19 Dec 2018 10:55
FORM 8.3 AMENDMENT TO SALES AND PURCHASES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 13 December 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,900,300 | 0.97% | 5,865,018 | 0.64% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 222,705 | 0.02% | 6,963,929 | 0.76% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,092,000 | 0.12% | 932,400 | 0.10% | |||||||
| (4) | |||||||||||
| TOTAL: | 10,215,005 | 1.10% | 13,761,347 | 1.50% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 9 | 46.2400 GBP | ||||
| 5p ordinary | Purchase | 22 | 46.3093 GBP | ||||
| 5p ordinary | Purchase | 34 | 46.4625 GBP | ||||
| 5p ordinary | Purchase | 36 | 46.4300 GBP | ||||
| 5p ordinary | Purchase | 63 | 46.2525 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.3375 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.3475 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.3550 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.3725 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.4200 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.4900 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.1450 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.1750 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.1800 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.1850 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.2075 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.2150 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.2350 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.2375 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.2425 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.2450 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.2550 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.2675 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.2875 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.3025 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.3200 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.4475 GBP | ||||
| 5p ordinary | Purchase | 69 | 46.4225 GBP | ||||
| 5p ordinary | Purchase | 73 | 46.3500 GBP | ||||
| 5p ordinary | Purchase | 73 | 46.1700 GBP | ||||
| 5p ordinary | Purchase | 74 | 46.3950 GBP | ||||
| 5p ordinary | Purchase | 74 | 46.2950 GBP | ||||
| 5p ordinary | Purchase | 83 | 46.3775 GBP | ||||
| 5p ordinary | Purchase | 85 | 46.2925 GBP | ||||
| 5p ordinary | Purchase | 87 | 46.4100 GBP | ||||
| 5p ordinary | Purchase | 87 | 46.4175 GBP | ||||
| 5p ordinary | Purchase | 97 | 46.4350 GBP | ||||
| 5p ordinary | Purchase | 101 | 46.3575 GBP | ||||
| 5p ordinary | Purchase | 106 | 46.3600 GBP | ||||
| 5p ordinary | Purchase | 108 | 46.4850 GBP | ||||
| 5p ordinary | Purchase | 108 | 46.3875 GBP | ||||
| 5p ordinary | Purchase | 134 | 46.3225 GBP | ||||
| 5p ordinary | Purchase | 134 | 46.3625 GBP | ||||
| 5p ordinary | Purchase | 134 | 46.3525 GBP | ||||
| 5p ordinary | Purchase | 137 | 46.3350 GBP | ||||
| 5p ordinary | Purchase | 140 | 46.1775 GBP | ||||
| 5p ordinary | Purchase | 146 | 46.2750 GBP | ||||
| 5p ordinary | Purchase | 175 | 46.3400 GBP | ||||
| 5p ordinary | Purchase | 177 | 46.3850 GBP | ||||
| 5p ordinary | Purchase | 178 | 46.3050 GBP | ||||
| 5p ordinary | Purchase | 185 | 46.3825 GBP | ||||
| 5p ordinary | Purchase | 192 | 46.2836 GBP | ||||
| 5p ordinary | Purchase | 199 | 46.3075 GBP | ||||
