TP ICAP Regulatory News (TCAP)

12 May 2010 17:29

TULLETT PREBON PLC (the "Company")

Annual Information Update for the 12 months up to and including 12 May 2010.

This Annual Information Update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom (Prospectus Rule 5.2).

The information referred to below is not necessarily up to date as at the date of this annual information update and the Company does not undertake any obligation to update any such information in the future.

1. Tullett Prebon plc - Regulatory announcements

The following UK regulatory announcements have been made by the Company via a Regulatory Information Service during the previous 12 months. Copies of these announcements can be viewed at the London Stock Exchange's website at www.londonstockexchange.com under the code "TLPR".

Date of publication Regulatory headline 10 May 2010 Holding(s) in Company 23 April 2010 Holding(s) in Company 21 April 2010 Holding(s) in Company 14 April 2010 Annual Financial Report 2009 15 March 2010 Holding(s) in Company 10 March 2010 Takeover Code Rule 2.10 announcement 10 March 2010 Announcement regarding recent press speculation 08 March 2010 Preliminary Results 2009 05 March 2010 Acquisition of OTC Valuations Limited 09 February 2010 Notice of Preliminary Results 01 February 2010 Holding(s) in Company 07 December 2009 Holding(s) in Company 19 November 2009 Holding(s) in Company 19 November 2009 Holding(s) in Company 13 November 2009 Interim Management Statement 05 November 2009 Holding(s) in Company 13 October 2009 Acquisition of Conven§£o 16 September 2009 Holding(s) in Company 14 September 2009 Holding(s) in Company 24 August 2009 Holdings(s) in Company 21 August 2009 Holding(s) in Company 04 August 2009 Interim Results 2009 24 July 2009 Holding(s) in Company 17 July 2009 Holding(s) in Company 15 July 2009 Notice of Half Year Results 10 July 2009 Holding(s) in Company 03 July 2009 Holding(s) in Company 29 June 2009 Director/PDMR Shareholding 25 June 2009 Subsidiary Announces Results of Bond Exchange Offer 22 June 2009 Director/PDMR Shareholding 16 June 2009 Subsidiary Announces Bond Exchange Offer 05 June 2009 Holding(s) in Company 15 May 2009 Holding(s) in Company 14 May 2009 Result of AGM - Voting 14 May 2009 Result of AGM 14 May 2009 AGM Statement and Interim Management Statement 05 May 2009 Annual Information Update 01 May 2009 Holding(s) in Company

2. Tullett Prebon plc - Documents filed with the Registrar of Companies

The following documents have been filed by the Company with the Registrar of Companies during the previous 12 months. Copies of these documents may be obtained from Companies House (e-mail: enquiries@companies-house.gov.uk) at:

Companies HouseCrown WayCardiffCF14 3UZ

Or, if you are a registered user, through Companies House Direct at www.direct.companieshouse.gov.uk.

Date Type Description

17 October 2009 AD03 REGISTER(S) MOVED TO SAIL ADDRESS 114-REG MEM 809-REG INT IN SHARES DISC TO PUB CO 17 October 2009 AD02 SAIL ADDRESS CREATED

15 June 2009 288b APPOINTMENT TERMINATED SECRETARY ALISTAIR PEEL 15 June 2009 288a SECRETARY APPOINTED PAUL RICHARD MAINWARING 19 May 2009 RES10 AUTHORISED ALLOTMENT OF SHARES AND DEBENTURES 19 May 2009 RES09 AUTHORITY- PURCHASE SHARES OTHER THAN FROM CAPITAL 19 May 2009 RES11 DISAPPLICATION OF PRE-EMPTION RIGHTS 15 May 2009 353 LOCATION OF REGISTER OF MEMBERS 15 May 2009 363a RETURN MADE UP TO 05/05/09; BULK LIST AVAILABLE SEPARATELY

3. Tullett Prebon plc - Documents filed with the Financial Services Authority

The following documents have been filed by the Company with the Financial Services Authority during the previous 12 months. These documents may be viewed at:

Document Viewing Facility

Financial Services Authority

25 The North ColonnadeCanary WharfLondonE14 5HS

Copies of these documents are also available on request from the Company's Registered Office at Tower 42, Level 37, 25 Old Broad Street, London EC2N 1HQ.

Date Description 14 April Annual Report and Accounts year ended 31 December 2009 and Notice of2010 Annual General Meeting 14 May Copy of resolutions passed on 14 May 2009 2009