19 Dec 2018 14:20
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Shire plc |
(d) Date dealing undertaken: | 13 DECEMBER 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 67 | 175.1500 USD | 175.1500 USD
|
ADR | SALES | 67 | 175.1476 USD | 175.1476 USD
|
5p ordinary | PURCHASES | 3,966,427 | 46.6050 GBP | 45.3817 GBP
|
5p ordinary | SALES | 1,747,225 | 46.6050 GBP | 46.0900 GBP
|
5p ordinary | PURCHASES | 441,888 | 58.8277 USD | 57.2978 USD
|
5p ordinary | SALES | 192,785 | 58.6954 USD | 56.9639 USD
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | SHORT | 5 | 176.4000 USD
|
5p ordinary | CFD | LONG | 9,367 | 46.2435 GBP
|
5p ordinary | CFD | LONG | 49 | 46.3044 GBP
|
5p ordinary | CFD | LONG | 1,329 | 46.3340 GBP
|
5p ordinary | CFD | LONG | 1 | 46.3340 GBP
|
5p ordinary | CFD | LONG | 1,140 | 46.3475 GBP
|
5p ordinary | CFD | LONG | 595 | 46.3689 GBP
|
5p ordinary | CFD | LONG | 2,000 | 46.3800 GBP
|
5p ordinary | CFD | LONG | 8,720 | 46.5303 GBP
|
5p ordinary | CFD | LONG | 2,108 | 46.5303 GBP
|
5p ordinary | CFD | LONG | 7,821 | 46.5303 GBP
|
5p ordinary | CFD | LONG | 506 | 46.5303 GBP
|
5p ordinary | CFD | LONG | 7,409 | 46.5303 GBP
|
5p ordinary | CFD | LONG | 1,689 | 46.5303 GBP
|
5p ordinary | CFD | LONG | 1,742 | 46.5303 GBP
|
5p ordinary | CFD | SHORT | 6,356 | 45.3817 GBP
|
5p ordinary | CFD | SHORT | 29,000 | 45.4076 GBP
|
5p ordinary | CFD | SHORT | 68,000 | 45.4076 GBP
|
5p ordinary | CFD | SHORT | 15,000 | 45.4076 GBP
|
5p ordinary | CFD | SHORT | 38,000 | 45.4076 GBP
|
5p ordinary | CFD | SHORT | 31,000 | 45.4827 GBP
|
5p ordinary | CFD | SHORT | 9,000 | 45.4827 GBP
|
5p ordinary | CFD | SHORT | 10,000 | 45.4877 GBP
|
5p ordinary | CFD | SHORT | 25,000 | 45.4877 GBP
|
5p ordinary | CFD | SHORT | 45,000 | 45.4877 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 45.4877 GBP
|
5p ordinary | CFD | SHORT | 15,000 | 45.4927 GBP
|
5p ordinary | CFD | SHORT | 35,000 | 45.4927 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 45.4927 GBP
|
5p ordinary | CFD | SHORT | 10,000 | 45.4927 GBP
|
5p ordinary | CFD | SHORT | 7,000 | 45.5027 GBP
|
5p ordinary | CFD | SHORT | 31,000 | 45.5027 GBP
|
5p ordinary | CFD | SHORT | 40,000 | 45.5027 GBP
|
5p ordinary | CFD | SHORT | 22,000 | 45.5027 GBP
|
5p ordinary | CFD | SHORT | 1 | 46.2050 GBP
|
5p ordinary | CFD | SHORT | 1,241 | 46.2460 GBP
|
5p ordinary | CFD | SHORT | 1,908 | 46.2460 GBP
|
5p ordinary | CFD | SHORT | 39,408 | 46.2460 GBP
|
5p ordinary | CFD | SHORT | 125,790 | 46.2460 GBP
|
5p ordinary | CFD | SHORT | 340 | 46.2460 GBP
|
5p ordinary | CFD | SHORT | 6,545 | 46.2460 GBP
|
5p ordinary | CFD | SHORT | 20,000 | 46.2516 GBP
|
5p ordinary | CFD | SHORT | 14,000 | 46.2516 GBP
|
