19 Dec 2018 10:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SHIRE PLC |
(d) Date dealing undertaken: | 18 December 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for TAKEDA PHARMACEUTICAL COMPANY LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | Purchases | 2,778,997109,857 | 44.1900 GBP55.6424 USD | 43.2800 GBP54.8140 USD |
Ordinary | Sales | 3,874,36990,001 | 44.1600 GBP56.1723 USD | 43.2900 GBP55.2932 USD |
ADR / (1.00 : 3.00) | Purchases | 7,825 (23,475) | 166.3000 USD | 165.8232 USD |
ADR / (1.00 : 3.00) | Sales | 7,825 (23,475) | 165.9925 USD | 165.6878 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | Reducing a long position | 15,925 | 43.3728 GBP |
Ordinary | CFD | Reducing a short position | 2,287 | 43.7100 GBP |
Ordinary | CFD | Opening a long position | 15,925 | 43.7768 GBP |
Ordinary | CFD | Opening a short position | 2,287 | 43.7994 GBP |
Ordinary | CFD | Opening a short position | 6,072 | 43.8032 GBP |
Ordinary | CFD | Reducing a short position | 23 | 43.8333 GBP |
Ordinary | CFD | Opening a long position | 2,000 | 43.8484 GBP |
Ordinary | CFD | Opening a long position | 50,000 | 43.8617 GBP |
Ordinary | CFD | Increasing a short position | 662 | 43.8663 GBP |
Ordinary | CFD | Reducing a long position | 2,000 | 43.8747 GBP |
Ordinary | CFD | Reducing a long position | 39 | 43.9296 GBP |
Ordinary | CFD | Reducing a long position | 44,961 | 43.9296 GBP |
Ordinary | CFD | Increasing a long position | 652 | 43.9547 GBP |
Ordinary | CFD | Reducing a long position | 1,440 | 44.0000 GBP |
Ordinary | CFD | Opening a short position | 2,928 | 44.0000 GBP |
Ordinary | CFD | Reducing a long position | 885 | 44.0035 GBP |
Ordinary | CFD | Reducing a long position | 2,320 | 44.0035 GBP |
Ordinary | CFD | Reducing a long position | 134 | 44.0035 GBP |
Ordinary | CFD | Reducing a long position | 2,078 | 44.0035 GBP |
Ordinary | CFD | Reducing a long position | 449 | 44.0035 GBP |
Ordinary | CFD | Reducing a long position | 560 | 44.0035 GBP |
Ordinary | CFD | Opening a short position | 642 | 54.8140 USD |
Ordinary | CFD | Opening a short position | 286 | 54.8140 USD |
Ordinary | CFD | Opening a short position | 71 | 54.8140 USD |
Ordinary | CFD | Opening a short position | 3,259 | 55.0113 USD |
Ordinary | CFD | Opening a short position | 1,595 | 55.0113 USD |
Ordinary | CFD | Opening a short position | 200 | 55.0113 USD |
Ordinary | CFD | Opening a short position | 733 | 55.0113 USD |
Ordinary | CFD | Reducing a short position | 1 | 55.2932 USD |
Ordinary | CFD | Opening a short position | 20,571 | 55.3421 USD |
Ordinary | CFD | Increasing a short position | 20,000 | 55.4263 USD |
Ordinary | CFD | Increasing a short position | 1,615 | 55.5176 USD |
Ordinary | CFD | Increasing a short position | 26,265 | 55.5176 USD |
Ordinary | CFD | Increasing a short position | 14,620 | 55.5176 USD |
Ordinary | SWAP | Reducing a long position | 25,000 | 43.6005 GBP |
Ordinary | SWAP | Reducing a long position | 25,000 | 43.6055 GBP |
Ordinary | SWAP | Reducing a short position | 10,840 | 43.8262 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 10 (3,000) | 175.0000 USD | AMERICAN | 01/02/2019 | 2.2080 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 10 (3,000) | 175.0000 USD | AMERICAN | 01/02/2019 | 2.3500 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 5 (1,500) | 175.0000 USD | AMERICAN | 01/02/2019 | 2.1020 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 5 (1,500) | 175.0000 USD | AMERICAN | 01/02/2019 | 2.8520 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 10 (3,000) | 175.0000 USD | AMERICAN | 01/02/2019 | 2.7570 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 3 (900) | 162.5000 USD | AMERICAN | 01/02/2019 | 7.8000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 10 (3,000) | 165.0000 USD | AMERICAN | 01/02/2019 | 6.7400 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 10 (3,000) | 165.0000 USD | AMERICAN | 01/02/2019 | 6.8620 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 10 (3,000) | 165.0000 USD | AMERICAN | 01/02/2019 | 7.2480 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 5 (1,500) | 165.0000 USD | AMERICAN | 01/02/2019 | 6.9440 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 5 (1,500) | 165.0000 USD | AMERICAN | 01/02/2019 | 7.3000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 3 (900) | 170.0000 USD | AMERICAN | 28/12/2018 | 1.1000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 5 (1,500) | 172.5000 USD | AMERICAN | 01/02/2019 | 2.8500 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 19 December 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.