28 Dec 2018 14:24
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shire plc |
(d) Date dealing undertaken: | 21 DECEMBER 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | SALES | 30,000 | 171.1240 USD | 171.1240 USD
|
5p ordinary | PURCHASES | 27,682,798 | 45.8650 GBP | 42.0000 GBP
|
5p ordinary | SALES | 22,837,812 | 45.9193 GBP | 44.0000 GBP
|
5p ordinary | PURCHASES | 1,060,000 | 57.2796 USD | 56.9013 USD
|
5p ordinary | SALES | 300,000 | 57.0891 USD | 56.8816 USD
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 167 | 171.5440 USD
|
ADR | CFD | SHORT | 167 | 171.1000 USD
|
5p ordinary | CFD | LONG | 100 | 44.8950 GBP
|
5p ordinary | CFD | LONG | 16,287 | 44.8950 GBP
|
5p ordinary | CFD | LONG | 10,903 | 44.8950 GBP
|
5p ordinary | CFD | LONG | 932 | 45.0346 GBP
|
5p ordinary | CFD | LONG | 1,210 | 45.1091 GBP
|
5p ordinary | CFD | LONG | 3,055 | 45.1118 GBP
|
5p ordinary | CFD | LONG | 2,079 | 45.1159 GBP
|
5p ordinary | CFD | LONG | 13,000 | 45.1450 GBP
|
5p ordinary | CFD | LONG | 20,000 | 45.1701 GBP
|
5p ordinary | CFD | LONG | 910 | 45.2686 GBP
|
5p ordinary | CFD | LONG | 20,393 | 45.2686 GBP
|
5p ordinary | CFD | LONG | 263,626 | 45.2686 GBP
|
5p ordinary | CFD | LONG | 76,818 | 45.2686 GBP
|
5p ordinary | CFD | LONG | 4,025 | 45.2686 GBP
|
5p ordinary | CFD | LONG | 2,427 | 45.2686 GBP
|
5p ordinary | CFD | LONG | 35,757 | 45.2973 GBP
|
5p ordinary | CFD | LONG | 45,000 | 45.6469 GBP
|
5p ordinary | CFD | LONG | 55,000 | 45.6469 GBP
|
5p ordinary | CFD | LONG | 100,000 | 45.8353 GBP
|
5p ordinary | CFD | LONG | 200,000 | 45.8353 GBP
|
5p ordinary | CFD | LONG | 78,379 | 45.8898 GBP
|
5p ordinary | CFD | LONG | 60,000 | 45.8898 GBP
|
5p ordinary | CFD | LONG | 1,814 | 45.9050 GBP
|
5p ordinary | CFD | LONG | 210,000 | 45.9050 GBP
|
5p ordinary | CFD | LONG | 38,186 | 45.9050 GBP
|
5p ordinary | CFD | LONG | 50,000 | 45.9193 GBP
|
5p ordinary | CFD | LONG | 50,000 | 45.9193 GBP
|
5p ordinary | CFD | LONG | 50,000 | 45.9193 GBP
|
5p ordinary | CFD | LONG | 50,000 | 45.9193 GBP
|
5p ordinary | CFD | SHORT | 276 | 44.7830 GBP
|
5p ordinary | CFD | SHORT | 100 | 44.8950 GBP
|
5p ordinary | CFD | SHORT | 26,470 | 44.8950 GBP
|
5p ordinary | CFD | SHORT | 200,000 | 44.8950 GBP
|
5p ordinary | CFD | SHORT | 143,528 | 44.8950 GBP
|
5p ordinary | CFD | SHORT | 156,472 | 44.8950 GBP
|
5p ordinary | CFD | SHORT | 130,500 | 44.8950 GBP
|
5p ordinary | CFD | SHORT | 11,000 | 44.9212 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 44.9212 GBP
|
5p ordinary | CFD | SHORT | 25,000 | 44.9212 GBP
|
5p ordinary | CFD | SHORT | 44,000 | 44.9212 GBP
|
5p ordinary | CFD | SHORT | 568,153 | 44.9312 GBP
|
5p ordinary | CFD | SHORT | 580,296 | 44.9312 GBP
|
5p ordinary | CFD | SHORT | 1,253,847 | 44.9312 GBP
|
