22 Jan 2016 15:10
AMENDMENT(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 20 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 193,650 | 37.1500 USD | 35.8200 USD |
A ADSs | SALES | 21,990 | 37.1400 USD | 35.8300 USD |
B ADSs | PURCHASES | 2,800 | 37.2900 USD | 36.0000 USD |
B ADSs | SALES | 2,000 | 37.3200 USD | 36.1800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 1,700 | 36.1471 USD |
A ADSs | CFD | LONG | 98 | 36.2500 USD |
A ADSs | CFD | LONG | 800 | 36.3850 USD |
A ADSs | CFD | LONG | 100 | 36.5800 USD |
A ADSs | CFD | LONG | 402 | 36.6052 USD |
A ADSs | CFD | LONG | 17,312 | 36.6493 USD |
A ADSs | CFD | LONG | 292 | 36.9225 USD |
A ADSs | CFD | LONG | 386 | 36.9225 USD |
A ADSs | CFD | LONG | 900 | 36.9411 USD |
A ADSs | CFD | SHORT | 1,200 | 36.3579 USD |
A ADSs | CFD | SHORT | 1,000 | 36.3665 USD |
A ADSs | CFD | SHORT | 700 | 36.4014 USD |
A ADSs | CFD | SHORT | 10,450 | 36.4287 USD |
A ADSs | CFD | SHORT | 80,000 | 36.4350 USD |
A ADSs | CFD | SHORT | 2,400 | 36.4645 USD |
A ADSs | CFD | SHORT | 500 | 36.4700 USD |
A ADSs | CFD | SHORT | 95,500 | 36.7053 USD |
A ADSs | CFD | SHORT | 402 | 36.8387 USD |
A ADSs | CFD | SHORT | 301 | 36.8603 USD |
A ADSs | CFD | SHORT | 297 | 36.8603 USD |
A ADSs | CFD | SHORT | 400 | 36.9300 USD |
A ADSs | CFD | SHORT | 500 | 36.9400 USD |
B ADSs | CFD | LONG | 500 | 36.5280 USD |
B ADSs | CFD | LONG | 200 | 36.7900 USD |
B ADSs | CFD | LONG | 1,300 | 36.8307 USD |
B ADSs | CFD | SHORT | 1,800 | 36.7071 USD |
B ADSs | CFD | SHORT | 600 | 36.8108 USD |
B ADSs | CFD | SHORT | 400 | 37.0000 USD |
EUR 0.07 A ordinary | CFD | LONG | 16,886 | 16.6622 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,700 | 16.6653 EUR |
EUR 0.07 A ordinary | CFD | LONG | 115 | 16.8350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 57,428 | 16.9340 EUR |
EUR 0.07 A ordinary | CFD | LONG | 159,116 | 16.9341 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 500 | 16.6275 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 376 | 16.6700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 284 | 16.6700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 400 | 16.6900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,800 | 16.8416 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 700 | 16.8614 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,449 | 16.9239 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 38 | 16.9293 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,294 | 16.9293 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,410 | 12.7025 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,850 | 12.7025 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,720 | 12.7112 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,387 | 12.7567 GBP |
EUR 0.07 A ordinary | CFD | LONG | 192 | 12.7567 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,021 | 12.7567 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,260 | 12.7783 GBP |
EUR 0.07 A ordinary | CFD | LONG | 24,800 | 12.8873 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,780 | 12.6993 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 12.7432 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,950 | 12.7990 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18,260 | 12.8480 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 545,000 | 18.1103 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,714 | 12.7072 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,046 | 12.7072 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,704 | 12.7072 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,352 | 12.7197 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,023 | 12.7197 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,357 | 12.7197 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,017 | 12.7213 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,357 | 12.7293 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,023 | 12.7293 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,352 | 12.7293 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,273 | 12.7452 GBP |
EUR 0.07 B ordinary | CFD | LONG | 939 | 12.7622 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,127 | 12.7622 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,837 | 12.7622 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,046 | 12.7908 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,527 | 12.8175 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,082 | 12.8205 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,092 | 12.8205 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,756 | 12.8205 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,287 | 12.8370 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,344 | 12.8370 GBP |
EUR 0.07 B ordinary | CFD | LONG | 969 | 12.8370 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,405 | 12.8645 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37 | 12.8750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,265 | 12.8825 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,826 | 12.8825 GBP |
EUR 0.07 B ordinary | CFD | LONG | 281 | 12.9349 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,700 | 12.9453 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,046 | 12.9481 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,452 | 12.9624 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,894 | 12.9624 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,662 | 12.7775 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 649 | 12.7775 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,689 | 12.7775 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,943 | 12.7912 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 800 | 12.8122 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35,054 | 12.8235 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,675 | 12.8235 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,088 | 12.8235 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,546 | 12.8603 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,041 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,772 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 212 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,737 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,767 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 389 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 106,593 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,114 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,738 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,457 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 69,281 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,964 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 561 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,742 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 697 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 49,647 | 13.0959 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,203 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 246 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,562 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,381 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,077 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,077 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,997 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 46,740 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 171 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,845 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,954 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 93 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 777 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,420 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,771 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 306 | 13.1481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,459 | 13.8038 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,450 | 13.8038 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.