Shire Regulatory News (SHP)

19 Dec 2018 15:35

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:		Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree		Shire plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure		18th December 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”		Yes, Takeda Pharmaceutical Company Limited

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		5p ordinary (JE00B2QKY057) - interest [partially] held via holding of ADRs and ADR Options (US82481R1068)
		Interests				Short positions
		Number		%		Number		%
(1) Relevant securities owned and/or controlled:		4,712,865		0.514%		244,500		0.027%
(2) Cash-settled derivatives:		3,576,304		0.390%		0		0.000%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:		910,000		0.099%		240,000		0.026%
TOTAL:		9,199,169		1.003%		484,500		0.053%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security		Purchase/sale		Number of securities		Price per unit (USD)
US82481R1068		Purchase		100		166.08
US82481R1068		Purchase		200		166.33
US82481R1068		Sale		100		165.45
US82481R1068		Sale		200		165.51
US82481R1068		Sale		100		165.54
US82481R1068		Sale		100		165.81
US82481R1068		Sale		100		165.88
US82481R1068		Sale		200		165.90
US82481R1068		Sale		100		165.91
US82481R1068		Sale		1,519		165.96
US82481R1068		Sale		600		165.99
US82481R1068		Sale		109		166.17
US82481R1068		Sale		200		166.22
US82481R1068		Sale		181		166.26
US82481R1068		Sale		91		166.49
US82481R1068		Sale		100		165.43
US82481R1068		Sale		100		165.44
US82481R1068		Sale		100		165.46
US82481R1068		Sale		100		165.51
US82481R1068		Sale		100		165.58
US82481R1068		Sale		507		165.60
US82481R1068		Sale		300		165.64
US82481R1068		Sale		100		165.68
US82481R1068		Sale		100		165.70
US82481R1068		Sale		2,077		165.74
US82481R1068		Sale		1,580		165.79
US82481R1068		Sale		620		165.82
US82481R1068		Sale		600		165.83
US82481R1068		Sale		1,200		165.84
US82481R1068		Sale		4,931		165.85
US82481R1068		Sale		500		165.86
US82481R1068		Sale		623		165.87
US82481R1068		Sale		313		165.88
US82481R1068		Sale		600		165.90
US82481R1068		Sale		300		165.92
US82481R1068		Sale		2,300		165.93
US82481R1068		Sale		4,077		165.94
US82481R1068		Sale		100		165.96
US82481R1068		Sale		100		165.97
US82481R1068		Sale		700		165.98
US82481R1068		Sale		100		166.04
US82481R1068		Sale		400		166.07
US82481R1068		Sale		400		166.09
US82481R1068		Sale		100		166.10
US82481R1068		Sale		500		166.11
US82481R1068		Sale		100		166.12
US82481R1068		Sale		200		166.13
US82481R1068		Sale		1,365		166.14
US82481R1068		Sale		600		166.15
US82481R1068		Sale		100		166.16
US82481R1068		Sale		500		166.17
US82481R1068		Sale		93		166.18
US82481R1068		Sale		368		166.19
US82481R1068		Sale		161		166.21
US82481R1068		Sale		1,400		166.23
US82481R1068		Sale		300		166.25
US82481R1068		Sale		1,712		166.26
US82481R1068		Sale		1,835		166.27
US82481R1068		Sale		1,693		166.28
US82481R1068		Sale		800		166.29
US82481R1068		Sale		400		166.30
US82481R1068		Sale		5,124		166.31
US82481R1068		Sale		300		166.32
US82481R1068		Sale		1,140		166.33
US82481R1068		Sale		200		166.34
US82481R1068		Sale		300		166.35
US82481R1068		Sale		200		166.36
US82481R1068		Sale		200		166.38
US82481R1068		Sale		3,015		166.39
US82481R1068		Sale		1,231		166.40
US82481R1068		Sale		300		166.41
US82481R1068		Sale		800		166.42
US82481R1068		Sale		100		166.43
US82481R1068		Sale		3,791		166.44
US82481R1068		Sale		3,300		166.45
US82481R1068		Sale		400		166.46
US82481R1068		Sale		900		166.48
US82481R1068		Sale		600		166.49
US82481R1068		Sale		3,542		166.52
US82481R1068		Sale		2,100		166.54
US82481R1068		Sale		609		166.55
US82481R1068		Sale		300		166.57
US82481R1068		Sale		3,100		166.58
US82481R1068		Sale		101		166.60
US82481R1068		Sale		300		166.61
US82481R1068		Sale		5,000		166.62
US82481R1068		Sale		200		166.64
US82481R1068		Sale		1,800		166.65
US82481R1068		Sale		300		166.66
US82481R1068		Sale		1,261		166.67
US82481R1068		Sale		1,639		166.68
US82481R1068		Sale		410		166.69
US82481R1068		Sale		2		166.71
US82481R1068		Sale		100		166.77
US82481R1068		Sale		198		166.81
US82481R1068		Sale		100		166.88
US82481R1068		Sale		100		166.90
US82481R1068		Sale		100		166.91
US82481R1068		Purchase		163		165.41
US82481R1068		Purchase		63		165.42
US82481R1068		Purchase		100		165.43
US82481R1068		Purchase		200		165.45
US82481R1068		Purchase		415		165.46
US82481R1068		Purchase		500		165.47
US82481R1068		Purchase		300		165.48
US82481R1068		Purchase		649		165.49
US82481R1068		Purchase		1,985		165.50
US82481R1068		Purchase		70		165.51
