8 Jan 2016 10:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 07 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 256,148 | 43.2300 USD | 42.0500 USD |
A ADSs | SALES | 28,680 | 43.2200 USD | 42.0500 USD |
B ADSs | PURCHASES | 3,375 | 43.1000 USD | 42.0500 USD |
B ADSs | SALES | 700 | 43.2800 USD | 42.0700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 42.1200 USD |
A ADSs | CFD | LONG | 300 | 42.1833 USD |
A ADSs | CFD | LONG | 5,766 | 42.2300 USD |
A ADSs | CFD | LONG | 21,214 | 42.3888 USD |
A ADSs | CFD | LONG | 100 | 42.5000 USD |
A ADSs | CFD | LONG | 500 | 42.6700 USD |
A ADSs | CFD | LONG | 700 | 42.6885 USD |
A ADSs | CFD | SHORT | 300 | 42.1100 USD |
A ADSs | CFD | SHORT | 190 | 42.1880 USD |
A ADSs | CFD | SHORT | 144 | 42.1880 USD |
A ADSs | CFD | SHORT | 900 | 42.2033 USD |
A ADSs | CFD | SHORT | 400 | 42.2300 USD |
A ADSs | CFD | SHORT | 4,046 | 42.2485 USD |
A ADSs | CFD | SHORT | 900 | 42.4933 USD |
A ADSs | CFD | SHORT | 2,800 | 42.5453 USD |
A ADSs | CFD | SHORT | 1,500 | 42.5653 USD |
A ADSs | CFD | SHORT | 237,266 | 42.5924 USD |
A ADSs | CFD | SHORT | 5,302 | 42.6171 USD |
A ADSs | CFD | SHORT | 2,300 | 42.6591 USD |
A ADSs | CFD | SHORT | 100 | 42.9300 USD |
B ADSs | CFD | LONG | 300 | 42.3600 USD |
B ADSs | CFD | LONG | 300 | 42.5600 USD |
B ADSs | CFD | LONG | 100 | 42.8400 USD |
B ADSs | CFD | SHORT | 100 | 42.1000 USD |
B ADSs | CFD | SHORT | 85 | 42.1433 USD |
B ADSs | CFD | SHORT | 65 | 42.1433 USD |
B ADSs | CFD | SHORT | 97 | 42.1444 USD |
B ADSs | CFD | SHORT | 128 | 42.1444 USD |
B ADSs | CFD | SHORT | 200 | 42.4076 USD |
B ADSs | CFD | SHORT | 600 | 42.4383 USD |
B ADSs | CFD | SHORT | 900 | 42.4822 USD |
B ADSs | CFD | SHORT | 1,200 | 42.7554 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,571 | 19.3562 EUR |
EUR 0.07 A ordinary | CFD | LONG | 370 | 19.4733 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,904 | 19.7289 EUR |
EUR 0.07 A ordinary | CFD | LONG | 170 | 19.7623 EUR |
EUR 0.07 A ordinary | CFD | LONG | 819 | 19.7626 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,855 | 19.7627 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5 | 19.2735 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 471 | 19.2735 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 35,386 | 19.4816 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 19.5400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,800 | 19.5879 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,234 | 19.7800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 650 | 14.4040 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,900 | 14.4806 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,550 | 14.2328 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,260 | 14.5303 GBP |
EUR 0.07 B ordinary | CFD | LONG | 106 | 19.5500 EUR |
EUR 0.07 B ordinary | CFD | LONG | 2,643 | 14.3838 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,092 | 14.4702 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,564 | 14.4896 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,269 | 14.5254 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,012 | 14.5254 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,915 | 14.5551 GBP |
EUR 0.07 B ordinary | CFD | LONG | 117 | 14.6308 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,024 | 14.3993 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,487 | 14.3993 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,028 | 14.4611 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,234 | 14.5913 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.