| 5p ordinary | Purchase | 201 | 46.3125 GBP | ||||
| 5p ordinary | Purchase | 201 | 46.2825 GBP | ||||
| 5p ordinary | Purchase | 204 | 46.4125 GBP | ||||
| 5p ordinary | Purchase | 214 | 46.2900 GBP | ||||
| 5p ordinary | Purchase | 214 | 46.2200 GBP | ||||
| 5p ordinary | Purchase | 219 | 46.2352 GBP | ||||
| 5p ordinary | Purchase | 247 | 46.3250 GBP | ||||
| 5p ordinary | Purchase | 249 | 46.3925 GBP | ||||
| 5p ordinary | Purchase | 261 | 46.3450 GBP | ||||
| 5p ordinary | Purchase | 268 | 46.3975 GBP | ||||
| 5p ordinary | Purchase | 272 | 46.3900 GBP | ||||
| 5p ordinary | Purchase | 276 | 46.4000 GBP | ||||
| 5p ordinary | Purchase | 283 | 46.2500 GBP | ||||
| 5p ordinary | Purchase | 289 | 46.4589 GBP | ||||
| 5p ordinary | Purchase | 314 | 46.4725 GBP | ||||
| 5p ordinary | Purchase | 322 | 46.2300 GBP | ||||
| 5p ordinary | Purchase | 371 | 46.2850 GBP | ||||
| 5p ordinary | Purchase | 374 | 46.3510 GBP | ||||
| 5p ordinary | Purchase | 395 | 46.3150 GBP | ||||
| 5p ordinary | Purchase | 482 | 46.4075 GBP | ||||
| 5p ordinary | Purchase | 553 | 46.4025 GBP | ||||
| 5p ordinary | Purchase | 677 | 46.5750 GBP | ||||
| 5p ordinary | Purchase | 737 | 46.3425 GBP | ||||
| 5p ordinary | Purchase | 737 | 46.3000 GBP | ||||
| 5p ordinary | Purchase | 823 | 46.5696 GBP | ||||
| 5p ordinary | Purchase | 886 | 46.3100 GBP | ||||
| 5p ordinary | Purchase | 981 | 46.3876 GBP | ||||
| 5p ordinary | Purchase | 1,340 | 46.3569 GBP | ||||
| 5p ordinary | Purchase | 1,533 | 46.3678 GBP | ||||
| 5p ordinary | Purchase | 1,104 | 46.3800 GBP | ||||
| 5p ordinary | Purchase | 2,092 | 46.2592 GBP | ||||
| 5p ordinary | Purchase | 2,476 | 46.2783 GBP | ||||
| 5p ordinary | Purchase | 2,503 | 46.2520 GBP | ||||
| 5p ordinary | Purchase | 2,642 | 46.3477 GBP | ||||
| 5p ordinary | Purchase | 2,751 | 46.2682 GBP | ||||
| 5p ordinary | Purchase | 4,125 | 46.2901 GBP | ||||
| 5p ordinary | Purchase | 4,816 | 46.3160 GBP | ||||
| 5p ordinary | Purchase | 6,035 | 46.2580 GBP | ||||
| 5p ordinary | Purchase | 6,095 | 46.2716 GBP | ||||
| 5p ordinary | Purchase | 7,088 | 46.2594 GBP | ||||
| 5p ordinary | Purchase | 8,664 | 46.2041 GBP | ||||
| 5p ordinary | Purchase | 9,706 | 46.2754 GBP | ||||
| 5p ordinary | Purchase | 12,987 | 46.1979 GBP | ||||
| 5p ordinary | Purchase | 13,157 | 46.3060 GBP | ||||
| 5p ordinary | Purchase | 14,688 | 46.2757 GBP | ||||
| 5p ordinary | Purchase | 15,000 | 46.3035 GBP | ||||
| 5p ordinary | Purchase | 18,237 | 46.2474 GBP | ||||
| 5p ordinary | Purchase | 25,000 | 46.2025 GBP | ||||
| 5p ordinary | Purchase | 26,376 | 46.2976 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 46.2483 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 46.2273 GBP | ||||
| 5p ordinary | Purchase | 69,711 | 46.4404 GBP | ||||
| 5p ordinary | Purchase | 85,500 | 46.3175 GBP | ||||
| 5p ordinary | Purchase | 94,525 | 46.2809 GBP | ||||
| 5p ordinary | Purchase | 104,451 | 46.5722 GBP | ||||
| 5p ordinary | Purchase | 118,888 | 46.2944 GBP | ||||
| 5p ordinary | Purchase | 164,008 | 46.3327 GBP | ||||
| 5p ordinary | Sale | 34 | 46.3150 GBP | ||||
| 5p ordinary | Sale | 34 | 46.4625 GBP | ||||
| 5p ordinary | Sale | 36 | 46.4300 GBP | ||||
| 5p ordinary | Sale | 39 | 46.3650 GBP | ||||
| 5p ordinary | Sale | 63 | 46.2525 GBP | ||||
| 5p ordinary | Sale | 67 | 46.1450 GBP | ||||
| 5p ordinary | Sale | 67 | 46.1750 GBP | ||||
