15 Feb 2016 11:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 12/02/2016 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 30,000 | 19.735 EUR | 19.2 EUR |
Common - ISIN GB00B03MM408 | Sale | 6,682,144 | 15.3 GBP | 14.685 GBP |
Common - ISIN GB00B03MM408 | Sale | 30,000 | 19.735 EUR | 19.2 EUR |
Common - ISIN GB00B03MM408 | Purchase | 6,879,025 | 15.29 GBP | 14.655 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 3,979,657 | 15.255 GBP | 14.64 GBP |
Common - ISIN GB00B03MLX29 | Sale | 4,153,985 | 15.255 GBP | 14.655 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,475,291 | 19.76 EUR | 18.94 EUR |
ADR - ISIN US7802592060 | Sale | 3,262 | 43.87 USD | 43.79 USD |
Common - ISIN GB00B03MLX29 | Sale | 1,856,535 | 19.76 EUR | 18.94 EUR |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MM408 | Swaps | Long | 28800 | 15.222 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1172 | 15.222 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 82 | 14.721 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4379 | 14.847 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8276 | 15.261 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10725 | 15.169 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25893 | 15.017 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 34000 | 14.882 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 419 | 15.261 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 981 | 15.261 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1023 | 15.261 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1519 | 15.261 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2566 | 15.261 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3814 | 15.261 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 15771 | 15.053 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 488 | 14.866 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 13159 | 14.866 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 33098 | 15.04 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1059 | 15.219 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 663 | 15.219 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 61 | 15.04 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1120 | 14.795 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 20940 | 14.908 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6221 | 14.869 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4716 | 14.869 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1823 | 14.869 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 490 | 14.826 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 380 | 14.826 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 100 | 14.82 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6219 | 14.816 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4438120 | 14.897 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1157 | 14.895 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4440973 | 14.895 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 110 | 14.805 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 67 | 14.871 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3073 | 14.854 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3128 | 14.852 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 20656 | 14.848 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 68562 | 14.854 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 47634 | 14.856 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 33107 | 14.856 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 47634 | 14.842 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 101669 | 14.85 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 602 | 14.766 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 265 | 14.869 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 78 | 14.875 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 223 | 14.875 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 265 | 14.875 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 300 | 14.826 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 713 | 14.866 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 998 | 15.205 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1752 | 15.203 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2185 | 15.195 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 472 | 14.878 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 496 | 15.191 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1760 | 14.878 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5488 | 14.878 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 28485 | 19.662 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 28601 | 15.182 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 971 | 19.467 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 32713 | 14.845 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9889 | 15.108 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5634 | 15.132 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1818 | 14.845 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 70 | 14.881 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 630 | 15.084 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10571 | 15.255 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 45561 | 19.317 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13353 | 19.291 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17345 | 14.834 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2372 | 14.923 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14973 | 14.923 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9804 | 14.926 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 297 | 14.887 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5893 | 14.887 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17230 | 19.292 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10695 | 19.292 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6948 | 19.567 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5432 | 19.252 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7008 | 19.141 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10695 | 19.141 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 17230 | 19.252 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14563 | 14.948 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 630 | 15.185 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 630 | 15.003 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6254 | 15.003 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9116 | 15.003 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 900 | 19.158 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 77 | 19.195 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1147979 | 19.289 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 551 | 19.289 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1533 | 19.286 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1147979 | 19.286 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3287475 | 14.876 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10367 | 14.876 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 357 | 14.876 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3287475 | 14.873 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 290 | 14.71 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 475 | 14.715 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1994 | 14.695 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 31511 | 14.852 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 26257 | 14.846 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20221 | 14.846 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 26257 | 14.835 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 51732 | 14.837 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1000 | 19.626 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 381 | 19.21 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 45 | 19.311 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 283 | 19.318 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 452 | 19.318 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 648 | 19.318 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 938 | 19.318 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1200 | 19.311 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1744 | 19.287 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2393 | 19.318 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2420 | 19.318 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3261 | 19.395 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 21 | 19.089 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 39 | 19.089 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 43 | 19.089 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 97 | 19.086 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 149 | 19.095 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 177 | 19.089 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 238 | 19.089 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 299 | 19.095 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 484 | 19.089 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 839 | 19.089 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5445 | 19.316 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 549 | 19.272 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 317 | 19.272 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 236 | 19.272 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 58 | 19.272 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 68 | 19.331 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 236 | 19.116 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 317 | 19.331 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 549 | 19.217 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5445 | 19.331 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2384 | 19.102 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2407 | 19.102 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 950 | 19.641 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1204 | 19.641 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1891 | 19.643 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 260 | 14.944 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 194 | 14.959 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 122 | 14.944 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 71 | 14.946 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 123 | 15.106 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 137 | 15.106 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 260 | 14.946 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 550 | 15.159 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 268 | 14.898 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 286 | 14.898 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 300 | 14.896 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 446 | 14.898 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 533 | 14.896 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 671 | 14.846 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 820 | 14.896 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1800 | 14.896 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3247 | 14.846 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9771 | 14.846 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4805 | 14.801 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3670 | 14.801 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1583 | 14.868 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3670 | 14.868 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14184 | 14.868 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 255439 | 15.004 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 232988 | 19.267 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 328 | 19.763 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 829 | 19.763 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 991 | 19.763 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 15/02/2016 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.