25 Nov 2015 15:34
AMENDMENT (Section 2 a 2 c(ii))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 23 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 922 | 49.2100 USD | 49.2100 USD |
A ADSs | SALES | 922 | 49.2100 USD | 49.2100 USD |
EUR 0.07 A ordinary | PURCHASES | 4,053,590 | 23.7350 EUR | 23.0200 EUR |
EUR 0.07 A ordinary | SALES | 3,902,539 | 23.9846 EUR | 23.0250 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,114,366 | 16.5350 GBP | 16.1050 GBP |
EUR 0.07 A ordinary | SALES | 938,928 | 16.5550 GBP | 16.0550 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,080,932 | 20.0000 GBP | 16.1400 GBP |
EUR 0.07 B ordinary | SALES | 1,152,958 | 16.6350 GBP | 16.1450 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 49.5750 USD |
EUR 0.07 A ordinary | CFD | LONG | 22,955 | 23.2225 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,774 | 23.2515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 139 | 23.2515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 595 | 23.2600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,231 | 23.2807 EUR |
EUR 0.07 A ordinary | CFD | LONG | 704,616 | 23.3257 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25,324 | 23.3633 EUR |
EUR 0.07 A ordinary | CFD | LONG | 554 | 23.4070 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,212 | 23.4257 EUR |
EUR 0.07 A ordinary | CFD | LONG | 98 | 23.4262 EUR |
EUR 0.07 A ordinary | CFD | LONG | 265 | 23.4371 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,515 | 23.4371 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,493 | 23.4371 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,747 | 23.4377 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16,200 | 23.5001 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,201 | 23.5040 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,445 | 23.9846 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,206 | 23.3017 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 661 | 23.3050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 25,324 | 23.3390 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 708,444 | 23.3392 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 955 | 23.3500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 45,345 | 23.3697 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 22,955 | 23.3697 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,200 | 23.3938 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 98 | 23.3965 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 35,590 | 23.4457 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,287 | 23.4608 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 139 | 23.4921 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,354 | 23.4921 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,200 | 23.4932 EUR |
EUR 0.07 A ordinary | CFD | LONG | 60 | 16.1750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,653 | 16.2314 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,828 | 16.2373 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,333 | 16.2517 GBP |
EUR 0.07 A ordinary | CFD | LONG | 36,000 | 16.2558 GBP |
EUR 0.07 A ordinary | CFD | LONG | 38,939 | 16.2617 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,596 | 16.2617 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,665 | 16.2617 GBP |
EUR 0.07 A ordinary | CFD | LONG | 43 | 16.2650 GBP |
EUR 0.07 A ordinary | CFD | LONG | 894 | 16.2650 GBP |
EUR 0.07 A ordinary | CFD | LONG | 312 | 16.2650 GBP |
EUR 0.07 A ordinary | CFD | LONG | 105 | 16.2650 GBP |
EUR 0.07 A ordinary | CFD | LONG | 144 | 16.2800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 151,531 | 16.3300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 71 | 16.1791 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,383 | 16.1791 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 184 | 16.1791 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 36,000 | 16.2217 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,979 | 16.2479 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,586 | 16.2650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,007 | 16.2650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,692 | 16.2650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22,238 | 16.2650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,836 | 16.2918 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 77,226 | 16.2957 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 53 | 16.3019 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 264 | 16.3398 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,983 | 16.3398 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 393 | 16.3398 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,012 | 16.3398 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,196 | 16.3254 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,627 | 16.3286 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,743 | 16.3286 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,018 | 16.3970 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,751 | 16.3978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,681 | 16.4100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,010 | 16.4100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 284 | 16.4100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,667 | 16.4118 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,501 | 16.4300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 92,940 | 16.4300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,891 | 16.4371 GBP |
EUR 0.07 B ordinary | CFD | LONG | 256 | 16.4371 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,950 | 16.4371 GBP |
EUR 0.07 B ordinary | CFD | LONG | 381 | 16.4371 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,232 | 16.6131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,743 | 16.2300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,681 | 16.2300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11 | 16.3050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 211 | 16.3050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28 | 16.3050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,324 | 16.3491 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,028 | 16.3619 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,501 | 16.3619 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,720 | 16.3982 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41,864 | 16.3991 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,499 | 16.3991 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,437 | 16.3998 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
EUR 0.07 B ordinary | PUT | 85,000 | 20.0000 GBP |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.