Last checked at 4 May 2018 14:31
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||
| Company dealt in | SMURFIT KAPPA GROUP PLC | ||
| Class of relevant security to which the | €0.001 ordinary shares | ||
| dealings being disclosed relate (Note 2) | |||
| Date of dealing | 03 May 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,242,197 | 1.37% | 545,782 | 0.23% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 158,126 | 0.07% | 1,919,678 | 0.81% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | |||||||||||
| 3,400,323 | 1.43% | 2,465,460 | 1.04% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 51 | 34.2203 EUR | |||
| Purchase | 85 | 35.0600 EUR | |||
| Purchase | 89 | 34.3651 EUR | |||
| Purchase | 116 | 34.3931 EUR | |||
| Purchase | 189 | 34.5400 EUR | |||
| Purchase | 270 | 34.6471 EUR | |||
| Purchase | 273 | 34.0000 EUR | |||
| Purchase | 370 | 30.8337 GBP | |||
| Purchase | 400 | 34.3756 EUR | |||
| Purchase | 711 | 30.5381 GBP | |||
| Purchase | 763 | 30.2219 GBP | |||
| Purchase | 884 | 30.0276 GBP | |||
| Purchase | 888 | 30.2200 GBP | |||
| Purchase | 980 | 34.3985 EUR | |||
| Purchase | 1,078 | 34.6314 EUR | |||
| Purchase | 2,044 | 30.1319 GBP | |||
| Purchase | 3,277 | 34.2836 EUR | |||
| Purchase | 4,268 | 34.3215 EUR | |||
| Purchase | 4,595 | 30.0549 GBP | |||
| Purchase | 4,647 | 30.3122 GBP | |||
| Purchase | 9,190 | 30.0148 GBP | |||
| Purchase | 12,000 | 34.3419 EUR | |||
| Purchase | 20,219 | 30.2667 GBP | |||
| Purchase | 30,487 | 34.3601 EUR | |||
| Purchase | 35,419 | 30.3733 GBP | |||
| Purchase | 43,708 | 34.3157 EUR | |||
| Purchase | 52,446 | 34.3600 EUR | |||
| Sale | 58 | 35.0000 EUR | |||
| Sale | 70 | 34.9834 EUR | |||
| Sale | 89 | 30.0824 GBP | |||
| Sale | 149 | 34.2000 EUR | |||
| Sale | 150 | 30.5224 GBP | |||
| Sale | 150 | 30.1200 GBP | |||
| Sale | 172 | 30.1537 GBP | |||
| Sale | 276 | 30.1787 GBP | |||
| Sale | 337 | 30.2213 GBP | |||
| Sale | 418 | 30.3749 GBP | |||
| Sale | 436 | 30.1777 GBP | |||
| Sale | 570 | 34.2904 EUR | |||
| Sale | 842 | 34.2148 EUR | |||
| Sale | 899 | 30.4783 GBP | |||
| Sale | 950 | 34.3533 EUR | |||
| Sale | 1,000 | 34.1903 EUR | |||
| Sale | 1,055 | 30.2200 GBP | |||
| Sale | 1,997 | 34.2291 EUR | |||
| Sale | 2,006 | 34.5252 EUR | |||
| Sale | 2,680 | 30.4851 GBP | |||
| Sale | 2,780 | 34.3696 EUR | |||
| Sale | 4,224 | 34.5903 EUR | |||
| Sale | 8,955 | 34.3994 EUR | |||
| Sale | 10,168 | 34.4530 EUR | |||
| Sale | 10,460 | 34.2992 EUR | |||
| Sale | 11,488 | 30.9423 GBP | |||
| Sale | 13,049 | 34.3713 EUR | |||
| Sale | 17,512 | 30.1679 GBP | |||
| Sale | 24,487 | 34.5744 EUR |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 150 | 30.5224 GBP | ||||
| €0.001 ordinary shares | Long | 172 | 30.1537 GBP | ||||
| €0.001 ordinary shares | Long | 233 | 34.9577 EUR | ||||
| €0.001 ordinary shares | Long | 276 | 30.1787 GBP | ||||
| €0.001 ordinary shares | Long | 418 | 30.3749 GBP | ||||
| €0.001 ordinary shares | Long | 436 | 30.1777 GBP | ||||
| €0.001 ordinary shares | Long | 928 | 30.4392 GBP | ||||
| €0.001 ordinary shares | Long | 962 | 30.2996 GBP | ||||
| €0.001 ordinary shares | Long | 3,214 | 34.3651 EUR | ||||
| €0.001 ordinary shares | Long | 3,516 | 34.4014 EUR | ||||
| €0.001 ordinary shares | Long | 4,166 | 34.3574 EUR | ||||
| €0.001 ordinary shares | Long | 10,168 | 34.4530 EUR | ||||
| €0.001 ordinary shares | Long | 17,512 | 30.1679 GBP | ||||
| €0.001 ordinary shares | Long | 38,000 | 34.5139 EUR | ||||
| €0.001 ordinary shares | Short | 201 | 34.6779 EUR | ||||
| €0.001 ordinary shares | Short | 270 | 34.6470 EUR | ||||
| €0.001 ordinary shares | Short | 273 | 34.0063 EUR | ||||
| €0.001 ordinary shares | Short | 370 | 30.8337 GBP | ||||
| €0.001 ordinary shares | Short | 400 | 34.3782 EUR | ||||
| €0.001 ordinary shares | Short | 654 | 30.8549 GBP | ||||
| €0.001 ordinary shares | Short | 763 | 30.2219 GBP | ||||
| €0.001 ordinary shares | Short | 884 | 30.0276 GBP | ||||
| €0.001 ordinary shares | Short | 980 | 34.3985 EUR | ||||
| €0.001 ordinary shares | Short | 1,078 | 34.6314 EUR | ||||
| €0.001 ordinary shares | Short | 1,496 | 30.2224 GBP | ||||
| €0.001 ordinary shares | Short | 2,044 | 30.1319 GBP | ||||
| €0.001 ordinary shares | Short | 3,068 | 30.3280 GBP | ||||
| €0.001 ordinary shares | Short | 6,871 | 30.2519 GBP | ||||
| €0.001 ordinary shares | Short | 7,050 | 33.9979 EUR | ||||
| €0.001 ordinary shares | Short | 9,838 | 34.0305 EUR | ||||
| €0.001 ordinary shares | Short | 13,410 | 34.3743 EUR | ||||
| €0.001 ordinary shares | Short | 13,410 | 34.6336 EUR | ||||
| €0.001 ordinary shares | Short | 30,487 | 34.3601 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 4 May 2018 | |
| Contact name: | Femi Badmos | |
| Telephone number: | 020 3555 1125 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection |
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