3 Feb 2017 09:26
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Lazard World Trust Fund | |||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||||||||
An acquisition or disposal of voting rights | Yes | |||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||||||||
An event changing the breakdown of voting rights | ||||||||||
Other (please specify): | ||||||||||
3. Full name of person(s) subject to the notification obligation: | 1607 Capital Partners, LLC | |||||||||
4. Full name of shareholder(s) (if different from 3.): |
| |||||||||
5. Date of the transaction and date on which the threshold is crossed or reached: | February 1, 2017 | |||||||||
6. Date on which issuer notified: | February 2, 2017 | |||||||||
7. Threshold(s) that is/are crossed or reached: | 19% | |||||||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
LU0483266259 | 8,885,433 | 8,885,433 | 8,659,739 | 18.57% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
Same as A | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: | ||
12. Date on which proxy holder will cease to hold voting rights: | ||
13. Additional information: |
| |
14. Contact name: | Bryan Huntley, CCO | |
15. Contact telephone number: | 804-525-1741 | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
| 1607 Capital Partners, LLC |
Contact address (registered office for legal entities)
| 13 S. 13th St, Suite 400 Richmond, VA 23219 |
Phone number & email
| 804-525-1741 bhuntley@1607capital.com |
Other useful information (at least legal representative for legal persons)
| |
B: Identity of the notifier, if applicable | |
Full name
| Bryan Huntley |
Contact address
| Same as above |
Phone number & email
| Same as above |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Chief Compliance Officer |
C: Additional information | |