| 5p ordinary | Sale | 67 | 46.1800 GBP | ||||
| 5p ordinary | Sale | 67 | 46.1850 GBP | ||||
| 5p ordinary | Sale | 67 | 46.2075 GBP | ||||
| 5p ordinary | Sale | 67 | 46.2150 GBP | ||||
| 5p ordinary | Sale | 67 | 46.2350 GBP | ||||
| 5p ordinary | Sale | 67 | 46.2375 GBP | ||||
| 5p ordinary | Sale | 67 | 46.2425 GBP | ||||
| 5p ordinary | Sale | 67 | 46.2450 GBP | ||||
| 5p ordinary | Sale | 67 | 46.2550 GBP | ||||
| 5p ordinary | Sale | 67 | 46.2675 GBP | ||||
| 5p ordinary | Sale | 67 | 46.2875 GBP | ||||
| 5p ordinary | Sale | 67 | 46.3025 GBP | ||||
| 5p ordinary | Sale | 67 | 46.3200 GBP | ||||
| 5p ordinary | Sale | 67 | 46.3225 GBP | ||||
| 5p ordinary | Sale | 67 | 46.3375 GBP | ||||
| 5p ordinary | Sale | 67 | 46.3425 GBP | ||||
| 5p ordinary | Sale | 67 | 46.3475 GBP | ||||
| 5p ordinary | Sale | 67 | 46.3550 GBP | ||||
| 5p ordinary | Sale | 67 | 46.3725 GBP | ||||
| 5p ordinary | Sale | 67 | 46.4200 GBP | ||||
| 5p ordinary | Sale | 67 | 46.4900 GBP | ||||
| 5p ordinary | Sale | 68 | 46.4475 GBP | ||||
| 5p ordinary | Sale | 69 | 46.4225 GBP | ||||
| 5p ordinary | Sale | 73 | 46.3500 GBP | ||||
| 5p ordinary | Sale | 74 | 46.3950 GBP | ||||
| 5p ordinary | Sale | 74 | 46.2950 GBP | ||||
| 5p ordinary | Sale | 83 | 46.3775 GBP | ||||
| 5p ordinary | Sale | 85 | 46.2925 GBP | ||||
| 5p ordinary | Sale | 87 | 46.4100 GBP | ||||
| 5p ordinary | Sale | 87 | 46.4175 GBP | ||||
| 5p ordinary | Sale | 97 | 46.4350 GBP | ||||
| 5p ordinary | Sale | 101 | 46.3575 GBP | ||||
| 5p ordinary | Sale | 106 | 46.3600 GBP | ||||
| 5p ordinary | Sale | 108 | 46.4850 GBP | ||||
| 5p ordinary | Sale | 108 | 46.3875 GBP | ||||
| 5p ordinary | Sale | 134 | 46.3625 GBP | ||||
| 5p ordinary | Sale | 134 | 46.3525 GBP | ||||
| 5p ordinary | Sale | 137 | 46.3350 GBP | ||||
| 5p ordinary | Sale | 140 | 46.1775 GBP | ||||
| 5p ordinary | Sale | 146 | 46.2750 GBP | ||||
| 5p ordinary | Sale | 147 | 46.3050 GBP | ||||
| 5p ordinary | Sale | 177 | 46.3850 GBP | ||||
| 5p ordinary | Sale | 185 | 46.3825 GBP | ||||
| 5p ordinary | Sale | 199 | 46.3075 GBP | ||||
| 5p ordinary | Sale | 201 | 46.2825 GBP | ||||
| 5p ordinary | Sale | 201 | 46.3125 GBP | ||||
| 5p ordinary | Sale | 204 | 46.4125 GBP | ||||
| 5p ordinary | Sale | 205 | 46.2454 GBP | ||||
| 5p ordinary | Sale | 214 | 46.2900 GBP | ||||
| 5p ordinary | Sale | 214 | 46.2200 GBP | ||||
| 5p ordinary | Sale | 219 | 46.2352 GBP | ||||
| 5p ordinary | Sale | 247 | 46.3250 GBP | ||||
| 5p ordinary | Sale | 249 | 46.3925 GBP | ||||
| 5p ordinary | Sale | 261 | 46.3450 GBP | ||||
| 5p ordinary | Sale | 268 | 46.3975 GBP | ||||
| 5p ordinary | Sale | 272 | 46.3900 GBP | ||||
| 5p ordinary | Sale | 276 | 46.4000 GBP | ||||
| 5p ordinary | Sale | 283 | 46.2500 GBP | ||||
| 5p ordinary | Sale | 314 | 46.4725 GBP | ||||
| 5p ordinary | Sale | 322 | 46.3495 GBP | ||||
| 5p ordinary | Sale | 322 | 46.2300 GBP | ||||
| 5p ordinary | Sale | 350 | 46.2921 GBP | ||||
| 5p ordinary | Sale | 370 | 46.3400 GBP | ||||
| 5p ordinary | Sale | 371 | 46.2850 GBP | ||||
| 5p ordinary | Sale | 400 | 46.6100 GBP | ||||
| 5p ordinary | Sale | 416 | 46.2376 GBP | ||||
| 5p ordinary | Sale | 428 | 46.3182 GBP | ||||
| 5p ordinary | Sale | 482 | 46.4075 GBP | ||||
| 5p ordinary | Sale | 553 | 46.4025 GBP | ||||
| 5p ordinary | Sale | 706 | 46.2591 GBP | ||||
| 5p ordinary | Sale | 737 | 46.3000 GBP | ||||
