18 Dec 2018 11:47
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SHIRE PLC |
(d) Date dealing undertaken: | 17 December 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for TAKEDA PHARMACEUTICAL COMPANY LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | Purchases | 3,194,065142,783 | 46.4350 GBP58.7335 USD | 45.1050 GBP57.0060 USD |
Ordinary | Sales | 3,199,495385,700 | 46.4751 GBP58.6562 USD | 45.0850 GBP58.6182 USD |
ADR / (1.00 : 3.00) | Purchases | 2,400 (7,200) | 171.5000 USD | 170.5600 USD |
ADR / (1.00 : 3.00) | Sales | 600 (1,800) | 171.5000 USD | 171.5000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | Reducing a short position | 9,983 | 45.2616 GBP |
Ordinary | CFD | Opening a long position | 9,403 | 45.2616 GBP |
Ordinary | CFD | Opening a short position | 25,944 | 45.2627 GBP |
Ordinary | CFD | Opening a short position | 25,400 | 45.2695 GBP |
Ordinary | CFD | Reducing a short position | 2,633 | 45.2696 GBP |
Ordinary | CFD | Opening a short position | 13,789 | 45.2706 GBP |
Ordinary | CFD | Opening a short position | 71,750 | 45.2730 GBP |
Ordinary | CFD | Increasing a long position | 18,000 | 45.2887 GBP |
Ordinary | CFD | Opening a long position | 18,000 | 45.2887 GBP |
Ordinary | CFD | Opening a long position | 87,716 | 45.3075 GBP |
Ordinary | CFD | Reducing a short position | 5,322 | 45.3086 GBP |
Ordinary | CFD | Reducing a short position | 3,750 | 45.3100 GBP |
Ordinary | CFD | Reducing a short position | 3,515 | 45.3250 GBP |
Ordinary | CFD | Reducing a short position | 3,467 | 45.3250 GBP |
Ordinary | CFD | Opening a long position | 2,206 | 45.3250 GBP |
Ordinary | CFD | Reducing a long position | 306 | 45.3913 GBP |
Ordinary | CFD | Reducing a long position | 804 | 45.3913 GBP |
Ordinary | CFD | Reducing a long position | 46 | 45.3913 GBP |
Ordinary | CFD | Reducing a long position | 720 | 45.3913 GBP |
Ordinary | CFD | Reducing a long position | 156 | 45.3913 GBP |
Ordinary | CFD | Reducing a long position | 194 | 45.3913 GBP |
Ordinary | CFD | Increasing a short position | 961 | 45.4130 GBP |
Ordinary | CFD | Reducing a long position | 41,493 | 45.4200 GBP |
Ordinary | CFD | Reducing a long position | 2,206 | 45.4312 GBP |
Ordinary | CFD | Reducing a long position | 306 | 45.4775 GBP |
Ordinary | CFD | Reducing a long position | 801 | 45.4775 GBP |
Ordinary | CFD | Reducing a long position | 47 | 45.4775 GBP |
Ordinary | CFD | Reducing a long position | 717 | 45.4775 GBP |
Ordinary | CFD | Reducing a long position | 155 | 45.4775 GBP |
Ordinary | CFD | Reducing a long position | 193 | 45.4775 GBP |
Ordinary | CFD | Opening a long position | 1,000 | 45.4800 GBP |
Ordinary | CFD | Reducing a long position | 1,000 | 45.4800 GBP |
Ordinary | CFD | Increasing a short position | 10,000 | 45.4983 GBP |
Ordinary | CFD | Reducing a long position | 27,000 | 45.7484 GBP |
Ordinary | CFD | Increasing a long position | 77 | 45.7988 GBP |
Ordinary | CFD | Increasing a long position | 357 | 45.7988 GBP |
Ordinary | CFD | Increasing a long position | 152 | 45.7988 GBP |
Ordinary | CFD | Increasing a long position | 96 | 45.7988 GBP |
Ordinary | CFD | Increasing a long position | 398 | 45.7988 GBP |
Ordinary | CFD | Increasing a long position | 23 | 45.7988 GBP |
