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Form 8.3 - Shire Plc

20 Dec 2018 10:19

RNS Number : 1226L
Societe Generale SA
20 December 2018
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Full name of discloser:

Société Générale S.A.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 Shire Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

19/12/2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES: Takeda Pharmaceutical Company Limited

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares: 17,296,811 Shares Interests and 13,639,367 short position

ADR (referencing the ordinary): 439,245 equivalent Shares interests and 71,202 equivalent Shares as short position

Where (1 ADR = 3 ordinary shares)

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

17,736,056

1.93

13,710,569

1.50

(2) Cash-settled derivatives:

 

13,646,886

1.49

16,568,014

1.81

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

400,100

0.04

339,400

0.04

 

TOTAL:

31,783,042

3.47

30,617,983

3.34

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

GBP

Ordinary

Purchase

215

44.315

Ordinary

Purchase

71

44.3

Ordinary

Purchase

214

44.3

Ordinary

Purchase

41

44.285

Ordinary

Purchase

346

44.27

Ordinary

Purchase

14

44.27

Ordinary

Purchase

170

44.27

Ordinary

Purchase

332

44.27

Ordinary

Purchase

5

44.27

Ordinary

Purchase

86

44.27

Ordinary

Purchase

346

44.27

Ordinary

Purchase

85

44.27

Ordinary

Purchase

346

44.27

Ordinary

Purchase

323

44.32

Ordinary

Purchase

970

44.32

Ordinary

Purchase

188

44.32

Ordinary

Purchase

61

44.32

Ordinary

Purchase

338

44.27

Ordinary

Purchase

303

44.265

Ordinary

Purchase

283

44.255

Ordinary

Purchase

113

44.34

Ordinary

Purchase

101

44.34

Ordinary

Purchase

109

44.245

Ordinary

Purchase

44

44.245

Ordinary

Purchase

218

44.245

Ordinary

Purchase

200

44.355

Ordinary

Purchase

171

44.355

Ordinary

Purchase

116

44.355

Ordinary

Purchase

175

44.34

Ordinary

Purchase

265

44.21

Ordinary

Purchase

265

44.225

Ordinary

Purchase

227

44.285

Ordinary

Purchase

101

44.285

Ordinary

Purchase

266

44.15

Ordinary

Purchase

235

44.285

Ordinary

Purchase

42

44.285

Ordinary

Purchase

149

44.285

Ordinary

Purchase

66

44.285

Ordinary

Purchase

82

44.295

Ordinary

Purchase

277

44.295

Ordinary

Purchase

80

44.295

Ordinary

Purchase

159

44.295

Ordinary

Purchase

303

44.3

Ordinary

Purchase

265

44.25

Ordinary

Purchase

180

44.08

Ordinary

Purchase

163

44.08

Ordinary

Purchase

676

44.06

Ordinary

Purchase

69

44.06

Ordinary

Purchase

6,928

44.32

Ordinary

Purchase

3,464

44.32

Ordinary

Purchase

69

44.27

Ordinary

Purchase

45

44.35

Ordinary

Purchase

52

44.35

Ordinary

Purchase

157

44.34

Ordinary

Purchase

260

44.34

Ordinary

Purchase

102

44.245

Ordinary

Purchase

143

44.355

Ordinary

Purchase

200

44.355

Ordinary

Purchase

295

44.355

Ordinary

Purchase

152

44.3

Ordinary

Purchase

221

44.305

Ordinary

Purchase

294

44.305

Ordinary

Purchase

83

44.305

Ordinary

Purchase

239

44.285

Ordinary

Purchase

82

44.285

Ordinary

Purchase

40

44.285

Ordinary

Purchase

62

44.285

Ordinary

Purchase

25

44.285

Ordinary

Purchase

457

44.295

Ordinary

Purchase

62

44.295

Ordinary

Purchase

79

44.295

Ordinary

Purchase

123

44.315

Ordinary

Purchase

1

44.315

Ordinary

Purchase

128

44.36

Ordinary

Purchase

76

44.05

Ordinary

Purchase

9

44.35

