1 Jul 2022 09:25
FORM 8.5 (EPT/NON-RI) Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | |||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||||||
(b) | Name of offeror/offeree in relation to whose | SECURE INCOME REIT PLC | ||||||
relevant securities this form relates: | ||||||||
(c) | Name of the party to the offer with which exempt | LXi REIT plc | ||||||
principal trader is connected | ||||||||
(d) | Date position held/dealing undertaken: | 27 June 2022 | ||||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
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trader making disclosures in respect of any other party to the offer? | LXI REIT PLC | |||||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | |||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | |||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary | |||||||
Interests | Short Positions | |||||||
Number | (%) | Number | (%) | |||||
(1) | Relevant securities owned | |||||||
and/or controlled: | 1,478,996 | 0.46% | 75,423 | 0.02% | ||||
(2) | Cash-settled derivatives: | |||||||
49,577 | 0.02% | 1,467,406 | 0.45% | |||||
(3) | Stock-settled derivatives (including options) | |||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||
TOTAL: | 1,528,573 | 0.47% | 1,542,829 | 0.48% | ||||
(b) | Rights to subscribe for new securities (including directors and other executive | |||||||
| options) |
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Class of relevant security in relation to | ||||||||
which subscription right exists | ||||||||
Details, including nature of the rights | ||||||||
concerned and relevant percentages: | ||||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security | securities | paid/received | paid/received | ||||
10p ordinary | Purchase | 109,720 | 4.7097 GBP | 4.625 GBP | |||
10p ordinary | Sale | 48,709 | 4.7200 GBP | 4.6436 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Decreasing Long | 2,591 | 4.6604 GBP | |||
10p ordinary | SWAP | Decreasing Long | 2,704 | 4.6569 GBP | |||
10p ordinary | SWAP | Decreasing Short | 122 | 4.7074 GBP | |||
10p ordinary | SWAP | Decreasing Short | 296 | 4.6937 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,591 | 4.6604 GBP | |||
10p ordinary | SWAP | Increasing Short | 70 | 4.6400 GBP | |||
10p ordinary | SWAP | Increasing Short | 78 | 4.7075 GBP | |||
10p ordinary | SWAP | Increasing Short | 100 | 4.6310 GBP | |||
10p ordinary | SWAP | Increasing Short | 187 | 4.6938 GBP | |||
10p ordinary | CFD | Increasing Short | 3,622 | 4.7196 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,951 | 4.7032 GBP | |||
10p ordinary | SWAP | Increasing Short | 5,269 | 4.7009 GBP | |||
10p ordinary | SWAP | Increasing Short | 5,820 | 4.6575 GBP | |||
10p ordinary | SWAP | Increasing Short | 6,434 | 4.7030 GBP | |||
10p ordinary | SWAP | Increasing Short | 7,610 | 4.7013 GBP | |||
10p ordinary | SWAP | Increasing Short | 9,284 | 4.7091 GBP | |||
10p ordinary | SWAP | Increasing Short | 9,736 | 4.7136 GBP | |||
10p ordinary | SWAP | Increasing Short | 11,959 | 4.7083 GBP | |||
10p ordinary | CFD | Increasing Short | 15,000 | 4.6846 GBP | |||
10p ordinary | CFD | Increasing Short | 19,137 | 4.6529 GBP | |||
10p ordinary | CFD | Increasing Short | 52,259 | 4.6722 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 1 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||