US82481R1068		Purchase		200		165.53
US82481R1068		Purchase		100		165.55
US82481R1068		Purchase		100		165.56
US82481R1068		Purchase		251		165.57
US82481R1068		Purchase		300		165.58
US82481R1068		Purchase		600		165.59
US82481R1068		Purchase		100		165.62
US82481R1068		Purchase		100		165.65
US82481R1068		Purchase		100		165.68
US82481R1068		Purchase		200		165.70
US82481R1068		Purchase		100		165.71
US82481R1068		Purchase		36		165.72
US82481R1068		Purchase		50		165.75
US82481R1068		Purchase		100		165.76
US82481R1068		Purchase		100		165.82
US82481R1068		Purchase		200		165.84
US82481R1068		Purchase		100		165.85
US82481R1068		Purchase		103		165.86
US82481R1068		Purchase		200		165.88
US82481R1068		Purchase		200		165.89
US82481R1068		Purchase		167		165.91
US82481R1068		Purchase		200		165.92
US82481R1068		Purchase		3,500		165.93
US82481R1068		Purchase		100		165.94
US82481R1068		Purchase		100		165.96
US82481R1068		Purchase		200		165.98
US82481R1068		Purchase		101		166.00
US82481R1068		Purchase		100		166.01
US82481R1068		Purchase		200		166.04
US82481R1068		Purchase		100		166.06
US82481R1068		Purchase		100		166.07
US82481R1068		Purchase		232		166.08
US82481R1068		Purchase		100		166.09
US82481R1068		Purchase		4		166.10
US82481R1068		Purchase		100		166.11
US82481R1068		Purchase		361		166.12
US82481R1068		Purchase		400		166.16
US82481R1068		Purchase		200		166.17
US82481R1068		Purchase		100		166.18
US82481R1068		Purchase		100		166.19
US82481R1068		Purchase		200		166.20
US82481R1068		Purchase		200		166.22
US82481R1068		Purchase		300		166.23
US82481R1068		Purchase		404		166.24
US82481R1068		Purchase		300		166.25
US82481R1068		Purchase		733		166.27
US82481R1068		Purchase		530		166.28
US82481R1068		Purchase		549		166.29
US82481R1068		Purchase		3,737		166.30
US82481R1068		Purchase		446		166.31
US82481R1068		Purchase		200		166.32
US82481R1068		Purchase		159		166.33
US82481R1068		Purchase		200		166.34
US82481R1068		Purchase		200		166.35
US82481R1068		Purchase		100		166.36
US82481R1068		Purchase		100		166.37
US82481R1068		Purchase		400		166.39
US82481R1068		Purchase		638		166.40
US82481R1068		Purchase		200		166.41
US82481R1068		Purchase		300		166.42
US82481R1068		Purchase		300		166.43
US82481R1068		Purchase		100		166.44
US82481R1068		Purchase		170		166.45
US82481R1068		Purchase		358		166.46
US82481R1068		Purchase		300		166.47
US82481R1068		Purchase		200		166.48
US82481R1068		Purchase		300		166.49
US82481R1068		Purchase		300		166.50
US82481R1068		Purchase		100		166.51
US82481R1068		Purchase		100		166.52
US82481R1068		Purchase		100		166.53
US82481R1068		Purchase		1,159		166.54
US82481R1068		Purchase		400		166.55
US82481R1068		Purchase		300		166.56
US82481R1068		Purchase		400		166.57
US82481R1068		Purchase		100		166.58
US82481R1068		Purchase		400		166.59
US82481R1068		Purchase		300		166.60
US82481R1068		Purchase		100		166.61
US82481R1068		Purchase		200		166.62
US82481R1068		Purchase		1,800		166.63
US82481R1068		Purchase		100		166.64
US82481R1068		Purchase		100		166.66
US82481R1068		Purchase		200		166.67
US82481R1068		Purchase		200		166.70
US82481R1068		Purchase		100		166.71
US82481R1068		Purchase		300		166.72
US82481R1068		Purchase		100		166.73
US82481R1068		Purchase		20		166.74
US82481R1068		Purchase		601		166.75
US82481R1068		Purchase		1,000		166.76
US82481R1068		Purchase		300		166.77
US82481R1068		Purchase		100		166.78
US82481R1068		Purchase		100		166.80
US82481R1068		Purchase		200		166.81
US82481R1068		Purchase		200		166.82
US82481R1068		Purchase		200		166.83
US82481R1068		Purchase		200		166.86
US82481R1068		Purchase		200		166.87
US82481R1068		Purchase		150		166.88
US82481R1068		Purchase		100		166.89
US82481R1068		Purchase		50		166.90
US82481R1068		Purchase		100		167.07
US82481R1068		Purchase		100		167.12
US82481R1068		Sale		89		165.56
US82481R1068		Sale		41		165.91
US82481R1068		Sale		39		165.96
US82481R1068		Sale		40		166.22
US82481R1068		Sale		181		166.43
US82481R1068		Sale		200		166.45
US82481R1068		Sale		100		166.46
US82481R1068		Sale		851		166.87
US82481R1068		Sale		249		166.89
US82481R1068		Sale		300		166.90
US82481R1068		Sale		2,500		166.91
US82481R1068		Sale		1,000		166.92
US82481R1068		Sale		200		166.93
US82481R1068		Sale		900		166.94
US82481R1068		Sale		700		166.97
US82481R1068		Sale		700		166.98
US82481R1068		Sale		500		167.00
US82481R1068		Sale		200		167.01
US82481R1068		Sale		200		167.02
US82481R1068		Sale		500		167.03
US82481R1068		Sale		200		167.04
US82481R1068		Sale		900		167.11
US82481R1068		Sale		100		167.12

