26 Jan 2016 12:15
Amendment
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 25/01/2016 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MLX29 | Purchase | 2,484,291 | 18.79 EUR | 18.15 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 3,248,646 | 14.09 GBP | 13.66 GBP |
Common - ISIN GB00B03MLX29 | Sale | 2,579,824 | 24.94 EUR | 18.145 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,983,064 | 18.62 GBP | 13.66 GBP |
Common - ISIN GB00B03MM408 | Purchase | 56,159 | 18.71 EUR | 18.25 EUR |
Common - ISIN GB00B03MM408 | Purchase | 4,679,865 | 14.125 GBP | 13.645 GBP |
Common - ISIN GB00B03MM408 | Sale | 56,359 | 18.71 EUR | 18.25 EUR |
Common - ISIN GB00B03MM408 | Sale | 5,220,943 | 14.14 GBP | 13.65 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 27587 | 18.363 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1431 | 18.288 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11020 | 18.288 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16672 | 18.296 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 406 | 18.230 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 663 | 18.290 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 742 | 18.244 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3028 | 18.494 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1186 | 18.373 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1724600 | 18.373 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 100 | 18.527 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 104 | 18.501 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 214 | 18.527 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 254 | 18.501 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 356 | 18.527 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 461 | 18.501 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 617 | 18.527 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 785 | 18.536 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 826 | 18.501 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 962 | 18.501 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 992 | 18.501 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1347 | 18.536 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1800 | 18.541 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3206 | 18.501 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6289 | 18.267 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10297 | 18.287 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10618 | 18.267 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 29885 | 18.292 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 51 | 18.242 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 90 | 18.242 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 101 | 18.299 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 105 | 18.299 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 291 | 18.299 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 395 | 18.299 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 412 | 18.242 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 159 | 18.396 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5124 | 18.460 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7589 | 18.456 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10332 | 18.456 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 18337 | 18.444 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 566 | 18.517 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1791 | 18.456 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2058 | 18.392 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2128 | 18.517 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4598 | 18.470 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5000 | 18.232 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8145 | 18.522 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 37135 | 18.502 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15242 | 18.350 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11020 | 18.350 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7618 | 18.790 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1430 | 18.790 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2400 | 18.346 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1555 | 18.373 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1050 | 18.509 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 764 | 18.418 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 18.535 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 274 | 18.565 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 259 | 18.444 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1724373 | 18.376 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 395 | 18.388 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 291 | 18.464 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 191 | 18.404 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3086 | 18.398 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1914 | 18.398 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 243344 | 18.428 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2934 | 18.507 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2199 | 18.507 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1200 | 18.507 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1110 | 18.507 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 634 | 18.507 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 127 | 18.507 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 75 | 18.507 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4784 | 13.854 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 40658 | 13.932 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 225460 | 13.932 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9282 | 13.834 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 18 | 13.963 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3500 | 13.963 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11352 | 13.963 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2486126 | 13.833 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1900 | 13.831 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 29017 | 13.831 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 38351 | 13.816 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4 | 13.754 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1281 | 13.731 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4773 | 13.756 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7719 | 13.754 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 30387 | 13.753 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 48 | 13.981 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 248 | 13.961 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 252 | 13.961 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 303 | 13.981 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 657 | 13.981 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 980 | 13.828 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6833 | 13.978 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3124 | 13.954 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2220 | 13.974 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13542 | 13.948 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 13.839 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4784 | 13.943 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13657 | 13.870 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4282 | 13.870 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 23784 | 13.925 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3500 | 13.962 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1490 | 13.832 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2486909 | 13.836 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 783 | 13.836 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 40251 | 13.821 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 29017 | 13.818 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 248 | 13.989 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 132 | 13.984 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 23094 | 13.911 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 130529 | 13.782 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 265 | 13.991 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 42240 | 13.718 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9638 | 13.882 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7027 | 13.826 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 14150 | 13.890 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 544 | 13.805 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6500 | 13.813 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3071446 | 13.842 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 569 | 13.771 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 866 | 13.764 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 945 | 13.759 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1004 | 13.764 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1368 | 13.757 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2560 | 13.748 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2584 | 13.757 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2671 | 13.741 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2680 | 13.728 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2800 | 13.764 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3239 | 13.748 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3570 | 13.757 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3736 | 13.748 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3757 | 13.731 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6632 | 13.728 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7562 | 13.731 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7672 | 13.731 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8644 | 13.731 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19047 | 13.741 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 22486 | 13.757 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 35153 | 13.739 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 50844 | 13.751 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7359 | 13.811 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 31487 | 13.811 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 45791 | 13.821 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2966 | 13.756 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5053 | 13.778 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6134 | 13.758 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 26186 | 13.773 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 51 | 13.932 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 190 | 13.932 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 196 | 13.695 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 220 | 13.695 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 221 | 13.932 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 240 | 13.932 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4225 | 13.982 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8368 | 13.950 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 22421 | 13.976 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1156 | 14.021 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 198 | 13.894 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 478 | 13.894 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2116 | 13.894 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8875 | 14.006 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 15000 | 13.927 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 28130 | 13.960 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19459 | 14.015 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4076 | 14.015 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3907 | 14.015 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 666 | 14.015 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 518 | 13.960 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 130981 | 13.875 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13485 | 13.927 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11514 | 13.927 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 15268 | 13.904 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5266 | 13.904 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11809 | 13.802 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6961 | 13.802 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4965 | 13.845 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2839 | 13.802 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2124 | 13.862 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2037 | 13.844 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1875 | 13.802 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1738 | 13.844 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1733 | 13.845 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1546 | 13.786 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 945 | 13.759 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 930 | 13.862 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 863 | 13.802 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 850 | 13.802 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 777 | 13.812 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 653 | 13.862 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 500 | 13.802 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 130 | 13.802 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3071212 | 13.844 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 683 | 13.844 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2584 | 13.905 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1368 | 13.698 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 45791 | 13.808 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 31487 | 13.860 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7359 | 13.808 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 244 | 13.989 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 240 | 13.804 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 190 | 13.777 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12694 | 13.910 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9576 | 13.910 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 100 | 18.3325 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 100 | 18.3325 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 26/01/2016 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.