Last checked at 18 Apr 2018 12:57
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | SMURFIT KAPPA GROUP PLC | |
| Class of relevant security to which the dealings being disclosed relate (Note 2) | €0.001 ordinary shares | |
| Date of dealing | 17 April 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,349,460 | 1.41% | 672,189 | 0.28% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 221,242 | 0.09% | 2,005,893 | 0.85% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 3,570,702 | 1.51% | 2,678,082 | 1.13% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
Ap20
3. DEALINGS (Note 4)
| (a) | Purchases and sales | ||||
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 9 | 30.6600 GBP | |||
| Purchase | 149 | 35.4200 EUR | |||
| Purchase | 208 | 30.7197 GBP | |||
| Purchase | 250 | 35.3866 EUR | |||
| Purchase | 315 | 30.4034 GBP | |||
| Purchase | 371 | 30.6142 GBP | |||
| Purchase | 432 | 30.5241 GBP | |||
| Purchase | 1,043 | 30.7600 GBP | |||
| Purchase | 1,064 | 30.5651 GBP | |||
| Purchase | 1,159 | 30.7504 GBP | |||
| Purchase | 1,257 | 35.4822 EUR | |||
| Purchase | 1,267 | 30.6400 GBP | |||
| Purchase | 1,724 | 35.4622 EUR | |||
| Purchase | 1,945 | 35.5300 EUR | |||
| Purchase | 2,048 | 35.4158 EUR | |||
| Purchase | 2,789 | 30.6548 GBP | |||
| Purchase | 3,610 | 35.4605 EUR | |||
| Purchase | 3,684 | 35.5634 EUR | |||
| Purchase | 4,573 | 35.6200 EUR | |||
| Purchase | 6,523 | 35.4375 EUR | |||
| Purchase | 6,685 | 35.6253 EUR | |||
| Purchase | 11,506 | 35.4706 EUR | |||
| Purchase | 17,253 | 30.6840 GBP | |||
| Purchase | 50,000 | 35.5510 EUR | |||
| Sale | 81 | 30.3918 GBP | |||
| Sale | 121 | 30.7600 GBP | |||
| Sale | 137 | 35.3943 EUR | |||
| Sale | 206 | 30.5400 GBP | |||
| Sale | 293 | 30.5405 GBP | |||
| Sale | 351 | 30.6389 GBP | |||
| Sale | 371 | 30.6142 GBP | |||
| Sale | 381 | 30.6749 GBP | |||
| Sale | 508 | 30.6281 GBP | |||
| Sale | 786 | 35.3400 EUR | |||
| Sale | 809 | 30.7613 GBP | |||
| Sale | 828 | 30.5458 GBP | |||
| Sale | 973 | 30.5591 GBP | |||
| Sale | 1,787 | 35.4900 EUR | |||
| Sale | 3,892 | 35.4230 EUR | |||
| Sale | 6,607 | 35.6253 EUR | |||
| Sale | 18,336 | 30.5506 GBP | |||
| Sale | 19,155 | 30.7078 GBP |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 81 | 30.3918 GBP | ||||
| €0.001 ordinary shares | Long | 137 | 35.3943 EUR | ||||
| €0.001 ordinary shares | Long | 293 | 30.5405 GBP | ||||
| €0.001 ordinary shares | Long | 351 | 30.6389 GBP | ||||
| €0.001 ordinary shares | Long | 368 | 30.5958 GBP | ||||
| €0.001 ordinary shares | Long | 381 | 30.6749 GBP | ||||
| €0.001 ordinary shares | Long | 597 | 30.9972 GBP | ||||
| €0.001 ordinary shares | Long | 786 | 35.3334 EUR | ||||
| €0.001 ordinary shares | Long | 1,046 | 30.5154 GBP | ||||
| €0.001 ordinary shares | Long | 1,455 | 30.5905 GBP | ||||
| €0.001 ordinary shares | Long | 3,892 | 35.4230 EUR | ||||
| €0.001 ordinary shares | Long | 13,118 | 30.7515 GBP | ||||
| €0.001 ordinary shares | Long | 18,336 | 30.5506 GBP | ||||
| €0.001 ordinary shares | Short | 208 | 30.7197 GBP | ||||
| €0.001 ordinary shares | Short | 432 | 30.5241 GBP | ||||
| €0.001 ordinary shares | Short | 597 | 35.7545 EUR | ||||
| €0.001 ordinary shares | Short | 823 | 35.4248 EUR | ||||
| €0.001 ordinary shares | Short | 1,188 | 30.5699 GBP | ||||
| €0.001 ordinary shares | Short | 1,309 | 30.7328 GBP | ||||
| €0.001 ordinary shares | Short | 1,480 | 30.5858 GBP | ||||
| €0.001 ordinary shares | Short | 1,782 | 35.4828 EUR | ||||
| €0.001 ordinary shares | Short | 2,048 | 35.4158 EUR | ||||
| €0.001 ordinary shares | Short | 3,610 | 35.4605 EUR | ||||
| €0.001 ordinary shares | Short | 4,425 | 35.6200 EUR | ||||
| €0.001 ordinary shares | Short | 11,506 | 35.4705 EUR | ||||
| €0.001 ordinary shares | Short | 50,000 | 35.5510 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
| Date of disclosure | 18 Apr 2018 | |
| Contact name | ELISE TANG | |
| Telephone number | 0207 1163001 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection (Note 10) |
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