| 5p ordinary | Sale | 886 | 46.3100 GBP | ||||
| 5p ordinary | Sale | 1,060 | 46.2618 GBP | ||||
| 5p ordinary | Sale | 1,280 | 46.2495 GBP | ||||
| 5p ordinary | Sale | 1,533 | 46.3678 GBP | ||||
| 5p ordinary | Sale | 1,548 | 46.3364 GBP | ||||
| 5p ordinary | Sale | 1,766 | 46.3444 GBP | ||||
| 5p ordinary | Sale | 2,225 | 46.3013 GBP | ||||
| 5p ordinary | Sale | 2,421 | 46.3002 GBP | ||||
| 5p ordinary | Sale | 3,169 | 46.3293 GBP | ||||
| 5p ordinary | Sale | 3,208 | 46.3248 GBP | ||||
| 5p ordinary | Sale | 3,702 | 46.3316 GBP | ||||
| 5p ordinary | Sale | 5,604 | 46.2961 GBP | ||||
| 5p ordinary | Sale | 6,494 | 46.3325 GBP | ||||
| 5p ordinary | Sale | 7,379 | 46.4606 GBP | ||||
| 5p ordinary | Sale | 8,348 | 46.3420 GBP | ||||
| 5p ordinary | Sale | 9,372 | 46.4642 GBP | ||||
| 5p ordinary | Sale | 11,214 | 46.3780 GBP | ||||
| 5p ordinary | Sale | 13,022 | 46.3047 GBP | ||||
| 5p ordinary | Sale | 13,222 | 46.3349 GBP | ||||
| 5p ordinary | Sale | 18,667 | 46.3161 GBP | ||||
| 5p ordinary | Sale | 20,000 | 46.5708 GBP | ||||
| 5p ordinary | Sale | 26,166 | 46.2965 GBP | ||||
| 5p ordinary | Sale | 35,668 | 46.4608 GBP | ||||
| 5p ordinary | Sale | 36,104 | 46.3800 GBP | ||||
| 5p ordinary | Sale | 43,600 | 46.3004 GBP | ||||
| 5p ordinary | Sale | 64,996 | 46.4542 GBP | ||||
| 5p ordinary | Sale | 69,280 | 46.4470 GBP | ||||
| 5p ordinary | Sale | 69,446 | 46.2815 GBP | ||||
| 5p ordinary | Sale | 108,154 | 46.2783 GBP | ||||
| 5p ordinary | Sale | 217,687 | 46.5490 GBP | ||||
| ADR | Purchase | 2 | 175.9800 USD | ||||
| ADR | Purchase | 24 | 176.0000 USD | ||||
| ADR | Purchase | 47 | 176.6900 USD | ||||
| ADR | Purchase | 56 | 175.1500 USD | ||||
| ADR | Purchase | 100 | 176.6000 USD | ||||
| ADR | Purchase | 100 | 176.7000 USD | ||||
| ADR | Purchase | 100 | 176.1300 USD | ||||
| ADR | Purchase | 100 | 175.7500 USD | ||||
| ADR | Purchase | 100 | 175.6500 USD | ||||
| ADR | Purchase | 200 | 176.1560 USD | ||||
| ADR | Purchase | 200 | 175.9650 USD | ||||
| ADR | Purchase | 200 | 175.9300 USD | ||||
| ADR | Purchase | 279 | 177.0000 USD | ||||
| ADR | Purchase | 300 | 176.3016 USD | ||||
| ADR | Purchase | 300 | 175.7066 USD | ||||
| ADR | Purchase | 300 | 175.7600 USD | ||||
| ADR | Purchase | 403 | 176.8660 USD | ||||
| ADR | Purchase | 600 | 175.1066 USD | ||||
| ADR | Purchase | 800 | 176.1775 USD | ||||
| ADR | Purchase | 1,000 | 175.5000 USD | ||||
| ADR | Purchase | 1,072 | 175.8421 USD | ||||
| ADR | Purchase | 1,991 | 176.0025 USD | ||||
| ADR | Purchase | 2,110 | 176.1839 USD | ||||
| ADR | Purchase | 2,319 | 176.0640 USD | ||||
| ADR | Purchase | 2,900 | 176.0175 USD | ||||
| ADR | Purchase | 2,988 | 175.9698 USD | ||||
| ADR | Purchase | 5,337 | 175.9101 USD | ||||
| ADR | Purchase | 6,300 | 175.9857 USD | ||||
| ADR | Purchase | 8,800 | 176.0077 USD | ||||
| ADR | Purchase | 13,019 | 176.1160 USD | ||||
| ADR | Sale | 2 | 175.9800 USD | ||||
| ADR | Sale | 47 | 176.6900 USD | ||||
| ADR | Sale | 56 | 175.1500 USD | ||||
| ADR | Sale | 70 | 175.7800 USD | ||||
| ADR | Sale | 100 | 176.0900 USD | ||||
| ADR | Sale | 100 | 176.0800 USD | ||||
| ADR | Sale | 100 | 175.9300 USD | ||||
| ADR | Sale | 100 | 175.8900 USD | ||||
| ADR | Sale | 126 | 176.2230 USD | ||||
| ADR | Sale | 170 | 176.2517 USD | ||||
| ADR | Sale | 176 | 175.6388 USD | ||||
| ADR | Sale | 200 | 175.8340 USD | ||||
| ADR | Sale | 200 | 175.6000 USD | ||||