5p ordinary | CFD | SHORT | 568,153 | 44.9312 GBP
|
5p ordinary | CFD | SHORT | 39,433 | 44.9312 GBP
|
5p ordinary | CFD | SHORT | 580,296 | 44.9312 GBP
|
5p ordinary | CFD | SHORT | 65,965 | 44.9312 GBP
|
5p ordinary | CFD | SHORT | 39,433 | 44.9312 GBP
|
5p ordinary | CFD | SHORT | 65,965 | 44.9312 GBP
|
5p ordinary | CFD | SHORT | 587,900 | 44.9384 GBP
|
5p ordinary | CFD | SHORT | 64,498 | 44.9438 GBP
|
5p ordinary | CFD | SHORT | 307,083 | 44.9460 GBP
|
5p ordinary | CFD | SHORT | 48,194 | 44.9503 GBP
|
5p ordinary | CFD | SHORT | 11,619 | 44.9503 GBP
|
5p ordinary | CFD | SHORT | 43,132 | 44.9503 GBP
|
5p ordinary | CFD | SHORT | 2,780 | 44.9503 GBP
|
5p ordinary | CFD | SHORT | 9,567 | 44.9503 GBP
|
5p ordinary | CFD | SHORT | 41,229 | 44.9503 GBP
|
5p ordinary | CFD | SHORT | 9,340 | 44.9503 GBP
|
5p ordinary | CFD | SHORT | 252,546 | 44.9588 GBP
|
5p ordinary | CFD | SHORT | 224,300 | 44.9606 GBP
|
5p ordinary | CFD | SHORT | 6,570 | 44.9674 GBP
|
5p ordinary | CFD | SHORT | 50,000 | 44.9675 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 44.9812 GBP
|
5p ordinary | CFD | SHORT | 25,000 | 44.9812 GBP
|
5p ordinary | CFD | SHORT | 44,000 | 44.9812 GBP
|
5p ordinary | CFD | SHORT | 11,000 | 44.9812 GBP
|
5p ordinary | CFD | SHORT | 333,700 | 44.9829 GBP
|
5p ordinary | CFD | SHORT | 100,000 | 45.0616 GBP
|
5p ordinary | CFD | SHORT | 14,430 | 45.0616 GBP
|
5p ordinary | CFD | SHORT | 11,000 | 45.0762 GBP
|
5p ordinary | CFD | SHORT | 25,000 | 45.0762 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 45.0762 GBP
|
5p ordinary | CFD | SHORT | 44,000 | 45.0762 GBP
|
5p ordinary | CFD | SHORT | 44,000 | 45.0912 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 45.0912 GBP
|
5p ordinary | CFD | SHORT | 25,000 | 45.0912 GBP
|
5p ordinary | CFD | SHORT | 11,000 | 45.0912 GBP
|
5p ordinary | CFD | SHORT | 3,080 | 45.1560 GBP
|
5p ordinary | CFD | SHORT | 14,000 | 45.1862 GBP
|
5p ordinary | CFD | SHORT | 17,000 | 45.1862 GBP
|
5p ordinary | CFD | SHORT | 8,000 | 45.1862 GBP
|
5p ordinary | CFD | SHORT | 31,000 | 45.1862 GBP
|
5p ordinary | CFD | SHORT | 1,070,000 | 45.1876 GBP
|
5p ordinary | CFD | SHORT | 11,000 | 45.2263 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 45.2263 GBP
|
5p ordinary | CFD | SHORT | 25,000 | 45.2263 GBP
|
5p ordinary | CFD | SHORT | 44,000 | 45.2263 GBP
|
5p ordinary | CFD | SHORT | 22,000 | 45.2313 GBP
|
5p ordinary | CFD | SHORT | 13,000 | 45.2313 GBP
|
5p ordinary | CFD | SHORT | 10,000 | 45.2313 GBP
|
5p ordinary | CFD | SHORT | 1,814 | 45.2313 GBP
|
5p ordinary | CFD | SHORT | 3,186 | 45.2313 GBP
|
5p ordinary | CFD | SHORT | 11,000 | 45.2363 GBP
|
5p ordinary | CFD | SHORT | 25,000 | 45.2363 GBP
|