Ordinary

Purchase

65

44.35

Ordinary

Purchase

99

44.345

Ordinary

Purchase

15

44.345

Ordinary

Purchase

119

44.245

Ordinary

Purchase

101

44.285

Ordinary

Purchase

94

44.245

Ordinary

Purchase

150

44.36

Ordinary

Purchase

78

44.275

Ordinary

Purchase

79

44.35

Ordinary

Purchase

6,000

44.333197

Ordinary

Purchase

100,000

44.136731

Ordinary

Purchase

50,000

44.136731

Ordinary

Purchase

42,496

44.37507

Ordinary

Purchase

150,000

44.13673

Ordinary

Purchase

100,000

46.400253

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD

ADR

Purchase

2,232

168.73

ADR

Purchase

8,580

168.29755

ADR

Purchase

33

168.15

ADR

Purchase

6

168.24

ADR

Purchase

111

168.44649

ADR

Purchase

7,500

168.712

ADR

Purchase

21,564

168.11961

ADR

Purchase

84

168.71

ADR

Purchase

1,200

167.9851

ADR

Purchase

300

168.77

ADR

Purchase

35,859

168.30093

ADR

Purchase

7,041

168.25398

ADR

Purchase

6,000

168.279

ADR

Purchase

3,120

168.73

Class of relevant security

Purchase/sale

Number of securities

Price per unit

GBP

Ordinary

Sale

286

44.315

Ordinary

Sale

243

44.31

Ordinary

Sale

130

44.35

Ordinary

Sale

216

44.35

Ordinary

Sale

328

44.32

Ordinary

Sale

95

44.275

Ordinary

Sale

1,039

44.32

Ordinary

Sale

3

44.32

Ordinary

Sale

1,732

44.32

Ordinary

Sale

1,732

44.32

Ordinary

Sale

1,443

44.32

Ordinary

Sale

286

44.32

Ordinary

Sale

1,732

44.32

Ordinary

Sale

150

44.31

Ordinary

Sale

49

44.31

Ordinary

Sale

128

44.295

Ordinary

Sale

39

44.31

Ordinary

Sale

164

44.31

Ordinary

Sale

200

44.345

Ordinary

Sale

223

44.355

Ordinary

Sale

104

44.33

Ordinary

Sale

101

44.355

Ordinary

Sale

105

44.22

Ordinary

Sale

150

44.25

Ordinary

Sale

174

44.245

Ordinary

Sale

150

44.395

Ordinary

Sale

150

44.26

Ordinary

Sale

50

44.395

Ordinary

Sale

201

44.275

Ordinary

Sale

645

44.315

Ordinary

Sale

966

44.32

Ordinary

Sale

267

44.355

Ordinary

Sale

226

44.355

Ordinary

Sale

1

44.425

Ordinary

Sale

145

44.32

Ordinary

Sale

152

44.32

Ordinary

Sale

4

44.5

Ordinary

Sale

222

44.5

Ordinary

Sale

34

44.245

Ordinary

Sale

32

44.245

Ordinary

Sale

199

44.245

Ordinary

Sale

60

44.425

Ordinary

Sale

265

44.25

Ordinary

Sale

21

44.44

Ordinary

Sale

264

44.425

Ordinary

Sale

17

44.52

Ordinary

Sale

268

44.295

Ordinary

Sale

205

44.315

Ordinary

Sale

264

44.455

Ordinary

Sale

165

44.64

Ordinary

Sale

103

44.64

Ordinary

Sale

136

44.3

Ordinary

Sale

265

44.205

Ordinary

Sale

46

44.25

Ordinary

Sale

219

44.25

Ordinary

Sale

263

44.575

Ordinary

Sale

105

44.25

Ordinary

Sale

160

44.25

Ordinary

Sale

265

44.43

Ordinary

Sale

264

44.405

Ordinary

Sale

160

44.525

Ordinary

Sale

173

44.52

Ordinary

Sale

252

44.21

Ordinary

Sale

74

44.52

Ordinary

Sale

426

44.2

Ordinary

Sale

252

44.21

Ordinary

Sale

264

44.44

Ordinary

Sale

150

44.28

Ordinary

Sale

35

44.63

Ordinary

Sale

233

44.63

Ordinary

Sale

265

44.24

Ordinary

Sale

82

44.22

Ordinary

Sale

183

44.22

Ordinary

Sale

170

44.275

Ordinary

Sale

271

44.27

Ordinary

Sale

265

44.245

Ordinary

Sale

102

44.265

Ordinary

Sale

177

44.25

Ordinary

Sale

97

44.25

Ordinary

Sale

265

44.305

Ordinary

Sale

180

44.23

Ordinary

Sale

100

44.22

Ordinary

Sale

165

44.22

Ordinary

Sale

265

44.25

Ordinary

Sale

265

44.24

Ordinary

Sale

263

44.66

Ordinary

