Less Ads, More Data, More Tools Register for FREE

Pin to quick picksRGM.L Regulatory News (RGM)

  • There is currently no data for RGM

Watchlists are a member only feature

Login to your account

Alerts are a premium feature

Login to your account

Holding(s) in Company

1 Sep 2015 12:54

RNS Number : 7023X
Regency Mines PLC
01 September 2015
 

REGENCY MINES PLC

("Regency" or the "Company")

HOLDINGS IN COMPANY

01 September 2015

 

Regency, the natural resources exploration and investment company with interests in oil, and in nickel and other minerals in Australia, Greenland, Papua New Guinea, USA and Sudan has been notified of the following shareholding in the Company:

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Regency Mines

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

1Yorkville Advisors Global, LLC

2 Yorkville Advisors Global, LP

3 YA Global Master SPV, Ltd.

4. Full name of shareholder(s)  (if different from 3.):iv

Jarvis Investment Management Ltd

(Registered Holder)

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

August 28, 2015

6. Date on which issuer notified:

August 28, 2015

7. Threshold(s) that is/are crossed orreached: vi, vii

5.00 %

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

 

 

Ordinary Shares

139,164,318

139,164,318

116,000,000

116,000,000

0

4.64%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

116,000,000

4.64%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of Yorkville Global Master SPV, Ltd.

 

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will ceaseto hold:

12. Date on which proxy holder will cease to holdvoting rights:

13. Additional information:

14. Contact name:

Troy Rillo

15. Contact telephone number:

001.908.906.5127

 

For further information, please contact:

 

Andrew Bell 0207 747 9960 or 0776 647 4849 Chairman Regency Mines Plc

Roland Cornish/Rosalind Hill Abrahams 0207 628 3396 NOMAD Beaumont Cornish Limited

Jason Robertson 0129 351 7744 Broker Dowgate Capital Stockbrokers Ltd.

Christian Pickel 0203 128 8208 Media Relations MHP Communications

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLUGURCBUPAGGG
Date   Source Headline
23rd Mar 20187:00 amRNSHalf-year Report
27th Feb 20184:35 pmRNSPrice Monitoring Extension
27th Feb 20182:00 pmRNSJoint Venture with Legacy Hill Resources
30th Jan 20189:31 amRNSFull Repayment of Convertible Loan
29th Jan 20183:13 pmRNSClosing Of Fundraise Through Teathers App
24th Jan 20187:00 amRNSProposed fundraise through Teathers App
23rd Jan 20182:39 pmRNSHolding(s) in Company
11th Jan 20187:00 amRNSBusiness update and strategic financing
2nd Jan 20184:42 pmRNSTotal Voting Rights
2nd Jan 20187:00 amRNSResult of AGM
22nd Dec 201711:55 amRNSSubsidiary EsTeq - investment and key manager
22nd Dec 201711:18 amRNSHoldings in Company
7th Dec 20174:02 pmRNSIssue of Shares under Share Incentive Plan
6th Dec 20176:27 pmRNSPosting of Annual Financial Report & Notice of AGM
6th Dec 20179:57 amRNSCo-Operation Agreement - Coal
29th Nov 20174:30 pmRNSSale of Remaining Interest in Horse Hill Completed
29th Nov 20177:00 amRNSAnnual Financial Report
24th Nov 20174:20 pmRNSHolding(s) in Company
24th Nov 20177:00 amRNSUpdate on Metallurgical Coal Investment
14th Nov 20171:33 pmRNSNew Battery and Storage Technologies Division
10th Nov 201711:06 amRNSHolding(s) in Company
9th Nov 201712:23 pmRNSHolding(s) in Company
1st Nov 20177:00 amRNSChange of Broker
18th Oct 20175:01 pmRNSConditional Sale of Remaining Horse Hill Interest
9th Oct 20173:48 pmRNSDirector/PDMR Shareholding
28th Sep 20171:14 pmRNSCurzon Energy - intended LSE listing
25th Sep 20172:29 pmRNSHolding(s) in Company
18th Sep 20177:00 amRNSFurther and final sale of shares
8th Sep 20177:00 amRNSPartial loan repayment and Horse Hill Licence
1st Sep 20171:48 pmRNSFurther sale of investment
31st Aug 20175:09 pmRNSPartial sale of investment
24th Aug 20177:00 amRNSCompletion of Partial Sale of Interest in HHDL
8th Aug 20173:37 pmRNSHolding(s) in Company
28th Jul 20176:31 pmRNSUpdate
10th Jul 20177:55 amRNSUpdate on Horse Hill
10th Jul 20177:00 amRNSPartial sale of Horse Hill Discovery interest
2nd Jun 20172:37 pmRNSTotal Voting Rights - Replacement
2nd Jun 201712:53 pmRNSTotal Voting Rights
24th May 20177:00 amRNSHolding(s) in Company
8th May 20175:01 pmRNSHolding(s) in Company
8th May 201711:10 amRNSCompletion of Fundraise, TVR & Director's Dealings
5th May 20175:05 pmRNSProposed fundraise through the Teathers App
4th May 20174:04 pmRNSHolding(s) in Company
3rd May 20176:11 pmRNSHolding(s) in Company
3rd May 20177:00 amRNSProject Update, Placing and TVR
21st Apr 20172:31 pmRNSExercise of Warrants, Total Voting Rights
20th Apr 20177:00 amRNSCoal Update
13th Apr 20176:06 pmRNSHolding(s) in Company
11th Apr 20176:20 pmRNSHolding(s) in Company
10th Apr 20173:58 pmRNSExercise of Warrants, Total Voting Rights

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.