2 Feb 2016 10:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 01 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 9,904 | 43.6088 USD | 42.6800 USD |
A ADSs | SALES | 98,968 | 43.6200 USD | 42.6200 USD |
B ADSs | PURCHASES | 4,500 | 43.7900 USD | 42.8700 USD |
B ADSs | SALES | 8,369 | 43.8000 USD | 42.7400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 300 | 42.9166 USD |
A ADSs | CFD | LONG | 290 | 43.0583 USD |
A ADSs | CFD | LONG | 6,600 | 43.1736 USD |
A ADSs | CFD | LONG | 89,878 | 43.2045 USD |
A ADSs | CFD | LONG | 600 | 43.2250 USD |
A ADSs | CFD | LONG | 1,000 | 43.2300 USD |
A ADSs | CFD | LONG | 200 | 43.2700 USD |
A ADSs | CFD | LONG | 100 | 43.5600 USD |
A ADSs | CFD | SHORT | 60 | 42.9300 USD |
A ADSs | CFD | SHORT | 900 | 43.0316 USD |
A ADSs | CFD | SHORT | 400 | 43.0400 USD |
A ADSs | CFD | SHORT | 326 | 43.0902 USD |
A ADSs | CFD | SHORT | 100 | 43.1850 USD |
A ADSs | CFD | SHORT | 5,300 | 43.2025 USD |
A ADSs | CFD | SHORT | 1,400 | 43.2471 USD |
A ADSs | CFD | SHORT | 100 | 43.3800 USD |
A ADSs | CFD | SHORT | 438 | 43.4882 USD |
A ADSs | CFD | SHORT | 580 | 43.4882 USD |
A ADSs | CFD | SHORT | 300 | 43.5000 USD |
B ADSs | CFD | LONG | 600 | 43.2916 USD |
B ADSs | CFD | LONG | 669 | 43.3492 USD |
B ADSs | CFD | LONG | 300 | 43.3667 USD |
B ADSs | CFD | LONG | 4,700 | 43.3670 USD |
B ADSs | CFD | LONG | 1,800 | 43.3750 USD |
B ADSs | CFD | LONG | 200 | 43.5250 USD |
B ADSs | CFD | LONG | 100 | 43.6200 USD |
B ADSs | CFD | SHORT | 100 | 42.8700 USD |
B ADSs | CFD | SHORT | 100 | 43.0200 USD |
B ADSs | CFD | SHORT | 4,300 | 43.3789 USD |
EUR 0.07 A ordinary | CFD | LONG | 3,454 | 19.6543 EUR |
EUR 0.07 A ordinary | CFD | LONG | 30 | 19.6543 EUR |
EUR 0.07 A ordinary | CFD | LONG | 300 | 19.6643 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,304 | 19.7749 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,246 | 19.8636 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10 | 19.8636 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,246 | 19.9440 EUR |
EUR 0.07 A ordinary | CFD | LONG | 466 | 20.1682 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,622 | 19.8131 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,060 | 14.9237 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,000 | 14.9283 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,200 | 14.8957 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,920 | 14.9244 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,731 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,837 | 14.9479 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,895 | 14.9479 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 268 | 14.9479 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 55,043 | 14.9500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 111,222 | 14.9500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 30,000 | 14.9705 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,200 | 14.9715 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,590 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 493 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,088 | 14.9450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,360 | 14.9450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 291 | 14.8200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,219 | 14.8809 GBP |
EUR 0.07 B ordinary | CFD | LONG | 140 | 14.9225 GBP |
EUR 0.07 B ordinary | CFD | LONG | 942 | 14.9418 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,715 | 14.9530 GBP |
EUR 0.07 B ordinary | CFD | LONG | 892,046 | 14.9656 GBP |
EUR 0.07 B ordinary | CFD | LONG | 92 | 14.9886 GBP |
EUR 0.07 B ordinary | CFD | LONG | 908 | 15.0047 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 15.0207 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,800 | 15.0219 GBP |
EUR 0.07 B ordinary | CFD | LONG | 211 | 15.0458 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,564 | 14.9074 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,219 | 14.9074 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,478 | 14.9398 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,696 | 14.9398 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 119,150 | 14.9398 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,417 | 14.9529 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,731 | 14.9529 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,887 | 15.0775 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,638 | 15.0775 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 683 | 15.0833 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 790 | 15.0932 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,819 | 15.0975 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,443 | 15.0975 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,744 | 15.1009 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,988 | 15.1009 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 02 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.