Sale

353

44.23

Ordinary

Sale

264

44.51

Ordinary

Sale

150

44.23

Ordinary

Sale

174

44.31

Ordinary

Sale

3,124

44.32

Ordinary

Sale

500

44.29

Ordinary

Sale

354

44.3

Ordinary

Sale

500

44.3

Ordinary

Sale

146

44.3

Ordinary

Sale

500

44.31

Ordinary

Sale

500

44.32

Ordinary

Sale

500

44.315

Ordinary

Sale

500

44.3

Ordinary

Sale

500

44.265

Ordinary

Sale

500

44.28

Ordinary

Sale

453

44.29

Ordinary

Sale

47

44.29

Ordinary

Sale

500

44.305

Ordinary

Sale

500

44.305

Ordinary

Sale

300

44.315

Ordinary

Sale

200

44.315

Ordinary

Sale

226

44.32

Ordinary

Sale

74

44.32

Ordinary

Sale

200

44.32

Ordinary

Sale

500

44.315

Ordinary

Sale

83

44.33

Ordinary

Sale

117

44.33

Ordinary

Sale

300

44.33

Ordinary

Sale

146

44.33

Ordinary

Sale

300

44.33

Ordinary

Sale

54

44.33

Ordinary

Sale

499

44.31

Ordinary

Sale

1

44.31

Ordinary

Sale

500

44.245

Ordinary

Sale

228

44.26

Ordinary

Sale

249

44.26

Ordinary

Sale

23

44.26

Ordinary

Sale

125

44.31

Ordinary

Sale

154

44.31

Ordinary

Sale

130

44.35

Ordinary

Sale

117

44.35

Ordinary

Sale

84

44.1

Ordinary

Sale

125

44.1

Ordinary

Sale

188

44.22

Ordinary

Sale

62

44.22

Ordinary

Sale

87

44.285

Ordinary

Sale

70

44.285

Ordinary

Sale

199

44.225

Ordinary

Sale

56

44.27

Ordinary

Sale

141

44.27

Ordinary

Sale

125

44.27

Ordinary

Sale

80

44.27

Ordinary

Sale

35

44.27

Ordinary

Sale

123

44.265

Ordinary

Sale

79

44.265

Ordinary

Sale

80

44.265

Ordinary

Sale

35

44.26

Ordinary

Sale

179

44.26

Ordinary

Sale

348

44.26

Ordinary

Sale

52

44.26

Ordinary

Sale

37

44.26

Ordinary

Sale

262

44.235

Ordinary

Sale

56

44.255

Ordinary

Sale

312

44.285

Ordinary

Sale

34

44.28

Ordinary

Sale

45

44.28

Ordinary

Sale

176

44.22

Ordinary

Sale

158

44.22

Ordinary

Sale

51

44.22

Ordinary

Sale

43

44.48

Ordinary

Sale

48

44.48

Ordinary

Sale

100

44.28

Ordinary

Sale

29

44.265

Ordinary

Sale

146

44.265

Ordinary

Sale

65

44.29

Ordinary

Sale

14

44.29

Ordinary

Sale

183

44.27

Ordinary

Sale

176

44.245

Ordinary

Sale

32

44.245

Ordinary

Sale

68

44.245

Ordinary

Sale

171

44.245

Ordinary

Sale

49

44.245

Ordinary

Sale

72

44.245

Ordinary

Sale

7,680

44.375

Ordinary

Sale

67

44.355

Ordinary

Sale

97

44.355

Ordinary

Sale

122

44.32

Ordinary

Sale

285

44.31

Ordinary

Sale

315

44.31

Ordinary

Sale

96

44.255

Ordinary

Sale

55

44.29

Ordinary

Sale

147

44.23

Ordinary

Sale

62

44.245

Ordinary

Sale

39

44.245

Ordinary

Sale

50

44.245

Ordinary

Sale

22

44.245

Ordinary

Sale

1,000

44.32

Ordinary

Sale

20,093

44.32

Ordinary

Sale

1,000

44.32

Ordinary

Sale

18,837

44.32

Ordinary

Sale

18,600

44.32

Ordinary

Sale

10,000

44.32

Ordinary

Sale

5,021

44.32

Ordinary

Sale

13,814

44.32

Ordinary

Sale

7,759

44.32

Ordinary

Sale

1,000

44.32

Ordinary

Sale

1,000

44.32

Ordinary

Sale

17

44.355

Ordinary

Sale

17

44.355

Ordinary

Sale

63

44.315

Ordinary

Sale

52

44.32

Ordinary

Sale

56

44.32

Ordinary

Sale

19

44.32

Ordinary

Sale

56

44.32

Ordinary

Sale

56

44.32

Ordinary

Sale

52

44.32

Ordinary

Sale

52

44.32

Ordinary

Sale

52

44.32

Ordinary

Sale

52

44.32

Ordinary

Sale

6,000

44.481844

Ordinary

Sale

499

44.349465

Ordinary

Sale

47

44.315

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD

ADR

Sale

3,930

168.32359

ADR

Sale

18

