17 Dec 2015 10:53
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 16 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 112,044 | 44.9600 USD | 44.2000 USD |
A ADSs | SALES | 2,523 | 44.7900 USD | 44.2300 USD |
B ADSs | PURCHASES | 6,540 | 45.1900 USD | 44.4250 USD |
B ADSs | SALES | 1,290 | 45.0600 USD | 44.7300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 431 | 44.4388 USD |
A ADSs | CFD | LONG | 1,400 | 44.5607 USD |
A ADSs | CFD | LONG | 200 | 44.6100 USD |
A ADSs | CFD | LONG | 200 | 44.6500 USD |
A ADSs | CFD | LONG | 126 | 44.7137 USD |
A ADSs | CFD | LONG | 166 | 44.7137 USD |
A ADSs | CFD | SHORT | 500 | 44.4800 USD |
A ADSs | CFD | SHORT | 431 | 44.4800 USD |
A ADSs | CFD | SHORT | 399 | 44.5165 USD |
A ADSs | CFD | SHORT | 200 | 44.5165 USD |
A ADSs | CFD | SHORT | 26,529 | 44.5392 USD |
A ADSs | CFD | SHORT | 77,101 | 44.5516 USD |
A ADSs | CFD | SHORT | 501 | 44.5660 USD |
A ADSs | CFD | SHORT | 900 | 44.6543 USD |
A ADSs | CFD | SHORT | 2,800 | 44.7041 USD |
A ADSs | CFD | SHORT | 70 | 44.7200 USD |
A ADSs | CFD | SHORT | 100 | 44.7400 USD |
A ADSs | CFD | SHORT | 2,213 | 44.7856 USD |
A ADSs | CFD | SHORT | 300 | 44.9000 USD |
B ADSs | CFD | LONG | 200 | 44.7300 USD |
B ADSs | CFD | LONG | 598 | 44.9842 USD |
B ADSs | CFD | LONG | 452 | 44.9842 USD |
B ADSs | CFD | SHORT | 1,400 | 44.7157 USD |
B ADSs | CFD | SHORT | 500 | 44.7930 USD |
B ADSs | CFD | SHORT | 600 | 44.9450 USD |
B ADSs | CFD | SHORT | 2,400 | 44.9916 USD |
B ADSs | CFD | SHORT | 1,400 | 44.9985 USD |
B ADSs | CFD | SHORT | 240 | 45.1466 USD |
EUR 0.07 A ordinary | CFD | LONG | 5,277 | 20.3234 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,100 | 20.3762 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,001 | 20.4631 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 205 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 155 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,321 | 20.2650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,480 | 20.2826 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 644 | 20.2826 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,843 | 20.2827 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 239 | 20.2930 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 51 | 20.3401 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,679 | 20.3401 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11 | 20.3401 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,811 | 20.4420 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 661 | 20.4519 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7 | 20.4519 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,910 | 20.4562 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,780 | 14.6443 GBP |
EUR 0.07 A ordinary | CFD | LONG | 530 | 14.6550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 92,160 | 14.6567 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,689 | 14.7028 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,205 | 14.7028 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,757 | 14.7028 GBP |
EUR 0.07 A ordinary | CFD | LONG | 24,145 | 14.7466 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,805 | 14.8100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,200 | 14.6556 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 993 | 14.6654 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14 | 14.6400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,391 | 14.7544 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,005 | 14.7685 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,810 | 14.8361 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 198 | 14.7075 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,325 | 14.7456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 965 | 14.7815 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,545 | 14.7926 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,020 | 14.7926 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 351 | 14.7926 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 489 | 14.8299 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 181 | 14.8348 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,728 | 14.8855 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,272 | 14.8933 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,616 | 14.9162 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 384 | 14.9264 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,000 | 14.9275 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.