12 Feb 2016 11:09
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 11 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 26,400 | 42.7100 USD | 41.6200 USD |
A ADSs | SALES | 2,600 | 42.5600 USD | 41.6200 USD |
B ADSs | PURCHASES | 10,700 | 42.7900 USD | 41.6400 USD |
B ADSs | SALES | 6,300 | 42.6700 USD | 41.6700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 200 | 41.7844 USD |
A ADSs | CFD | LONG | 300 | 41.9267 USD |
A ADSs | CFD | LONG | 1,500 | 41.9830 USD |
A ADSs | CFD | LONG | 300 | 41.9866 USD |
A ADSs | CFD | LONG | 200 | 42.1650 USD |
A ADSs | CFD | LONG | 100 | 42.5600 USD |
A ADSs | CFD | SHORT | 300 | 41.9600 USD |
A ADSs | CFD | SHORT | 1,900 | 42.0443 USD |
A ADSs | CFD | SHORT | 1,000 | 42.0620 USD |
A ADSs | CFD | SHORT | 2,500 | 42.1477 USD |
A ADSs | CFD | SHORT | 4,500 | 42.1811 USD |
A ADSs | CFD | SHORT | 5,100 | 42.1958 USD |
A ADSs | CFD | SHORT | 2,000 | 42.1995 USD |
A ADSs | CFD | SHORT | 4,600 | 42.2596 USD |
A ADSs | CFD | SHORT | 100 | 42.2900 USD |
A ADSs | CFD | SHORT | 4,400 | 42.4817 USD |
B ADSs | CFD | LONG | 100 | 41.8400 USD |
B ADSs | CFD | LONG | 1,000 | 42.0850 USD |
B ADSs | CFD | LONG | 1,400 | 42.1082 USD |
B ADSs | CFD | LONG | 600 | 42.1450 USD |
B ADSs | CFD | LONG | 3,200 | 42.1759 USD |
B ADSs | CFD | SHORT | 100 | 41.9100 USD |
B ADSs | CFD | SHORT | 800 | 42.1168 USD |
B ADSs | CFD | SHORT | 9,700 | 42.2320 USD |
B ADSs | CFD | SHORT | 100 | 42.3500 USD |
EUR 0.07 A ordinary | CFD | LONG | 300 | 18.5234 EUR |
EUR 0.07 A ordinary | CFD | LONG | 34 | 18.5859 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,462 | 18.5859 EUR |
EUR 0.07 A ordinary | CFD | LONG | 599 | 18.6233 EUR |
EUR 0.07 A ordinary | CFD | LONG | 118 | 18.6384 EUR |
EUR 0.07 A ordinary | CFD | LONG | 284 | 18.6396 EUR |
EUR 0.07 A ordinary | CFD | LONG | 364 | 18.6402 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 30,590 | 18.4348 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 18.5147 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 36 | 18.5217 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,393 | 18.6350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,205 | 14.4586 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,171 | 14.4586 GBP |
EUR 0.07 A ordinary | CFD | LONG | 349 | 14.4586 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,300 | 14.4747 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,190 | 14.2496 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,480 | 14.5042 GBP |
EUR 0.07 B ordinary | CFD | LONG | 93,516 | 14.3898 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,463 | 14.3931 GBP |
EUR 0.07 B ordinary | CFD | LONG | 435 | 14.4482 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48 | 14.4930 GBP |
EUR 0.07 B ordinary | CFD | LONG | 282 | 14.4930 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,295 | 14.4955 GBP |
EUR 0.07 B ordinary | CFD | LONG | 218 | 14.4955 GBP |
EUR 0.07 B ordinary | CFD | LONG | 500 | 14.4964 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,343 | 14.5061 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,449 | 14.5107 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45,110 | 14.5107 GBP |
EUR 0.07 B ordinary | CFD | LONG | 228 | 14.5197 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,021 | 14.2702 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41,180 | 14.2702 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,247 | 14.2789 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,263 | 14.2854 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 46,758 | 14.3199 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,836 | 14.4608 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,673 | 14.4837 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,140 | 14.4837 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 69 | 14.5320 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 37,437 | 14.5550 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.