Last checked at 29 Aug 2023 08:55
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
a) | Name of natural person or legal person | Graham Kerr | ||||
2 | Reason for the notification | |||||
a) | Position/status | Chief Executive Officer and Managing Director | ||||
b) | Initial notification/amendment | Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | South32 Limited | ||||
b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||
b) | Identification code | AU000000S320 | ||||
c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||
d) | Currency | AUD - Australian Dollar | ||||
e) | Price(s) and volume(s) |
| ||||
f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 242160 Total Aggregated Price: 0.00 | ||||
g) | Date of transaction | 25 August 2023 | ||||
h) | Place of transaction | XASX | ||||
a) | Description of the financial instrument, type of instrument | Sale of Shares | ||||
b) | Identification code | AU000000S320 | ||||
c) | Nature of the transaction | Sale of shares | ||||
d) | Currency | AUD - Australian Dollar | ||||
e) | Price(s) and volume(s) |
| ||||
f) | Aggregated information - Aggregated volume - Price | Aggregated price: 3.44 Aggregated volume: 56908 Total Aggregated Price: 195,763.52 | ||||
g) | Date of transaction | 28 August 2023 | ||||
h) | Place of transaction | XASX | ||||
a) | Description of the financial instrument, type of instrument | Off-market transfer of shares made as part settlement of a marital divorce | ||||
b) | Identification code | AU000000S320 | ||||
c) | Nature of the transaction | Off-market transfer of shares made as part settlement of a marital divorce | ||||
d) | Currency | AUD - Australian Dollar | ||||
e) | Price(s) and volume(s) |
| ||||
f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 121080 Total Aggregated Price: 0.00 | ||||
g) | Date of the transaction | 25 August 2023 | ||||
h) | Place of the transaction | XASX | ||||
Notification of dealing forms
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
a) | Name of natural person or legal person | Jason Economidis | ||||
2 | Reason for the notification | |||||
a) | Position/status | Chief Operating Officer | ||||
b) | Initial notification/amendment | Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | South32 Limited | ||||
b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||
b) | Identification code | AU000000S320 | ||||
c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||
d) | Currency | AUD - Australian Dollar | ||||
e) | Price(s) and volume(s) |
| ||||
f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 136637 Total Aggregated Price: 0.00 | ||||
g) | Date of transaction | 25 August 2023 | ||||
h) | Place of transaction | XASX | ||||
a) | Description of the financial instrument, type of instrument | Sale of Shares | ||||
b) | Identification code | AU000000S320 | ||||
c) | Nature of the transaction | Sale of shares | ||||
d) | Currency | AUD - Australian Dollar | ||||
e) | Price(s) and volume(s) |
| ||||
f) | Aggregated information - Aggregated volume - Price | Aggregated price: 3.444149 Aggregated volume: 64220 Total Aggregated Price: 221,183.25 | ||||
g) | Date of transaction | 28 August 2023 | ||||
h) | Place of transaction | XASX | ||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||
a) | Name of natural person or legal person | Kumaran Perumal Pillay | ||||||
2 | Reason for the notification | |||||||
a) | Position/status | Chief Operating Officer | ||||||
b) | Initial notification/amendment | Initial Notification | ||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Full name of the entity | South32 Limited | ||||||
b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||||
b) | Identification code | AU000000S320 | ||||||
c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||||
d) | Currency | AUD - Australian Dollar | ||||||
e) | Price(s) and volume(s) |
| ||||||
f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 86262 Total Aggregated Price: 0.00 | ||||||
g) | Date of transaction | 25 August 2023 | ||||||
h) | Place of transaction | XASX | ||||||
a) | Description of the financial instrument, type of instrument | Sale of Shares | ||||||
b) | Identification code | AU000000S320 | ||||||
c) | Nature of the transaction | Sale of shares | ||||||
d) | Currency | AUD - Australian Dollar | ||||||
e) | Price(s) and volume(s) |
| ||||||
f) | Aggregated information - Aggregated volume - Price | Aggregated price: 3.508 Aggregated volume: 38819 Total Aggregated Price: 136,196.33 | ||||||
g) | Date of transaction | 28 August 2023 | ||||||
h) | Place of transaction | XASX | ||||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
a) | Name of natural person or legal person | Sandy Sibenaler | ||||
2 | Reason for the notification | |||||
a) | Position/status | Chief Financial Officer | ||||
b) | Initial notification/amendment | Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | South32 Limited | ||||
b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||
b) | Identification code | AU000000S320 | ||||
c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||
d) | Currency | AUD - Australian Dollar | ||||
e) | Price(s) and volume(s) |
| ||||
f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 23762 Total Aggregated Price: 0.00 | ||||
g) | Date of transaction | 25 August 2023 | ||||
h) | Place of transaction | XASX | ||||