5p ordinary | CFD | SHORT | 16,000 | 46.2516 GBP
|
5p ordinary | CFD | SHORT | 7 | 46.2600 GBP
|
5p ordinary | CFD | SHORT | 31,306 | 46.2650 GBP
|
5p ordinary | CFD | SHORT | 29,670 | 46.2650 GBP
|
5p ordinary | CFD | SHORT | 39,488 | 46.2650 GBP
|
5p ordinary | CFD | SHORT | 37,000 | 46.2915 GBP
|
5p ordinary | CFD | SHORT | 27,000 | 46.2916 GBP
|
5p ordinary | CFD | SHORT | 29,000 | 46.2916 GBP
|
5p ordinary | CFD | SHORT | 1,470 | 46.2984 GBP
|
5p ordinary | CFD | SHORT | 436 | 46.3282 GBP
|
5p ordinary | CFD | SHORT | 31,000 | 46.3416 GBP
|
5p ordinary | CFD | SHORT | 29,000 | 46.3416 GBP
|
5p ordinary | CFD | SHORT | 40,000 | 46.3416 GBP
|
5p ordinary | CFD | SHORT | 24,400 | 46.3603 GBP
|
5p ordinary | CFD | SHORT | 15,348 | 46.3687 GBP
|
5p ordinary | CFD | SHORT | 16,153 | 46.3692 GBP
|
5p ordinary | CFD | SHORT | 20,237 | 46.3705 GBP
|
5p ordinary | CFD | SHORT | 253 | 46.3723 GBP
|
5p ordinary | CFD | SHORT | 40,000 | 46.4031 GBP
|
5p ordinary | CFD | SHORT | 50,000 | 46.4031 GBP
|
5p ordinary | CFD | SHORT | 30,000 | 46.4031 GBP
|
5p ordinary | CFD | SHORT | 10 | 46.4350 GBP
|
5p ordinary | CFD | SHORT | 30,000 | 46.4732 GBP
|
5p ordinary | CFD | SHORT | 30,000 | 46.4732 GBP
|
5p ordinary | CFD | SHORT | 40,000 | 46.4732 GBP
|
5p ordinary | CFD | LONG | 26,147 | 56.9639 USD
|
5p ordinary | CFD | LONG | 5,423 | 58.3589 USD
|
5p ordinary | CFD | SHORT | 75,000 | 46.2575 GBP
|
5p ordinary | CFD | SHORT | 6,284 | 46.3205 GBP
|
5p ordinary | CFD | SHORT | 315 | 46.3865 GBP
|
5p ordinary | CFD | SHORT | 16,182 | 46.3865 GBP
|
5p ordinary | CFD | SHORT | 8,500 | 46.4046 GBP
|
5p ordinary | CFD | SHORT | 30,000 | 46.4064 GBP
|
5p ordinary | CFD | SHORT | 17,980 | 57.2978 USD
|
5p ordinary | CFD | SHORT | 350 | 57.2978 USD
|
5p ordinary | CFD | SHORT | 1,800 | 58.5468 USD
|
5p ordinary | CFD | SHORT | 3,900 | 58.5468 USD
|
5p ordinary | CFD | SHORT | 8,300 | 58.5468 USD
|
5p ordinary | CFD | SHORT | 1,412 | 58.5468 USD
|
5p ordinary | CFD | SHORT | 277 | 58.7025 USD
|
5p ordinary | CFD | SHORT | 232 | 58.7025 USD
|
5p ordinary | CFD | SHORT | 70,000 | 58.7862 USD
|
5p ordinary | CFD | SHORT | 268,176 | 58.8277 USD
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
5p ordinary | CALL | PURCHASE | 960,000 | 48.0000 | A | 21/12/2018 | 0.1150 GBP
|
5p ordinary | CALL | PURCHASE | 960,000 | 48.0000 | A | 21/12/2018 | 0.1150 GBP
|
5p ordinary | CALL | SALE | 360,000 | 48.0000 | A | 21/12/2018 | 0.1150 GBP
|
5p ordinary | CALL | SALE | 600,000 | 48.0000 | A | 21/12/2018 | 0.1150 GBP
|
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: | 19 DECEMBER 2018
|
Contact name: | Craig Horsley
|
Telephone number: | +44(141) 245 7736
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.