10 Feb 2016 15:13
AMENDMENT(Section 2a and 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 08 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 7,551 | 43.9500 USD | 43.7402 USD |
A ADSs | SALES | 7,551 | 43.9500 USD | 43.7402 USD |
EUR 0.07 A ordinary | PURCHASES | 3,491,106 | 20.3500 EUR | 19.4650 EUR |
EUR 0.07 A ordinary | SALES | 2,726,071 | 20.3600 EUR | 19.4650 EUR |
EUR 0.07 A ordinary | PURCHASES | 2,121,806 | 15.5100 GBP | 14.9500 GBP |
EUR 0.07 A ordinary | SALES | 2,955,458 | 15.5200 GBP | 14.9350 GBP |
EUR 0.07 B ordinary | SALES | 657 | 19.7250 EUR | 19.5750 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,118,826 | 15.5350 GBP | 14.9350 GBP |
EUR 0.07 B ordinary | SALES | 748,057 | 15.5450 GBP | 14.9500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 148 | 19.5650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 40,000 | 19.5875 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,424 | 19.6720 EUR |
EUR 0.07 A ordinary | CFD | LONG | 79,424 | 19.7095 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,911 | 19.7095 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,560 | 19.7351 EUR |
EUR 0.07 A ordinary | CFD | LONG | 921,456 | 19.7474 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,276 | 19.7474 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,600 | 19.7500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,702 | 19.7675 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,381 | 19.7675 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,378 | 19.7675 EUR |
EUR 0.07 A ordinary | CFD | LONG | 175 | 19.7889 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,465 | 19.7916 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,798 | 19.5926 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,151 | 19.5926 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 99 | 19.5977 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 40,000 | 19.6193 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,391 | 19.6759 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,000 | 19.6900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 384,755 | 19.7140 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 921,314 | 19.7549 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 289 | 19.7657 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,269 | 19.7900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 371 | 19.7900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 240 | 19.7900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,465 | 19.7900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,922 | 19.8115 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,359 | 19.8177 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,000 | 15.0441 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,000 | 15.0556 GBP |
EUR 0.07 A ordinary | CFD | LONG | 81 | 15.0750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,840 | 15.0809 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,854 | 15.0827 GBP |
EUR 0.07 A ordinary | CFD | LONG | 83,156 | 15.0843 GBP |
EUR 0.07 A ordinary | CFD | LONG | 42,955 | 15.0956 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 15.1009 GBP |
EUR 0.07 A ordinary | CFD | LONG | 128,290 | 15.1047 GBP |
EUR 0.07 A ordinary | CFD | LONG | 355 | 15.1100 GBP |
EUR 0.07 A ordinary | CFD | LONG | 239 | 15.1150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 222,700 | 15.1205 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,088 | 15.1323 GBP |
EUR 0.07 A ordinary | CFD | LONG | 23,876 | 15.1323 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,253 | 15.1323 GBP |
EUR 0.07 A ordinary | CFD | LONG | 371 | 15.1350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 131,528 | 15.1497 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,185 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 22,270 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 482 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,454 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 67 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,381 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,513 | 15.4595 GBP |
EUR 0.07 A ordinary | CFD | LONG | 663 | 15.4700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 15.4766 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 80 | 15.0816 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,772 | 15.0816 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 242 | 15.0816 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 100,000 | 15.0880 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,567 | 15.1045 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 104,908 | 15.1369 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,000 | 15.1634 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 191,739 | 15.1692 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,265 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,248 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,934 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,610 | 15.2200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 15.4250 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 15.4250 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 15.4701 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,840 | 15.4701 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,296 | 15.2200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 657 | 19.6388 EUR |
EUR 0.07 B ordinary | CFD | LONG | 1,250 | 14.9629 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,400 | 15.0147 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,750 | 15.0436 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,778 | 15.0611 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,020 | 15.0611 GBP |
EUR 0.07 B ordinary | CFD | LONG | 61,526 | 15.0877 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,423 | 15.0979 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,086 | 15.1147 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,835 | 15.1147 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,247 | 15.1147 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,687 | 15.1170 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,250 | 15.1336 GBP |
EUR 0.07 B ordinary | CFD | LONG | 476 | 15.1550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 77,354 | 15.1555 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,903 | 15.1555 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,091 | 15.2000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 377 | 15.3479 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,250 | 15.3631 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,000 | 15.4250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,000 | 15.4450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,766 | 15.5100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,214 | 15.0252 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56,109 | 15.0252 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 577 | 15.0551 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 80 | 15.0699 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,753 | 15.0699 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 239 | 15.0699 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 32,300 | 15.1001 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,308 | 15.1174 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,472 | 15.1339 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 59,582 | 15.1339 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 125,408 | 15.1857 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,536 | 15.2150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,252 | 15.2150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 952 | 15.2150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 614 | 15.2150 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.