Last checked at 29 Aug 2017 11:41
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||||
a) | Name | Graham Kerr | ||||||||||||
2 | Reason for the notification | |||||||||||||
a) | Position/status | Chief Executive Officer and Managing Director | ||||||||||||
b) | Initial notification/Amendment | Initial Notification | ||||||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||||
a) | Name | South32 Limited | ||||||||||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares AU000000S320 | ||||||||||||
b) | Nature of the transaction | Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities | ||||||||||||
c) | Price(s) and volume(s) |
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d) | Aggregated information - Aggregated volume - Price |
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e) | Date of the transaction | 25 August 2017 | ||||||||||||
f) | Place of the transaction | XASX | ||||||||||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||||
a) | Name | Brendan Harris | ||||||||||||
2 | Reason for the notification | |||||||||||||
a) | Position/status | Chief Financial Officer | ||||||||||||
b) | Initial notification/Amendment | Initial Notification | ||||||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||||
a) | Name | South32 Limited | ||||||||||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares AU000000S320 | ||||||||||||
b) | Nature of the transaction | Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability | ||||||||||||
c) | Price(s) and volume(s) |
| ||||||||||||
d) | Aggregated information - Aggregated volume - Price |
| ||||||||||||
e) | Date of the transaction | 25 August 2017 | ||||||||||||
f) | Place of the transaction | XASX | ||||||||||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||||
a) | Name | Paul Harvey | ||||||||||||
2 | Reason for the notification | |||||||||||||
a) | Position/status | President and Chief Operating Officer Australia Region | ||||||||||||
b) | Initial notification/Amendment | Initial Notification | ||||||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||||
a) | Name | South32 Limited | ||||||||||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares AU000000S320 | ||||||||||||
b) | Nature of the transaction | Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability | ||||||||||||
c) | Price(s) and volume(s) |
| ||||||||||||
d) | Aggregated information - Aggregated volume - Price |
| ||||||||||||
e) | Date of the transaction | 25 August 2017 | ||||||||||||
f) | Place of the transaction | XASX | ||||||||||||
Notification of dealing forms
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||||
a) | Name | Michael Fraser | ||||||||||||
2 | Reason for the notification | |||||||||||||
a) | Position/status | President and Chief Operating Officer Africa Region | ||||||||||||
b) | Initial notification/Amendment | Initial Notification | ||||||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||||
a) | Name | South32 Limited | ||||||||||||
b) | LEI | 213800LAZNPXSBKVHR17 | ||||||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares AU000000S320 | ||||||||||||
b) | Nature of the transaction | Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability | ||||||||||||
c) | Price(s) and volume(s) |
| ||||||||||||
d) | Aggregated information - Aggregated volume - Price |
| ||||||||||||
e) | Date of the transaction | 25 August 2017 | ||||||||||||
f) | Place of the transaction | XASX | ||||||||||||