Last checked at 14 Jul 2017 10:49
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc |
(d) Date dealing undertaken: | 13 JULY 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 50,000 | 4.3390 EUR | 4.3390 EUR |
3p ordinary | PURCHASES | 2,812,077 | 3.8440 GBP | 3.7680 GBP |
3p ordinary | SALES | 2,427,493 | 3.8420 GBP | 3.7640 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 3,184 | 3.7863 GBP |
3p ordinary | CFD | LONG | 2,006 | 3.7863 GBP |
3p ordinary | CFD | LONG | 982 | 3.7889 GBP |
3p ordinary | CFD | LONG | 620 | 3.7889 GBP |
3p ordinary | CFD | LONG | 10 | 3.7890 GBP |
3p ordinary | CFD | LONG | 29 | 3.7897 GBP |
3p ordinary | CFD | LONG | 560 | 3.7915 GBP |
3p ordinary | CFD | LONG | 891 | 3.7915 GBP |
3p ordinary | CFD | LONG | 1,089 | 3.7934 GBP |
3p ordinary | CFD | LONG | 1,727 | 3.7934 GBP |
3p ordinary | CFD | LONG | 2,932 | 3.7936 GBP |
3p ordinary | CFD | LONG | 1,848 | 3.7936 GBP |
3p ordinary | CFD | LONG | 30 | 3.7936 GBP |
3p ordinary | CFD | LONG | 10 | 3.7960 GBP |
3p ordinary | CFD | LONG | 10 | 3.7970 GBP |
3p ordinary | CFD | LONG | 621 | 3.7971 GBP |
3p ordinary | CFD | LONG | 989 | 3.7972 GBP |
3p ordinary | CFD | LONG | 15,398 | 3.7990 GBP |
3p ordinary | CFD | LONG | 158 | 3.7990 GBP |
3p ordinary | CFD | LONG | 9,699 | 3.7990 GBP |
3p ordinary | CFD | LONG | 1 | 3.8000 GBP |
3p ordinary | CFD | LONG | 185,266 | 3.8084 GBP |
3p ordinary | CFD | LONG | 29,222 | 3.8084 GBP |
3p ordinary | CFD | LONG | 8,570 | 3.8155 GBP |
3p ordinary | CFD | LONG | 209,253 | 3.8155 GBP |
3p ordinary | CFD | LONG | 24,294 | 3.8165 GBP |
3p ordinary | CFD | LONG | 56,776 | 3.8238 GBP |
3p ordinary | CFD | LONG | 19,390 | 3.8251 GBP |
3p ordinary | CFD | LONG | 1,000 | 3.8280 GBP |
3p ordinary | CFD | LONG | 13,243 | 3.8298 GBP |
3p ordinary | CFD | LONG | 37,005 | 3.8303 GBP |
3p ordinary | CFD | LONG | 4,225 | 3.8307 GBP |
3p ordinary | CFD | LONG | 3,402 | 3.8310 GBP |
3p ordinary | CFD | LONG | 508 | 3.8365 GBP |
3p ordinary | CFD | LONG | 73,624 | 3.8388 GBP |
3p ordinary | CFD | SHORT | 1,849 | 3.7810 GBP |
3p ordinary | CFD | SHORT | 19 | 3.7831 GBP |
3p ordinary | CFD | SHORT | 359 | 3.7833 GBP |
3p ordinary | CFD | SHORT | 570 | 3.7833 GBP |
3p ordinary | CFD | SHORT | 24 | 3.7862 GBP |
3p ordinary | CFD | SHORT | 438 | 3.7863 GBP |
3p ordinary | CFD | SHORT | 697 | 3.7863 GBP |
3p ordinary | CFD | SHORT | 82,500 | 3.7868 GBP |
3p ordinary | CFD | SHORT | 42,441 | 3.7868 GBP |
3p ordinary | CFD | SHORT | 40,000 | 3.7868 GBP |
3p ordinary | CFD | SHORT | 2,816 | 3.7870 GBP |
3p ordinary | CFD | SHORT | 1,774 | 3.7870 GBP |
3p ordinary | CFD | SHORT | 100 | 3.7870 GBP |
3p ordinary | CFD | SHORT | 1,251 | 3.7882 GBP |
3p ordinary | CFD | SHORT | 1,986 | 3.7882 GBP |
3p ordinary | CFD | SHORT | 68 | 3.7882 GBP |
3p ordinary | CFD | SHORT | 37 | 3.7886 GBP |
3p ordinary | CFD | SHORT | 686 | 3.7887 GBP |
3p ordinary | CFD | SHORT | 1,086 | 3.7887 GBP |
3p ordinary | CFD | SHORT | 111,035 | 3.7905 GBP |
3p ordinary | CFD | SHORT | 50,000 | 3.7916 GBP |
3p ordinary | CFD | SHORT | 50,000 | 3.7916 GBP |
3p ordinary | CFD | SHORT | 245,704 | 3.7921 GBP |
3p ordinary | CFD | SHORT | 1,542 | 3.7942 GBP |
3p ordinary | CFD | SHORT | 110,000 | 3.7953 GBP |
3p ordinary | CFD | SHORT | 2,566 | 3.8057 GBP |
3p ordinary | CFD | SHORT | 872 | 3.8057 GBP |
3p ordinary | CFD | SHORT | 2,024 | 3.8057 GBP |
3p ordinary | CFD | SHORT | 4,952 | 3.8057 GBP |
3p ordinary | CFD | SHORT | 13,209 | 3.8075 GBP |
3p ordinary | CFD | SHORT | 199,252 | 3.8104 GBP |
3p ordinary | CFD | SHORT | 141,152 | 3.8152 GBP |
3p ordinary | CFD | SHORT | 131,933 | 3.8152 GBP |
3p ordinary | CFD | SHORT | 25,457 | 3.8170 GBP |
3p ordinary | CFD | SHORT | 21,561 | 3.8193 GBP |
3p ordinary | CFD | SHORT | 9,699 | 3.8244 GBP |
3p ordinary | CFD | SHORT | 15,928 | 3.8310 GBP |
3p ordinary | CFD | SHORT | 125,432 | 3.8310 GBP |
3p ordinary | CFD | SHORT | 142,563 | 3.8310 GBP |
3p ordinary | CFD | SHORT | 6,401 | 3.8329 GBP |
3p ordinary | CFD | SHORT | 251,060 | 3.8346 GBP |
3p ordinary | CFD | SHORT | 220,890 | 3.8346 GBP |
3p ordinary | CFD | SHORT | 28,050 | 3.8346 GBP |
3p ordinary | CFD | SHORT | 921 | 3.8364 GBP |
3p ordinary | CFD | SHORT | 84,288 | 3.8376 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 JULY 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.