Last checked at 16 May 2018 12:13
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||||
| Company dealt in | SMURFIT KAPPA GROUP PLC | ||||
| Class of relevant security to which the | €0.001 ordinary shares | ||||
| dealings being disclosed relate (Note 2) | |||||
| Date of dealing | 15 May 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,335,819 | 1.41% | 346,309 | 0.15% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 48,290 | 0.02% | 2,966,023 | 1.25% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 3,384,109 | 1.43% | 3,312,332 | 1.40% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 20 | 31.2370 GBP | |||
| Purchase | 90 | 31.0800 GBP | |||
| Purchase | 107 | 31.4530 GBP | |||
| Purchase | 125 | 31.2744 GBP | |||
| Purchase | 153 | 35.7200 EUR | |||
| Purchase | 270 | 31.2368 GBP | |||
| Purchase | 327 | 35.6132 EUR | |||
| Purchase | 451 | 31.2400 GBP | |||
| Purchase | 473 | 35.5000 EUR | |||
| Purchase | 557 | 31.2847 GBP | |||
| Purchase | 638 | 35.4928 EUR | |||
| Purchase | 943 | 35.6079 EUR | |||
| Purchase | 956 | 35.6469 EUR | |||
| Purchase | 1,335 | 35.5700 EUR | |||
| Purchase | 1,544 | 35.5800 EUR | |||
| Purchase | 2,582 | 35.5128 EUR | |||
| Purchase | 3,210 | 35.6084 EUR | |||
| Purchase | 3,676 | 31.4931 GBP | |||
| Purchase | 3,938 | 35.5596 EUR | |||
| Purchase | 5,724 | 31.3058 GBP | |||
| Purchase | 6,812 | 35.6239 EUR | |||
| Purchase | 7,197 | 35.6220 EUR | |||
| Purchase | 9,249 | 35.6452 EUR | |||
| Purchase | 11,822 | 35.5360 EUR | |||
| Purchase | 15,076 | 35.5826 EUR | |||
| Purchase | 47,122 | 31.1742 GBP | |||
| Sale | 74 | 35.5543 EUR | |||
| Sale | 90 | 31.0813 GBP | |||
| Sale | 125 | 31.3200 GBP | |||
| Sale | 138 | 35.5571 EUR | |||
| Sale | 181 | 35.5000 EUR | |||
| Sale | 187 | 35.5544 EUR | |||
| Sale | 290 | 31.2400 GBP | |||
| Sale | 300 | 31.2200 GBP | |||
| Sale | 401 | 35.7743 EUR | |||
| Sale | 486 | 31.2924 GBP | |||
| Sale | 579 | 31.3270 GBP | |||
| Sale | 692 | 35.6385 EUR | |||
| Sale | 707 | 35.5562 EUR | |||
| Sale | 739 | 35.5845 EUR | |||
| Sale | 860 | 31.3147 GBP | |||
| Sale | 892 | 35.6038 EUR | |||
| Sale | 920 | 31.1693 GBP | |||
| Sale | 1,138 | 35.6063 EUR | |||
| Sale | 1,217 | 31.0779 GBP | |||
| Sale | 1,351 | 35.6560 EUR | |||
| Sale | 1,489 | 35.5689 EUR | |||
| Sale | 1,594 | 35.6668 EUR | |||
| Sale | 3,268 | 31.3070 GBP | |||
| Sale | 3,301 | 35.6453 EUR | |||
| Sale | 3,429 | 35.6027 EUR | |||
| Sale | 4,513 | 35.6003 EUR | |||
| Sale | 5,369 | 35.5929 EUR | |||
| Sale | 5,498 | 31.3266 GBP | |||
| Sale | 8,979 | 35.5600 EUR | |||
| Sale | 9,191 | 31.4480 GBP | |||
| Sale | 25,858 | 31.0800 GBP |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 138 | 35.5571 EUR | ||||
| €0.001 ordinary shares | Long | 229 | 31.2384 GBP | ||||
| €0.001 ordinary shares | Long | 486 | 31.2924 GBP | ||||
| €0.001 ordinary shares | Long | 579 | 31.3270 GBP | ||||
| N/A | Long | 739 | 35.5845 EUR | ||||
| €0.001 ordinary shares | Long | 1,217 | 31.0779 GBP | ||||
| €0.001 ordinary shares | Long | 1,351 | 35.6560 EUR | ||||
| €0.001 ordinary shares | Long | 1,594 | 35.6668 EUR | ||||
| €0.001 ordinary shares | Long | 2,500 | 31.3131 GBP | ||||
| €0.001 ordinary shares | Long | 3,111 | 35.5869 EUR | ||||
| €0.001 ordinary shares | Long | 5,104 | 35.6429 EUR | ||||
| €0.001 ordinary shares | Long | 5,369 | 35.5929 EUR | ||||
| €0.001 ordinary shares | Long | 24,158 | 31.0800 GBP | ||||
| €0.001 ordinary shares | Short | 107 | 31.4530 GBP | ||||
| €0.001 ordinary shares | Short | 557 | 31.2847 GBP | ||||
| €0.001 ordinary shares | Short | 638 | 35.4928 EUR | ||||
| €0.001 ordinary shares | Short | 1,032 | 31.2238 GBP | ||||
| €0.001 ordinary shares | Short | 2,500 | 35.6100 EUR | ||||
| €0.001 ordinary shares | Short | 5,104 | 31.3622 GBP | ||||
| €0.001 ordinary shares | Short | 6,812 | 35.6239 EUR | ||||
| €0.001 ordinary shares | Short | 8,132 | 31.0824 GBP | ||||
| €0.001 ordinary shares | Short | 12,304 | 31.1960 GBP | ||||
| €0.001 ordinary shares | Short | 15,076 | 35.5826 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 16 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection | |||
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