168.82

ADR

Sale

31,236

168.21103

ADR

Sale

93

168.73

ADR

Sale

36

168.73

ADR

Sale

3,945

168.42456

ADR

Sale

300

168.15

ADR

Sale

18

168.39

ADR

Sale

18,393

168.73

ADR

Sale

66

168.38682

ADR

Sale

600

168.195

ADR

Sale

3,360

168.73

 

Total Purchases

566,628

 

 

Total Sales

218,097

 

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit GBP

Ordinary

CFD

Increasing a short position

6,000

44.3331967

Ordinary

CFD

Increasing a short position

100,000

44.1367314

Ordinary

CFD

Increasing a short position

50,000

44.1367313

Ordinary

CFD

Increasing a short position

150,000

44.1367298

Ordinary

CFD

Increasing a short position

100,000

46.4002529

Ordinary

CFD

Reducing a short position

6,000

44.481844

Ordinary

CFD

Reducing a short position

499

44.349465

Ordinary

Equity linked Swap

Closing a long position

42,496

44.37507

 

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit USD

ADR

Listed call-option

Selling

25,000

175

American

18/01/19

2.55

ADR

Listed call-option

Selling

24,100

175

American

18/01/19

2.50

ADR

Listed call-option

Selling

50,000

165

American

18/01/19

7.35

ADR

Listed call-option

Purchasing

50,000

170

American

18/01/19

4.50

 

(ii) Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit GBP

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable) GBP

 

 

 

 

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

Yes

 

 

Date of disclosure:

 20/12/2018

Contact name:

 Olivier Vero

Telephone number:

+44 20 7676 6969

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Full name of person making disclosure:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Shire Plc

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

-

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit GBP

Type

Expiry date

e.g. American, European etc.

Ordinary

Listed call-option

Sale

150,000

32

American options

21/12/2018

Ordinary

Listed put-option

 

Sale

150,000

32

American options

21/12/2018

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit USD

Type

Expiry date

ADR

Listed call-option

Purchase

75,000

170

American option

18/01/19

ADR

Listed call-option

Sale

75,000

165

American option

18/01/19

ADR

Listed call-option

Purchase

55,600

180

American option

18/01/19

ADR

Listed call-option

Purchase

3,800

175

American option

21/12/2018

ADR

Listed call-option

Sale

79,400

175

American option

18/01/2019

ADR

Listed call-option

Purchase

41,800

200

American options

18/01/2019

ADR

Listed call-option

Sale

15,000

185

American options

18/01/2019

ADR

Listed call-option

Purchase

33,900

190

American options

18/01/2019

ADR

Listed put-option

Purchase

20,000

170

American options

18/01/2019

ADR

Listed put-option

Sale

20,000

140

American options

18/01/2019

ADR

Listed put-option

Sale

20,000

155

American options

18/01/2019

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
RETEAEAEAFPPFFF
Date   Source Headline
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7th Jan 201911:30 amRNSForm 8.3 - Takeda Pharmaceutical Company Limited
7th Jan 201911:27 amRNSForm 8.3 - Shire plc
7th Jan 201911:01 amRNSForm 8.5 (EPT/RI)- Shire plc
7th Jan 201910:59 amRNSForm 8.5 (EPT/NON-RI)- Shire Plc
7th Jan 201910:35 amRNSForm 8.5 - Shire plc
7th Jan 201910:16 amRNSForm 8.5 (EPT/RI) - SHIRE PLC
7th Jan 201910:13 amRNSForm 8.5 (EPT/RI) - Amendment

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