| ADR | Sale | 200 | 176.1100 USD | ||||
| ADR | Sale | 224 | 176.0402 USD | ||||
| ADR | Sale | 300 | 175.8300 USD | ||||
| ADR | Sale | 300 | 175.2466 USD | ||||
| ADR | Sale | 356 | 176.4804 USD | ||||
| ADR | Sale | 400 | 175.5875 USD | ||||
| ADR | Sale | 500 | 175.0300 USD | ||||
| ADR | Sale | 500 | 176.7760 USD | ||||
| ADR | Sale | 549 | 176.1608 USD | ||||
| ADR | Sale | 636 | 176.6654 USD | ||||
| ADR | Sale | 699 | 176.5897 USD | ||||
| ADR | Sale | 806 | 176.8660 USD | ||||
| ADR | Sale | 1,099 | 176.1236 USD | ||||
| ADR | Sale | 1,100 | 175.4991 USD | ||||
| ADR | Sale | 1,100 | 176.0122 USD | ||||
| ADR | Sale | 1,259 | 176.0049 USD | ||||
| ADR | Sale | 1,686 | 175.6692 USD | ||||
| ADR | Sale | 2,100 | 175.3969 USD | ||||
| ADR | Sale | 2,500 | 175.9858 USD | ||||
| ADR | Sale | 2,832 | 175.9840 USD | ||||
| ADR | Sale | 4,100 | 176.4871 USD | ||||
| ADR | Sale | 6,298 | 176.0620 USD | ||||
| ADR | Sale | 6,700 | 175.9994 USD | ||||
| ADR | Sale | 7,700 | 176.0070 USD | ||||
| ADR | Sale | 15,591 | 176.0862 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 6 | 46.3166 GBP | |||||
| 5p ordinary | CFD | Long | 25 | 46.3160 GBP | |||||
| 5p ordinary | SWAP | Long | 362 | 46.3824 GBP | |||||
| 5p ordinary | CFD | Long | 1,801 | 46.4107 GBP | |||||
| 5p ordinary | SWAP | Long | 2,265 | 46.3388 GBP | |||||
| 5p ordinary | SWAP | Long | 2,616 | 46.4175 GBP | |||||
| 5p ordinary | CFD | Long | 3,169 | 46.3293 GBP | |||||
| 5p ordinary | CFD | Long | 3,339 | 46.4473 GBP | |||||
| 5p ordinary | CFD | Long | 4,040 | 46.4716 GBP | |||||
| 5p ordinary | CFD | Long | 8,348 | 46.3420 GBP | |||||
| 5p ordinary | CFD | Long | 18,636 | 46.3161 GBP | |||||
| 5p ordinary | SWAP | Long | 19,115 | 46.4645 GBP | |||||
| 5p ordinary | CFD | Long | 20,000 | 46.5708 GBP | |||||
| 5p ordinary | CFD | Long | 29,124 | 46.5176 GBP | |||||
| 5p ordinary | SWAP | Long | 34,640 | 46.3800 GBP | |||||
| 5p ordinary | SWAP | Long | 63,622 | 46.5509 GBP | |||||
| 5p ordinary | SWAP | Long | 69,280 | 46.4470 GBP | |||||
| 5p ordinary | SWAP | Short | 190 | 46.2936 GBP | |||||
| 5p ordinary | CFD | Short | 823 | 46.5696 GBP | |||||
| 5p ordinary | CFD | Short | 981 | 46.3876 GBP | |||||
| 5p ordinary | SWAP | Short | 1,325 | 46.2614 GBP | |||||
| 5p ordinary | SWAP | Short | 1,788 | 46.2380 GBP | |||||
| 5p ordinary | SWAP | Short | 3,044 | 46.2843 GBP | |||||
| 5p ordinary | CFD | Short | 6,035 | 46.2580 GBP | |||||
| 5p ordinary | CFD | Short | 6,072 | 46.2792 GBP | |||||
| 5p ordinary | SWAP | Short | 9,979 | 46.2734 GBP | |||||
| 5p ordinary | SWAP | Short | 22,725 | 46.5750 GBP | |||||
| 5p ordinary | SWAP | Short | 25,000 | 46.2025 GBP | |||||
| 5p ordinary | SWAP | Short | 50,000 | 46.2273 GBP | |||||
| 5p ordinary | CFD | Short | 50,000 | 46.2483 GBP | |||||
| 5p ordinary | SWAP | Short | 58,864 | 46.2796 GBP | |||||
| 5p ordinary | SWAP | Short | 76,844 | 46.3296 GBP | |||||
| 5p ordinary | CFD | Short | 85,500 | 46.3175 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,500 | 165 USD | American | 18 Apr 2019 | 14.8000 USD | ||||||||
| ADR | Call Options | Purchasing | 7,400 | 170 USD | American | 18 Jan 2019 | 8.5635 USD | ||||||||