(b) Cash-settled derivative transactions

Class of relevant security		Product description e.g. CFD		Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position		Number of reference securities		Price per unit(GBP)
JE00B2QKY057		CFD		Closing a long position		4,844		45.42
JE00B2QKY057		CFD		Increasing a long position		542		43.84
JE00B2QKY057		CFD		Opening a long position		1,123,024		45.33
JE00B2QKY057		CFD		Increasing a long position		79,032		43.72
JE00B2QKY057		CFD		Increasing a long position		20,599		43.80
JE00B2QKY057		CFD		Increasing a long position		793		43.56
JE00B2QKY057		CFD		Increasing a long position		3,442		43.83
JE00B2QKY057		CFD		Reducing a long position		1,780		43.66
JE00B2QKY057		CFD		Reducing a long position		12,467		43.76
JE00B2QKY057		CFD		Reducing a long position		2,572		43.74
JE00B2QKY057		CFD		Closing a long position		1,123,024		45.33

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:		19th December 2018
Contact name:		Milos Naumovic
Telephone number:		+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:		Millennium International Management LP
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:		Shire plc

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

US82481R1068

Call Option

Purchased

360,000

180 USD

American

18.1.2019

US82481R1068

Put Option

Purchased

120,000

4,200 GBP

American

21.12.2018

US82481R1068

Call Option

Purchased

120,000

4,400GBP

American

15.3.2019

US82481R1068

Put Option

Purchased

120,000

4,800GBP

American

15.3.2019

US82481R1068

Call Option

Purchased

250,000

5,200GBP

American

18.1.2018

US82481R1068

Call Option

Purchased

180,000

190 USD

American

21.12.2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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