11 Mar 2010 12:29
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | TRICORN GROUP PLC | ||
2 Reason for the notification (please tick the appropriate box or boxes): | |||
An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights | x | ||
Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: | HARGREAVE HALE LIMITED | ||
4. Full name of shareholder(s) (if different from 3.): | DISCRETIONARY CLIENTS | ||
5. Date of the transaction and date on which the threshold is crossed or reached: | 11 March 2010 | ||
6. Date on which issuer notified: | 11 March 2010 | ||
7. Threshold(s) that is/are crossed or reached: | 21% | ||
8. Notified details: | ||||||||||||||
A: Voting rights attached to shares | ||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | ||||||||||
Direct | Indirect | Direct | Indirect xii | Direct | Indirect | |||||||||
GB0009716340 | 6,835,000 | 6,835,000 |
| 6,835,000 |
| 6,835,000 |
| 21.2630% | ||||||
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B: Qualifying Financial Instruments | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix,
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| Nominal | Delta | ||||||||
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Total (A+B+C) | ||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||
6,835,000 | 21.2630% | |||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | ||
5,360,000 of these shares are for unit trusts operated by Marlborough Fund Managers Ltd for who Hargreave Hale Ltd manages the portfolio of investments on a discretionary basis. The remaining balance is held on behalf of other discretionary clients. | ||
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Proxy Voting: | ||
10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: | The change in interest is as a result of the amended total voting rights announced by the company on the 11th March 2010. The percentage holding above is calculated on new TVR figure of 32,145,000. | |
14. Contact name: | David Clueit | |
15. Contact telephone number: | 01253 754739 | |