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Last checked at 
9 Apr 2018 11:48
9 April 2018
Worldsec Limited
(the "Company")
Director/PDMR Shareholdings
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ernest She | |
2 | Reason for the notification | ||
a) | Position/status | Director of Worldsec Limited/PDMR | |
b) | Initial notification/Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Worldsec Limited | |
b) | LEI | 213800RSLE74B1NP4X17 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Ordinary shares of US$0.001 each | |
Identification code | BMG9774L1019 | ||
b) | Nature of the transaction | Subscription for ordinary shares pursuant to open offer | |
c) | Price(s) and volumes(s) | Price(s) | Volume(s) |
US$0.15 US$0.15 | 103,365 80,000 | ||
d) | Aggregated information | ||
Aggregated volume | 183,365 | ||
Price | US$0.15 | ||
e) | Date of the transaction | 5 April 2018 | |
f) | Place of the transaction | Outside a trading venue | |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Alastair Gunn-Forbes | |
2 | Reason for the notification | ||
a) | Position/status | Director of Worldsec Limited/PDMR. | |
b) | Initial notification/Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Worldsec Limited | |
b) | LEI | 213800RSLE74B1NP4X17 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Ordinary shares of US$0.001 each | |
Identification code | BMG9774L1019 | ||
b) | Nature of the transaction | Subscription for ordinary shares pursuant to open offer | |
c) | Price(s) and volumes(s) | Price(s) | Volume(s) |
US$0.15 | 15,000 | ||
d) | Aggregated information | N/A (single transaction) | |
Aggregated volume | |||
Price | |||
e) | Date of the transaction | 5 April 2018 | |
f) | Place of the transaction | Outside a trading venue | |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Henry Cheong | |
2 | Reason for the notification | ||
a) | Position/status | Director of Worldsec Limited/PDMR. | |
b) | Initial notification/Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Worldsec Limited | |
b) | LEI | 213800RSLE74B1NP4X17 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Ordinary shares of US$0.001 each | |
Identification code | BMG9774L1019 | ||
b) | Nature of the transaction | Subscription for ordinary shares pursuant to open offer | |
c) | Price(s) and volumes(s) | Price(s) | Volume(s) |
US$0.15 US$0.15 US$0.15 US$0.15 | 941,594 577,436 8,406 4,721,561 | ||
d) | Aggregated information | ||
Aggregated volume | 6,248,997 | ||
Price | US$0.15 | ||
e) | Date of the transaction | 5 April 2018 | |
f) | Place of the transaction | Outside a trading venue | |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | HC Investment Holdings Limited | |
2 | Reason for the notification | ||
a) | Position/status | Legal person in which Henry Cheong (Director of Worldsec Limited) holds 100 per cent. of the issued shares/PCA | |
b) | Initial notification/Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Worldsec Limited | |
b) | LEI | 213800RSLE74B1NP4X17 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Ordinary shares of US$0.001 each | |
Identification code | BMG9774L1019 | ||
b) | Nature of the transaction | Subscription for ordinary shares pursuant to open offer | |
c) | Price(s) and volumes(s) | Price(s) | Volume(s) |
US$0.15 US$0.15 | 5,000,000 5,000,000 | ||
d) | Aggregated information | ||
Aggregated volume | 10,000,000 | ||
Price | US$0.15 | ||
e) | Date of the transaction | 5 April 2018 | |
f) | Place of the transaction | Outside a trading venue | |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Grand Acumen Holdings Limited | |
2 | Reason for the notification | ||
a) | Position/status | Legal person in which Henry Cheong (Director of Worldsec Limited) holds 25 per cent. of the issued shares/PCA | |
b) | Initial notification/Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Worldsec Limited | |
b) | LEI | 213800RSLE74B1NP4X17 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Ordinary shares of US$0.001 each | |
Identification code | BMG9774L1019 | ||
b) | Nature of the transaction | Purchase of ordinary shares pursuant to open offer | |
c) | Price(s) and volumes(s) | Price(s) | Volume(s) |
US$0.15 | 3,225,000 | ||
d) | Aggregated information | N/A (single transaction) | |
Aggregated volume | |||
Price | |||
e) | Date of the transaction | 5 April 2018 | |
f) | Place of the transaction | Outside a trading venue | |
This notification is made in accordance with the requirements of the Market Abuse Regulation.
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