30 Dec 2015 10:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 29 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 14,842 | 46.6900 USD | 46.2300 USD |
A ADSs | SALES | 73,689 | 46.7550 USD | 46.2400 USD |
B ADSs | PURCHASES | 5,339 | 47.1100 USD | 46.6400 USD |
B ADSs | SALES | 5,031 | 47.0100 USD | 46.6900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 400 | 46.4075 USD |
A ADSs | CFD | LONG | 200 | 46.4100 USD |
A ADSs | CFD | LONG | 65,941 | 46.4249 USD |
A ADSs | CFD | LONG | 1,500 | 46.4297 USD |
A ADSs | CFD | LONG | 1,200 | 46.4654 USD |
A ADSs | CFD | LONG | 1,800 | 46.4711 USD |
A ADSs | CFD | LONG | 17 | 46.4800 USD |
A ADSs | CFD | LONG | 24 | 46.4800 USD |
A ADSs | CFD | LONG | 300 | 46.4900 USD |
A ADSs | CFD | LONG | 807 | 46.5171 USD |
A ADSs | CFD | LONG | 900 | 46.5633 USD |
A ADSs | CFD | LONG | 600 | 46.6100 USD |
A ADSs | CFD | SHORT | 300 | 46.3816 USD |
A ADSs | CFD | SHORT | 7,930 | 46.3917 USD |
A ADSs | CFD | SHORT | 200 | 46.4100 USD |
A ADSs | CFD | SHORT | 900 | 46.4189 USD |
A ADSs | CFD | SHORT | 2,000 | 46.4537 USD |
A ADSs | CFD | SHORT | 3,041 | 46.5543 USD |
A ADSs | CFD | SHORT | 471 | 46.6827 USD |
B ADSs | CFD | LONG | 200 | 46.7600 USD |
B ADSs | CFD | LONG | 200 | 46.7900 USD |
B ADSs | CFD | LONG | 300 | 46.7933 USD |
B ADSs | CFD | LONG | 1,381 | 46.8786 USD |
B ADSs | CFD | LONG | 2,200 | 46.9063 USD |
B ADSs | CFD | LONG | 428 | 46.9100 USD |
B ADSs | CFD | LONG | 322 | 46.9100 USD |
B ADSs | CFD | SHORT | 300 | 46.7666 USD |
B ADSs | CFD | SHORT | 1,400 | 46.8578 USD |
B ADSs | CFD | SHORT | 900 | 46.8611 USD |
B ADSs | CFD | SHORT | 400 | 46.9200 USD |
B ADSs | CFD | SHORT | 300 | 46.9456 USD |
B ADSs | CFD | SHORT | 2,039 | 47.0391 USD |
EUR 0.07 A ordinary | CFD | LONG | 2,634 | 21.2021 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 21.3250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 160 | 21.3250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 21.3250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 212 | 21.3250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,520 | 21.3250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11 | 21.2163 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,582 | 21.2683 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 263 | 21.2738 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 21.3053 EUR |
EUR 0.07 A ordinary | CFD | LONG | 595 | 15.5225 GBP |
EUR 0.07 A ordinary | CFD | LONG | 19,520 | 15.5594 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,000 | 15.5732 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 50,643 | 15.5420 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22,269 | 15.5420 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,082 | 15.5420 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 37,403 | 15.5447 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,810 | 15.5523 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 47,960 | 15.6278 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 105,592 | 15.6278 GBP |
EUR 0.07 B ordinary | CFD | LONG | 177 | 15.6461 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,233 | 15.6979 GBP |
EUR 0.07 B ordinary | CFD | LONG | 67,106 | 15.7068 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,145 | 15.7186 GBP |
EUR 0.07 B ordinary | CFD | LONG | 267 | 15.7593 GBP |
EUR 0.07 B ordinary | CFD | LONG | 103,839 | 15.7683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 73,178 | 15.7683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,131 | 15.7692 GBP |
EUR 0.07 B ordinary | CFD | LONG | 753 | 15.7692 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,698 | 15.7738 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,568 | 15.6348 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,892 | 15.6348 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,478 | 15.6739 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,653 | 15.6739 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 130 | 15.7028 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,116 | 15.7028 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,048 | 15.7028 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 59,009 | 15.7072 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 702 | 15.7072 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,256 | 15.7072 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,113 | 15.7072 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,336 | 15.7104 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 59 | 15.7191 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,498 | 15.7337 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,714 | 15.7454 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,130 | 15.7454 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 753 | 15.7657 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,142 | 15.7657 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 30 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.