 | 1,903 | 785,577 | |
20/09/2018 | 0 | 417 | 785,160 |
Block Listing Six Monthly Return
Executive Incentive Plan ("EIP") | ||||
Date | Block Listing | Shares Issued | Balance (Headroom) | Notes |
01/04/2018 | 0 | 0 | 1,092,242 | Blocklisting return on 01/04/18 |
02/04/2018 | 0 | 58,010 | 1,034,232 | |
12/04/2018 | 0 | 7,367 | 1,026,865 | |
16/05/2018 | 0 | 46,224 | 980,641 | |
16/05/2018 | 0 | 69,297 | 911,344 | |
16/05/2018 | 0 | 40,000 | 871,344 | |
23/05/2018 | 0 | 5,493 | 865,851 | |
23/05/2018 | 0 | 132,439 | 733,412 | |
31/08/2018 | 0 | 5,374 | 728,038 | |
12/09/2018 | 0 | 6,514
| 714,524 | |
Hikma Pharmaceuticals (HIK)