Sunrise Resources PLC Regulatory News (SRES)

Grantee

No. of Warrants

Warrant exercise price (pence per share)

Tertiary Employees (5)

(Total of) 3,750,000

0.11

Company Secretary

Mr. Colin Fitch

 1,000,000

0.11

Non-Executive Director

Mr. David Swan

2,000,000

0.16

Non-Executive Director

Mr. Roger Murphy

2,000,000

0.16

1.

Details of the person discharging managerial responsibilities/person closely associated

a)

Name:

Judith Hayes

2.

Reason for the notification

a)

Position/status:

Administration Manager, Tertiary Minerals plc

b)

Initial notification/Amendment:

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name:

Sunrise Resources plc

b)

LEI:

213800MGDOE974QHPZ44

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument:

Identification code:

Warrants, each warrant to subscribe for one ordinary share of 0.1p each

 GB00B075Z681 (Ordinary Shares)

b)

Nature of the transaction:

Grant of warrants to subscribe for new ordinary shares

c)

Price(s) and volume(s):

d)

Aggregated information:

Aggregated volume:

Price:

Single transaction as in 4 c) above

e)

Date of the transaction:

21 February 2019

10:00 UTC

f)

Place of the transaction:

Outside a trading venue

1.

Details of the person discharging managerial responsibilities/person closely associated

a)

Name:

Celia Jill Barnard-Blom

2.

Reason for the notification

a)

Position/status:

Company Accountant, Tertiary Minerals plc

b)

Initial notification/Amendment:

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name:

Sunrise Resources plc

b)

LEI:

213800MGDOE974QHPZ44

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument:

Identification code:

Warrants, each warrant to subscribe for one ordinary share of 0.1p each

GB00B075Z681 (Ordinary Shares)

b)

Nature of the transaction:

Grant of warrants to subscribe for new ordinary shares

c)

Price(s) and volume(s):

d)

Aggregated information:

Aggregated volume:

Price:

Single transaction as in 4 c) above

e)

Date of the transaction:

21 February 2019

10:00 UTC

f)

Place of the transaction:

Outside a trading venue

1.

Details of the person discharging managerial responsibilities/person closely associated

a)

Name:

Jaelithe Talboom

2.

Reason for the notification

a)

Position/status:

Business Assistant, Tertiary Minerals plc

b)

Initial notification/Amendment:

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name:

Sunrise Resources plc

b)

LEI:

213800MGDOE974QHPZ44

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument:

Identification code:

Warrants, each warrant to subscribe for one ordinary share of 0.1p each

 GB00B075Z681 (Ordinary Shares)

b)

Nature of the transaction:

Grant of warrants to subscribe for new ordinary shares

c)

Price(s) and volume(s):

d)

Aggregated information:

Aggregated volume:

Price:

Single transaction as in 4 c) above

e)

Date of the transaction:

21 February 2019

10:00 UTC

f)

Place of the transaction:

Outside a trading venue

1.

Details of the person discharging managerial responsibilities/person closely associated

a)

Name:

Joel Cheetham

2.

Reason for the notification

a)

Position/status:

Data Manager, Tertiary Minerals plc

b)

Initial notification/Amendment:

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name:

Sunrise Resources plc

b)

LEI:

213800MGDOE974QHPZ44

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument:

Identification code:

Warrants, each warrant to subscribe for one ordinary share of 0.1p each

 GB00B075Z681 (Ordinary Shares)

b)

Nature of the transaction:

Grant of warrants to subscribe for new ordinary shares

c)

Price(s) and volume(s):

d)

Aggregated information:

Aggregated volume:

Price:

Single transaction as in 4 c) above

e)

Date of the transaction:

21 February 2019

10:00 UTC

f)

Place of the transaction:

Outside a trading venue

1.

Details of the person discharging managerial responsibilities/person closely associated

a)

Name:

Richard Clemmey

2.

Reason for the notification

a)

Position/status:

Managing Director, Tertiary Minerals plc

b)

Initial notification/Amendment:

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name:

Sunrise Resources plc

b)

LEI:

213800MGDOE974QHPZ44

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument:

Identification code:

Warrants, each warrant to subscribe for one ordinary share of 0.1p each

GB00B075Z681 (Ordinary Shares)

b)

Nature of the transaction:

Grant of warrants to subscribe for new ordinary shares

c)

Price(s) and volume(s):

d)

Aggregated information:

Aggregated volume:

Price:

Single transaction as in 4 c) above

e)

Date of the transaction:

21 February 2019

10:00 UTC

f)

Place of the transaction:

Outside a trading venue

1.

Details of the person discharging managerial responsibilities/person closely associated

a)

Name:

Colin Fitch

2.

Reason for the notification

a)

Position/status:

Company Secretary

b)

Initial notification/Amendment:

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name:

Sunrise Resources plc

b)

LEI:

213800MGDOE974QHPZ44

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument:

Identification code:

Warrants, each warrant to subscribe for one ordinary share of 0.1p each

 GB00B075Z681 (Ordinary Shares)

b)

Nature of the transaction:

Grant of warrants to subscribe for new ordinary shares

c)

Price(s) and volume(s):

d)

Aggregated information:

Aggregated volume:

Price:

Single transaction as in 4 c) above

e)

Date of the transaction:

21 February 2019

10:00 UTC

f)

Place of the transaction:

Outside a trading venue

1.

Details of the person discharging managerial responsibilities/person closely associated

a)

Name:

David Swan

2.

Reason for the notification

a)

Position/status:

Senior Non-Executive Director

b)

Initial notification/Amendment:

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name:

Sunrise Resources plc

b)

LEI:

213800MGDOE974QHPZ44

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument:

Identification code:

Warrants, each warrant to subscribe for one ordinary share of 0.1p each

GB00B075Z681 (Ordinary Shares)

b)

Nature of the transaction:

Grant of warrants to subscribe for new ordinary shares

c)

Price(s) and volume(s):

d)

Aggregated information:

Aggregated volume:

Price:

Single transaction as in 4 c) above

e)

Date of the transaction:

21 February 2019

10:00 UTC

f)

Place of the transaction:

Outside a trading venue

1.

Details of the person discharging managerial responsibilities/person closely associated

a)

Name:

Roger Murphy

2.

Reason for the notification

a)

Position/status:

Non-Executive Director

b)

Initial notification/Amendment:

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name:

Sunrise Resources plc

b)

LEI:

213800MGDOE974QHPZ44

4.

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument:

Identification code:

Warrants, each warrant to subscribe for one ordinary share of 0.1p each

 GB00B075Z681 (Ordinary Shares)

b)

Nature of the transaction:

Grant of warrants to subscribe for new ordinary shares

c)

Price(s) and volume(s):

d)

Aggregated information:

Aggregated volume:

Price:

Single transaction as in 4 c) above

e)

Date of the transaction:

21 February 2019

10:00 UTC

f)

Place of the transaction:

Outside a trading venue

Sunrise Resources plc

Patrick Cheetham, Executive Chairman

Tel:

+44 (0)1625 838 884

Beaumont Cornish

James Biddle/Roland Cornish

Tel:

+44 (0) 207 628 3396

SVS Securities Limited

Joint Broker

Tom Curran/Ben Tadd

Tel:

+44 ((0)203 700 0093