2 Feb 2016 15:27
AMENDMENT (Section 2 a & 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 29 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 2,934 | 43.1411 USD | 43.1411 USD |
A ADSs | SALES | 2,934 | 43.1411 USD | 43.1411 USD |
EUR 0.07 A ordinary | PURCHASES | 1,358,728 | 20.2200 EUR | 19.3800 EUR |
EUR 0.07 A ordinary | SALES | 1,736,395 | 20.2300 EUR | 19.3850 EUR |
EUR 0.07 A ordinary | PURCHASES | 2,382,900 | 15.2500 GBP | 14.7100 GBP |
EUR 0.07 A ordinary | SALES | 2,907,030 | 15.2500 GBP | 14.7050 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,965 | 20.3100 EUR | 20.3100 EUR |
EUR 0.07 B ordinary | SALES | 1,965 | 20.3100 EUR | 20.3100 EUR |
EUR 0.07 B ordinary | PURCHASES | 2,941,550 | 15.3150 GBP | 14.7000 GBP |
EUR 0.07 B ordinary | SALES | 2,330,482 | 15.3000 GBP | 14.7050 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 36 | 19.6200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,221 | 19.7021 EUR |
EUR 0.07 A ordinary | CFD | LONG | 508,616 | 19.7593 EUR |
EUR 0.07 A ordinary | CFD | LONG | 108,939 | 19.7948 EUR |
EUR 0.07 A ordinary | CFD | LONG | 156,986 | 19.8001 EUR |
EUR 0.07 A ordinary | CFD | LONG | 140,000 | 19.8001 EUR |
EUR 0.07 A ordinary | CFD | LONG | 119,755 | 19.8427 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,000 | 19.8876 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,144 | 19.9050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,000 | 19.9086 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,000 | 19.9100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,085 | 19.9890 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,871 | 19.9939 EUR |
EUR 0.07 A ordinary | CFD | LONG | 104,440 | 19.9946 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 489 | 19.6760 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 261,920 | 19.7367 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 500,428 | 19.7528 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,000 | 19.7893 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,171 | 19.8088 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 131 | 19.8177 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,662 | 19.8193 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,298 | 19.8248 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,859 | 19.8470 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,109 | 19.8546 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,000 | 19.8745 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,996 | 19.9055 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,290 | 19.9950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,122 | 19.9950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,546 | 19.9950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 14.8125 GBP |
EUR 0.07 A ordinary | CFD | LONG | 50,035 | 14.8582 GBP |
EUR 0.07 A ordinary | CFD | LONG | 26,364 | 14.8582 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 14.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 305,596 | 14.9371 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,642 | 14.9375 GBP |
EUR 0.07 A ordinary | CFD | LONG | 44,460 | 14.9561 GBP |
EUR 0.07 A ordinary | CFD | LONG | 232,516 | 14.9593 GBP |
EUR 0.07 A ordinary | CFD | LONG | 53,556 | 14.9655 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,267 | 14.9657 GBP |
EUR 0.07 A ordinary | CFD | LONG | 752 | 14.9657 GBP |
EUR 0.07 A ordinary | CFD | LONG | 23,381 | 14.9657 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,406 | 14.9657 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,006 | 14.9657 GBP |
EUR 0.07 A ordinary | CFD | LONG | 81 | 14.9657 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,009 | 14.9657 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,661 | 14.9657 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,856 | 14.9714 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,494 | 14.9916 GBP |
EUR 0.07 A ordinary | CFD | LONG | 500,000 | 15.0110 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,061 | 15.0349 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,967 | 15.0553 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,000 | 15.0604 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,181 | 15.1023 GBP |
EUR 0.07 A ordinary | CFD | LONG | 500 | 15.1242 GBP |
EUR 0.07 A ordinary | CFD | LONG | 167 | 15.1242 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,657 | 15.1242 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,275 | 15.1800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 160 | 15.1800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,145 | 15.1800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 153 | 15.2500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,000 | 14.8378 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,991 | 14.8628 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,402 | 14.8632 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,046 | 14.8920 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 987 | 14.8920 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,943 | 14.8920 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,240 | 14.9227 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 66,933 | 14.9334 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 71,785 | 14.9460 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 73,822 | 14.9460 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 330,878 | 14.9649 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 103 | 15.0100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 25,000 | 15.1640 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,204 | 15.1700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 69,470 | 15.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,937 | 15.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,833 | 15.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,293 | 15.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,072 | 15.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,055 | 15.1830 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,960 | 15.1830 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 285 | 15.1830 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 342 | 15.2078 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 36 | 15.2078 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 233 | 15.2078 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 54 | 15.2078 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20 | 15.1800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,016 | 14.7836 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47,052 | 14.8332 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,309 | 14.8439 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,000 | 14.8439 GBP |
EUR 0.07 B ordinary | CFD | LONG | 400 | 14.9189 GBP |
EUR 0.07 B ordinary | CFD | LONG | 188,207 | 14.9196 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,054 | 14.9512 GBP |
EUR 0.07 B ordinary | CFD | LONG | 130,102 | 14.9798 GBP |
EUR 0.07 B ordinary | CFD | LONG | 270 | 14.9832 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,045 | 14.9876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 500,000 | 15.0163 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,540 | 15.0202 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,454 | 15.0202 GBP |
EUR 0.07 B ordinary | CFD | LONG | 107,396 | 15.0202 GBP |
EUR 0.07 B ordinary | CFD | LONG | 453 | 15.1139 GBP |
EUR 0.07 B ordinary | CFD | LONG | 152 | 15.1139 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,310 | 15.1139 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,586 | 15.1190 GBP |
EUR 0.07 B ordinary | CFD | LONG | 36,400 | 15.1885 GBP |
EUR 0.07 B ordinary | CFD | LONG | 255 | 15.2100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,914 | 15.2100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,250 | 15.2141 GBP |
EUR 0.07 B ordinary | CFD | LONG | 341 | 15.2399 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35 | 15.2399 GBP |
EUR 0.07 B ordinary | CFD | LONG | 54 | 15.2399 GBP |
EUR 0.07 B ordinary | CFD | LONG | 232 | 15.2399 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,000 | 14.8275 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,020 | 14.8962 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,721 | 14.8962 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,013 | 14.8962 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 120,212 | 14.9032 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,777 | 14.9032 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,888 | 14.9032 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 81,740 | 14.9032 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 14.9050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,153 | 14.9262 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,347 | 14.9262 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,000 | 14.9270 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,896 | 14.9358 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,914 | 14.9358 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 261,134 | 14.9600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 127,110 | 14.9782 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 273,080 | 14.9801 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,000 | 14.9955 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,629 | 15.0124 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,420 | 15.0124 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,325 | 15.0124 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,408 | 15.0124 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,239 | 15.0163 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,091 | 15.0201 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 530 | 15.0261 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 39,376 | 15.0382 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,243 | 15.0436 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 39,736 | 15.0436 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,222 | 15.0436 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,019 | 15.0436 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,878 | 15.0652 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 127,966 | 15.0652 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 416 | 15.1900 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 935 | 15.2100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,448 | 15.2100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,950 | 15.2100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 410 | 15.2146 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 906 | 15.2160 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 400 | 15.2805 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8 | 15.2100 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 160,000 | 17.0000 | A | 17/06/2016 | 305.8420 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 02 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.