9 Feb 2016 10:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 08 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 30,739 | 44.6100 USD | 43.5800 USD |
A ADSs | SALES | 7,000 | 44.6400 USD | 43.5600 USD |
B ADSs | PURCHASES | 3,500 | 44.6600 USD | 43.7100 USD |
B ADSs | SALES | 4,404 | 44.6100 USD | 43.5600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 900 | 43.9611 USD |
A ADSs | CFD | LONG | 1,900 | 44.0678 USD |
A ADSs | CFD | LONG | 200 | 44.0800 USD |
A ADSs | CFD | LONG | 400 | 44.0900 USD |
A ADSs | CFD | LONG | 2,900 | 44.3203 USD |
A ADSs | CFD | LONG | 100 | 44.4100 USD |
A ADSs | CFD | LONG | 401 | 44.4128 USD |
A ADSs | CFD | LONG | 199 | 44.4747 USD |
A ADSs | CFD | SHORT | 402 | 43.7636 USD |
A ADSs | CFD | SHORT | 1,600 | 43.9015 USD |
A ADSs | CFD | SHORT | 11,031 | 43.9217 USD |
A ADSs | CFD | SHORT | 298 | 43.9593 USD |
A ADSs | CFD | SHORT | 2,200 | 43.9649 USD |
A ADSs | CFD | SHORT | 12 | 44.0000 USD |
A ADSs | CFD | SHORT | 4,495 | 44.0016 USD |
A ADSs | CFD | SHORT | 900 | 44.0646 USD |
A ADSs | CFD | SHORT | 9,700 | 44.1954 USD |
A ADSs | CFD | SHORT | 100 | 44.5000 USD |
A ADSs | CFD | SHORT | 1 | 44.5700 USD |
B ADSs | CFD | LONG | 700 | 43.8707 USD |
B ADSs | CFD | LONG | 800 | 43.9325 USD |
B ADSs | CFD | LONG | 2,500 | 43.9690 USD |
B ADSs | CFD | LONG | 100 | 44.4000 USD |
B ADSs | CFD | LONG | 200 | 44.5150 USD |
B ADSs | CFD | LONG | 100 | 44.5200 USD |
B ADSs | CFD | LONG | 2 | 44.5800 USD |
B ADSs | CFD | LONG | 2 | 44.5800 USD |
B ADSs | CFD | SHORT | 3,500 | 44.1775 USD |
EUR 0.07 A ordinary | CFD | LONG | 7 | 19.5650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 577 | 19.5650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 40 | 19.7225 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,155 | 19.7675 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 19.7675 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 99 | 19.5977 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,172 | 19.6619 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 444 | 19.6781 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,596 | 19.6781 EUR |
EUR 0.07 A ordinary | CFD | LONG | 22,050 | 15.1256 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,855 | 15.1290 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,067 | 15.1290 GBP |
EUR 0.07 A ordinary | CFD | LONG | 42,649 | 15.1290 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,207 | 15.1362 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,821 | 15.0862 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,892 | 15.1108 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 700 | 15.1426 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,433 | 15.1939 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,296 | 15.2200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50 | 15.0396 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,128 | 15.0611 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,614 | 15.0611 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 15.0644 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 15.1048 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,744 | 15.1108 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,228 | 15.1170 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56,109 | 15.0252 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,843 | 15.0305 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,386 | 15.0305 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,041 | 15.0305 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 192 | 15.0551 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,561 | 15.1064 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,080 | 15.1064 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,764 | 15.1064 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 68,608 | 15.1234 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,326 | 15.1234 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,679 | 15.1234 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,427 | 15.1294 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,259 | 15.1294 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 420 | 15.1297 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 400 | 15.1386 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.