Ordinary | CFD | Opening a short position | 88,000 | 45.9484 GBP |
Ordinary | CFD | Increasing a long position | 153 | 46.1349 GBP |
Ordinary | CFD | Increasing a long position | 706 | 46.1349 GBP |
Ordinary | CFD | Increasing a long position | 301 | 46.1349 GBP |
Ordinary | CFD | Increasing a long position | 191 | 46.1349 GBP |
Ordinary | CFD | Increasing a long position | 790 | 46.1349 GBP |
Ordinary | CFD | Increasing a long position | 46 | 46.1349 GBP |
Ordinary | CFD | Opening a long position | 378 | 46.2463 GBP |
Ordinary | CFD | Opening a long position | 471 | 46.2463 GBP |
Ordinary | CFD | Opening a long position | 1,747 | 46.2463 GBP |
Ordinary | CFD | Opening a long position | 113 | 46.2463 GBP |
Ordinary | CFD | Opening a long position | 744 | 46.2463 GBP |
Ordinary | CFD | Opening a long position | 1,951 | 46.2463 GBP |
Ordinary | CFD | Reducing a long position | 8,615 | 46.2500 GBP |
Ordinary | CFD | Increasing a long position | 9,000 | 46.2893 GBP |
Ordinary | CFD | Increasing a long position | 152 | 46.3808 GBP |
Ordinary | CFD | Increasing a long position | 705 | 46.3808 GBP |
Ordinary | CFD | Increasing a long position | 300 | 46.3808 GBP |
Ordinary | CFD | Increasing a long position | 189 | 46.3808 GBP |
Ordinary | CFD | Increasing a long position | 786 | 46.3808 GBP |
Ordinary | CFD | Increasing a long position | 45 | 46.3808 GBP |
Ordinary | CFD | Opening a short position | 2,839 | 57.0060 USD |
Ordinary | CFD | Opening a short position | 7,161 | 57.0060 USD |
Ordinary | CFD | Opening a short position | 300 | 57.3100 USD |
Ordinary | CFD | Opening a short position | 1,907 | 57.3100 USD |
Ordinary | CFD | Opening a short position | 4,078 | 57.3100 USD |
Ordinary | CFD | Opening a short position | 909 | 57.3100 USD |
Ordinary | CFD | Increasing a short position | 3,230 | 57.3661 USD |
Ordinary | CFD | Increasing a short position | 52,530 | 57.3661 USD |
Ordinary | CFD | Increasing a short position | 29,240 | 57.3661 USD |
Ordinary | CFD | Opening a short position | 3,913 | 57.4081 USD |
Ordinary | CFD | Opening a short position | 1,819 | 57.4081 USD |
Ordinary | CFD | Opening a short position | 600 | 57.4081 USD |
Ordinary | CFD | Opening a short position | 8,257 | 57.4081 USD |
Ordinary | CFD | Opening a short position | 14,322 | 57.6583 USD |
Ordinary | CFD | Opening a short position | 5,678 | 57.6583 USD |
Ordinary | CFD | Opening a short position | 6,000 | 58.7335 USD |
Ordinary | SWAP | Opening a long position | 50,000 | 45.2983 GBP |
Ordinary | SWAP | Reducing a short position | 10,320 | 45.4255 GBP |
Ordinary | SWAP | Opening a short position | 3,290 | 46.7300 GBP |
Ordinary | SWAP | Reducing a short position | 3,220 | 46.7300 GBP |
Ordinary | SWAP | Reducing a short position | 2,200 | 46.7300 GBP |
Ordinary | SWAP | Opening a short position | 200 | 46.7300 GBP |
Ordinary | SWAP | Opening a short position | 720 | 46.7300 GBP |
Ordinary | SWAP | Opening a short position | 1,210 | 46.7300 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 6 (1,800) | 172.5000 USD | AMERICAN | 21/12/2018 | 1.1000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 5 (1,500) | 172.5000 USD | AMERICAN | 21/12/2018 | 1.3460 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 18 December 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.