5p ordinary | CFD | SHORT | 44,000 | 45.2363 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 45.2363 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 45.2463 GBP
|
5p ordinary | CFD | SHORT | 25,000 | 45.2463 GBP
|
5p ordinary | CFD | SHORT | 11,000 | 45.2463 GBP
|
5p ordinary | CFD | SHORT | 44,000 | 45.2463 GBP
|
5p ordinary | CFD | SHORT | 10,000 | 45.2963 GBP
|
5p ordinary | CFD | SHORT | 5,000 | 45.2963 GBP
|
5p ordinary | CFD | SHORT | 22,000 | 45.2963 GBP
|
5p ordinary | CFD | SHORT | 13,000 | 45.2963 GBP
|
5p ordinary | CFD | SHORT | 1,025 | 45.3176 GBP
|
5p ordinary | CFD | SHORT | 221,365 | 45.3250 GBP
|
5p ordinary | CFD | SHORT | 188,186 | 45.3250 GBP
|
5p ordinary | CFD | SHORT | 78,635 | 45.3250 GBP
|
5p ordinary | CFD | SHORT | 12,075 | 45.3409 GBP
|
5p ordinary | CFD | SHORT | 96,788 | 45.3409 GBP
|
5p ordinary | CFD | SHORT | 44,000 | 45.3713 GBP
|
5p ordinary | CFD | SHORT | 11,000 | 45.3713 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 45.3713 GBP
|
5p ordinary | CFD | SHORT | 25,000 | 45.3713 GBP
|
5p ordinary | CFD | SHORT | 25,000 | 45.4663 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 45.4663 GBP
|
5p ordinary | CFD | SHORT | 11,000 | 45.4663 GBP
|
5p ordinary | CFD | SHORT | 44,000 | 45.4663 GBP
|
5p ordinary | CFD | SHORT | 200,000 | 44.8950 GBP
|
5p ordinary | CFD | SHORT | 65,411 | 44.9054 GBP
|
5p ordinary | CFD | SHORT | 9,784 | 44.9054 GBP
|
5p ordinary | CFD | SHORT | 44,452 | 44.9054 GBP
|
5p ordinary | CFD | SHORT | 26,650 | 56.9014 USD
|
5p ordinary | CFD | SHORT | 13,350 | 56.9014 USD
|
5p ordinary | CFD | SHORT | 440,000 | 56.9080 USD
|
5p ordinary | CFD | SHORT | 350 | 56.9206 USD
|
5p ordinary | CFD | SHORT | 17,980 | 56.9206 USD
|
5p ordinary | CFD | SHORT | 17,980 | 56.9206 USD
|
5p ordinary | CFD | SHORT | 350 | 56.9206 USD
|
5p ordinary | CFD | SHORT | 44,263 | 56.9279 USD
|
5p ordinary | CFD | SHORT | 20,457 | 56.9279 USD
|
5p ordinary | CFD | SHORT | 11,454 | 56.9279 USD
|
5p ordinary | CFD | SHORT | 93,826 | 56.9279 USD
|
5p ordinary | CFD | SHORT | 5,328 | 56.9513 USD
|
5p ordinary | CFD | SHORT | 49,673 | 57.1886 USD
|
5p ordinary | CFD | SHORT | 6,064 | 57.1886 USD
|
5p ordinary | CFD | SHORT | 10,830 | 57.1886 USD
|
5p ordinary | CFD | SHORT | 23,433 | 57.1886 USD
|
5p ordinary | CFD | SHORT | 180,000 | 57.2796 USD
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A
| N/A | N/A | N/A | N/A
|
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
5p ordinary | CALL | Exercising | 360,000 | 48.0000 GBP
|
5p ordinary | CALL | Exercising | 200,000 | 44.0000 GBP
|
5p ordinary | CALL | Exercising | 960,000 | 48.0000 GBP
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: | 28 DECEMBER 2018
|
Contact name: | Craig Horsley
|
Telephone number: | +44(141) 245 7736
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.