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SWEF: Holdings in Company

21 Nov 2023 16:49

Starwood European Real Estate Finance Ltd (SWEF) SWEF: Holdings in Company 21-Nov-2023 / 16:48 GMT/BST


TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

STARWOOD EUROPEAN REAL ESTATE FINANCE LTD

 

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

x

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

 

An acquisition or disposal of financial instruments

x

An event changing the breakdown of voting rights

 

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

Name

Weiss Asset Management LP

City and country of registered office (if applicable)

Wilmington, Delaware, USA

4. Full name of shareholder(s) (if different from 3.)v

Name

Brookdale International Partners, L.P., Brookdale Global Opportunity Fund

City and country of registered office (if applicable)

Brookdale International Partners, L.P.: Albany, NY, USA

Brookdale Global Opportunity Fund: Grand Cayman, Cayman Islands

5. Date on which the threshold was crossed or reachedvi:

November-14-2023

6. Date on which issuer notified (DD/MM/YYYY):

November-16-2023

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

0.00

 

5.54

5.54

356,848,128

Position of previous notification (if

applicable)

 

N/A

 

N/A

 

N/A

 

             

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

 

 

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/ Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/ Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

CFD

N/A

N/A

Cash Settlement

19,773,687

5.54

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

19,773,687

5.54

 

                   

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

 

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

x

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Weiss Asset Management LP

 

 

 

Brookdale International Partners, L.P.

0.00

3.26

3.26

 

 

 

 

Weiss Asset Management LP

 

 

 

Brookdale Global Opportunity Fund

0.00

2.28

2.28

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional informationxvi

Weiss Asset Management LP is the Investment Manager to Brookdale Global Opportunity Fund and Brookdale International Partners, L.P.

         

 

Place of completion

Boston, USA

Date of completion

November-20-2023

 


Dissemination of a Regulatory Announcement that contains inside information in accordance with the Market Abuse Regulation (MAR), transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
ISIN:GG00BPGJYV48
Category Code:HOL
TIDM:SWEF
LEI Code:5493004YMVUQ9Z7JGZ50
OAM Categories: 3.1. Additional regulated information required to be disclosed under the laws of a Member State
Sequence No.:286401
EQS News ID:1778759
 
End of AnnouncementEQS News Service

UK Regulatory announcement transmitted by EQS Group AG. The issuer is solely responsible for the content of this announcement.

Date   Source Headline
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24th Feb 20266:00 pmRNSStarwood European Real Estate Finance
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23rd Jan 20267:02 amEQSSWEF: Portfolio Update
23rd Jan 20267:01 amEQSSWEF: Dividend Declaration
23rd Jan 20267:00 amEQSSWEF: December 2025 NAV
8th Jan 20264:35 pmEQSSWEF: *Correction* - Results of the 31 December 2025 EGM and Change of Financial Year End
31st Dec 202511:09 amEQSSWEF: Results of EGM and Change of Financial Year End
19th Dec 20257:01 amEQSSWEF: Update on Office Portfolio, Ireland
19th Dec 20257:00 amEQSSWEF: Tenth Capital Distribution Update
11th Dec 20257:02 amEQSSWEF: Publication of a Circular containing a Notice of Extraordinary General Meeting
11th Dec 20257:01 amEQSSWEF: Tenth Capital Distribution
11th Dec 20257:00 amEQSSWEF: November 2025 NAV
20th Nov 20257:00 amEQSSWEF: October 2025 NAV
28th Oct 20257:01 amEQSSWEF: Ninth Capital Distribution Update
24th Oct 20251:47 pmEQSSWEF: *Correction* - Ninth Capital Distribution
23rd Oct 20257:04 amEQSSWEF: Portfolio Update
23rd Oct 20257:03 amEQSSWEF: Dividend Declaration
23rd Oct 20257:02 amEQSSWEF: Ninth Capital Distribution
23rd Oct 20257:01 amEQSSWEF: September 2025 NAV
23rd Sep 20257:01 amEQSSWEF: Eighth Capital Distribution Update
18th Sep 20257:02 amEQSSWEF: Eighth Capital Distribution
18th Sep 20257:01 amEQSSWEF: August 2025 NAV
8th Sep 20257:02 amEQSSWEF: Half Yearly Report 30 June 2025
8th Sep 20257:01 amEQSSWEF: July 2025 NAV
8th Sep 20257:00 amEQSSWEF: Update on Office Portfolio, Ireland and two loan repayments
5th Aug 20257:02 amEQSSWEF: Portfolio Update
5th Aug 20257:01 amEQSSWEF: Dividend Declaration
5th Aug 20257:00 amEQSSWEF: June 2025 NAV
1st Aug 20257:00 amEQSSWEF: Update on Office Portfolio, Ireland
19th Jun 20257:00 amEQSSWEF: May 2025 NAV
12th Jun 20251:07 pmEQSSWEF: Results of AGM
27th May 20257:01 amEQSSWEF: Notice of AGM
22nd May 20257:01 amEQSSWEF: April 2025 NAV
16th May 20254:50 pmEQSSWEF: Director Notification
24th Apr 20257:03 amEQSSWEF: Portfolio Update
24th Apr 20257:02 amEQSSWEF: Dividend Declaration
24th Apr 20257:01 amEQSSWEF: March 2025 NAV
3rd Apr 20257:03 amEQSSWEF: Full Year Results for the Year Ended 31 December 2024
20th Mar 20257:02 amEQSSWEF: February 2025 NAV
25th Feb 202511:56 amEQSSWEF: Director Notification
24th Feb 20257:00 amEQSSWEF: Seventh Capital Distribution Update
20th Feb 20257:01 amEQSSWEF: Seventh Capital Distribution
20th Feb 20257:01 amEQSSWEF: January 2025 NAV
24th Jan 20257:01 amEQSSWEF: Portfolio Update
24th Jan 20257:00 amEQSSWEF: Dividend Declaration
23rd Jan 20257:00 amEQSSWEF: December 2024 NAV

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