25 Nov 2015 15:39
AMENDMENT (Section 2 c(i))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 24 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 1,802,942 | 23.5100 EUR | 22.9800 EUR |
EUR 0.07 A ordinary | SALES | 1,341,670 | 23.5350 EUR | 22.9850 EUR |
EUR 0.07 A ordinary | PURCHASES | 312,627 | 16.5100 GBP | 16.1400 GBP |
EUR 0.07 A ordinary | SALES | 180,824 | 16.5150 GBP | 16.1350 GBP |
EUR 0.07 B ordinary | PURCHASES | 6,046 | 23.4500 EUR | 23.4300 EUR |
EUR 0.07 B ordinary | SALES | 6,000 | 23.4500 EUR | 23.4500 EUR |
EUR 0.07 B ordinary | PURCHASES | 2,408,660 | 16.6750 GBP | 16.2200 GBP |
EUR 0.07 B ordinary | SALES | 2,226,107 | 16.6750 GBP | 16.2200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | SHORT | 199 | 50.1700 USD |
EUR 0.07 A ordinary | CFD | LONG | 2,500 | 23.0710 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,217 | 23.0850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 859 | 23.1055 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,053 | 23.1098 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,797 | 23.1591 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 23.2055 EUR |
EUR 0.07 A ordinary | CFD | LONG | 587,415 | 23.2055 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,483 | 23.2168 EUR |
EUR 0.07 A ordinary | CFD | LONG | 719 | 23.2221 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,345 | 23.2293 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,720 | 23.4427 EUR |
EUR 0.07 A ordinary | CFD | LONG | 107 | 23.4427 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6 | 23.5000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 90,000 | 23.0850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 23.1200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,912 | 23.1350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,251 | 23.1527 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 32 | 23.1694 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 896 | 23.1694 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 583,411 | 23.2039 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,500 | 23.2060 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 129,610 | 23.2156 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 82 | 23.2196 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 180,000 | 23.2232 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 680 | 23.2597 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,530 | 23.3421 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,774 | 23.3421 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 52,658 | 23.3904 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 35 | 23.4700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 34,119 | 23.4777 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 263 | 23.5000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 480 | 23.5000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24,112 | 16.2632 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,348 | 16.3176 GBP |
EUR 0.07 A ordinary | CFD | LONG | 346 | 16.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 260 | 16.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,747 | 16.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,747 | 16.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 346 | 16.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13 | 16.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 897 | 16.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 897 | 16.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35 | 16.3934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4 | 16.4800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,254 | 16.5000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 879 | 16.5000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 477 | 16.5000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 42 | 16.5000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 90 | 16.5000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 140 | 16.5000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 306 | 16.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 16.2021 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,740 | 16.2877 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,843 | 16.3213 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18,840 | 16.3256 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,669 | 16.3256 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,484 | 16.3256 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,708 | 16.3256 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 42,048 | 16.3818 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,617 | 16.4045 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 60 | 16.4350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 59 | 16.4437 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,236 | 16.2706 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5 | 16.2800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,835 | 16.2952 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51,694 | 16.4136 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,118 | 16.4220 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,427 | 16.4382 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,520 | 16.4382 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,631 | 16.4382 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,488 | 16.4382 GBP |
EUR 0.07 B ordinary | CFD | LONG | 856 | 16.4895 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18 | 16.4895 GBP |
EUR 0.07 B ordinary | CFD | LONG | 856 | 16.4895 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8 | 16.4895 GBP |
EUR 0.07 B ordinary | CFD | LONG | 329 | 16.4895 GBP |
EUR 0.07 B ordinary | CFD | LONG | 329 | 16.4895 GBP |
EUR 0.07 B ordinary | CFD | LONG | 138 | 16.4895 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,432 | 16.4895 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,432 | 16.4895 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,540 | 16.5106 GBP |
EUR 0.07 B ordinary | CFD | LONG | 285 | 16.5324 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,700 | 16.5573 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63 | 16.5871 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,436 | 16.5937 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 16.3049 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 16.3443 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 24,349 | 16.3844 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,616 | 16.3926 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,060 | 16.4201 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 706 | 16.5415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,248 | 16.5415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,708 | 16.5415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,839 | 16.5415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 322 | 16.5415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 850 | 16.5415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,622 | 16.5459 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,270 | 16.5514 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,004 | 16.5587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,140 | 16.5587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,309 | 16.5587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 37,842 | 16.5587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 36,216 | 16.5587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,497 | 16.5587 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,097 | 16.6702 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 B ordinary | CALL | PURCHASE | 30,313 | 18.4259 | E | 24/02/2016 | 0.1667 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.