| ADR | Call Options | Purchasing | 900 | 175 USD | American | 21 Dec 2018 | 2.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,500 | 175 USD | American | 18 Jan 2019 | 5.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 3,300 | 180 USD | American | 18 Jan 2019 | 3.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 185 USD | American | 18 Jan 2019 | 1.2000 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 190 USD | American | 18 Jan 2019 | 0.3500 USD | ||||||||
| ADR | Put Options | Purchasing | 400 | 175 USD | American | 18 Jan 2019 | 3.4000 USD | ||||||||
| ADR | Put Options | Purchasing | 600 | 180 USD | American | 18 Apr 2019 | 9.1000 USD | ||||||||
| ADR | Put Options | Selling | 900 | 145 USD | American | 18 Jan 2019 | 0.4000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 19 Dec 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 180.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 195.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 185.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 190.0000 | American | 11 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,500 | 230.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 1,700 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,900 | 175.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,600 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,800 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,300 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,200 | 173.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 9,200 | 200.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 9,600 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 12,100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,300 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 138,700 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -33,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -31,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,700 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -5,000 | 178.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,400 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -277,200 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -157,900 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -23,600 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -15,200 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -7,300 | 170.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,300 | 165.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 160.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,000 | 130.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -600 | 180.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 195.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 300 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 147.0000 | American | 28 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,800 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,900 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 10,500 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 15,200 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 20,300 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 26,600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 27,500 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 46,400 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 157,900 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 279,200 | 145.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181219005307/en/
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