17 Sep 2010 12:48
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Tanfield Group Plc | ||
2. Reason for notification (yes/no) | |||
An acquisition or disposal of voting rights | yes | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify):______________ |
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3. Full name of person(s) subject to notification obligation: | Winterflood Securities Limited | ||
4. Full name of shareholder(s) (if different from 3): | See above | ||
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 16th September 2010 | ||
6. Date on which issuer notified: | 17th September 2010 | ||
7. Threshold(s) that is/are crossed or reached: | Below 10% threshold. Notification of threshold from 10.06% to below 10% (we have a 10% notification exemption as we are a registered market maker) | ||
8: Notified Details | |||||||
A: Voting rights attached to shares
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Class/type of shares If possible use ISIN code
GB00BOLFRQ80 | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares
7,423,591 | Number of voting rights 7,423,591 | Number of shares
6,970,266 | Number of voting rights 6,970,266 | Percentage of voting rights 9.41% | |||
Direct |
Indirect |
Direct |
Indirect | ||||
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B: Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
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Total (A+B)
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Number of voting rights | Percentage of voting rights |
6,970,266 | 9.41% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
N/A |
Proxy Voting:
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10. Name of proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
| W are a registered market maker, and this holding is our dealing position, and is not a proprietary trading position.
A recent trade had caused to breach the 10% disclosure limit, and has now gone back below 10% |
14 Contact name:
| Kelly Madeley |
15. Contact telephone name:
| 020 3100 0348 |
For notes on how to complete form TR-1 please see the FSA website.