11 Dec 2015 15:26
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 07 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 103,242 | 46.7900 USD | 46.0000 USD |
A ADSs | SALES | 31,605 | 46.7000 USD | 46.0000 USD |
B ADSs | PURCHASES | 4,462 | 46.9700 USD | 46.3000 USD |
B ADSs | SALES | 100 | 46.6300 USD | 46.6300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 200 | 46.2314 USD |
A ADSs | CFD | LONG | 2,300 | 46.2365 USD |
A ADSs | CFD | LONG | 21,530 | 46.2467 USD |
A ADSs | CFD | LONG | 17 | 46.2500 USD |
A ADSs | CFD | LONG | 12 | 46.2500 USD |
A ADSs | CFD | LONG | 1,800 | 46.2519 USD |
A ADSs | CFD | LONG | 900 | 46.2600 USD |
A ADSs | CFD | LONG | 2,400 | 46.2942 USD |
A ADSs | CFD | LONG | 100 | 46.3000 USD |
A ADSs | CFD | SHORT | 400 | 46.1400 USD |
A ADSs | CFD | SHORT | 1,800 | 46.1533 USD |
A ADSs | CFD | SHORT | 100 | 46.2200 USD |
A ADSs | CFD | SHORT | 100 | 46.2500 USD |
A ADSs | CFD | SHORT | 180 | 46.2900 USD |
A ADSs | CFD | SHORT | 34,844 | 46.2975 USD |
A ADSs | CFD | SHORT | 658 | 46.3069 USD |
A ADSs | CFD | SHORT | 301 | 46.3069 USD |
A ADSs | CFD | SHORT | 900 | 46.4127 USD |
A ADSs | CFD | SHORT | 200 | 46.4441 USD |
A ADSs | CFD | SHORT | 63,130 | 46.4797 USD |
A ADSs | CFD | SHORT | 400 | 46.6700 USD |
B ADSs | CFD | LONG | 100 | 46.6300 USD |
B ADSs | CFD | SHORT | 700 | 46.4100 USD |
B ADSs | CFD | SHORT | 1,000 | 46.4370 USD |
B ADSs | CFD | SHORT | 200 | 46.4400 USD |
B ADSs | CFD | SHORT | 113 | 46.4818 USD |
B ADSs | CFD | SHORT | 149 | 46.4818 USD |
B ADSs | CFD | SHORT | 400 | 46.4850 USD |
B ADSs | CFD | SHORT | 1,500 | 46.4904 USD |
B ADSs | CFD | SHORT | 100 | 46.5700 USD |
B ADSs | CFD | SHORT | 100 | 46.9200 USD |
B ADSs | CFD | SHORT | 200 | 46.9700 USD |
EUR 0.07 A ordinary | CFD | LONG | 177 | 21.3266 EUR |
EUR 0.07 A ordinary | CFD | LONG | 41 | 21.7518 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31 | 22.2300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,900 | 21.2905 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 163 | 21.3050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 217 | 21.3050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 21.3050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 21.3050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 669 | 21.3050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 82 | 21.3232 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 101 | 21.3250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 95 | 21.3264 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,705 | 21.3578 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,800 | 21.5063 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 138 | 21.5150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,752 | 21.7447 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,263 | 15.2005 GBP |
EUR 0.07 A ordinary | CFD | LONG | 74,350 | 15.2239 GBP |
EUR 0.07 A ordinary | CFD | LONG | 113,599 | 15.4794 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,900 | 15.4794 GBP |
EUR 0.07 A ordinary | CFD | LONG | 49,900 | 15.4794 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,100 | 15.2203 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 734 | 15.2310 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 333 | 15.2310 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 42,138 | 15.2612 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 56,338 | 15.2612 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,150 | 15.3039 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,719 | 15.3771 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,673 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 761 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 52,204 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,366 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,423 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,125 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,701 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 37,600 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,286 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,361 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 49,752 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,932 | 15.2179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 72,069 | 15.2179 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,451 | 15.2785 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,811 | 15.2888 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,671 | 15.2899 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,596 | 15.3051 GBP |
EUR 0.07 B ordinary | CFD | LONG | 677 | 15.3329 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,074 | 15.3329 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,218 | 15.3470 GBP |
EUR 0.07 B ordinary | CFD | LONG | 726 | 15.3483 GBP |
EUR 0.07 B ordinary | CFD | LONG | 511 | 15.3483 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,114 | 15.4311 GBP |
EUR 0.07 B ordinary | CFD | LONG | 999 | 15.4311 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 573 | 15.3034 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 677 | 15.3034 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,751 | 15.3572 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 271 | 15.3820 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 553 | 15.4264 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,140 | 15.4462 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 297 | 15.4462 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 114,913 | 15.4712 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,385 | 15.5263 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,615 | 15.5678 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 677 | 15.6055 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 573 | 15.6055 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,266 | 15.6354 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 547 | 15.6511 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 297 | 15.6511 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 576 | 15.6511 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 39 | 15.6512 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,424 | 15.6558 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,453 | 15.6579 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,961 | 15.6645 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 11 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.