10 Feb 2016 11:52
FORM 8.5 (EPT/RI)
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PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
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1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 09/02/2016 | ||
| YES If YES, specify which: (BG Group PLC) |
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2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
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(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 11,065 | 19.975 EUR | 18.95 EUR |
Common - ISIN GB00B03MM408 | Purchase | 6,186,026 | 15.425 GBP | 14.61 GBP |
Common - ISIN GB00B03MM408 | Sale | 7,101,609 | 15.425 GBP | 14.61 GBP |
Common - ISIN GB00B03MM408 | Sale | 10,088 | 19.91 EUR | 18.95 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 2,373,737 | 20.085 EUR | 18.875 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 2,657,134 | 15.42 GBP | 14.61 GBP |
Common - ISIN GB00B03MLX29 | Sale | 2,702,432 | 15.455 GBP | 14.61 GBP |
Common - ISIN GB00B03MLX29 | Sale | 2,417,602 | 20.07 EUR | 18.88 EUR |
ADR - ISIN US7802592060 | Purchase | 2,412 | 42.74 USD | 42.7 USD |
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(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 176 | 20.043 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,800 | 19.03 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,592 | 19.451 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,982 | 19.112 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,568 | 18.989 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 63,512 | 19.232 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,391 | 19.31 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,403 | 18.893 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,942 | 19.31 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,929 | 19.31 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 773 | 19.236 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,197 | 19.104 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,011 | 19.435 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 960 | 19.28 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,460,725 | 19.28 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 26 | 18.979 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 196 | 18.978 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 243 | 18.973 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,944 | 18.979 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,908 | 18.973 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,969 | 18.978 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 331 | 19.061 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3 | 19.131 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 83 | 19.042 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 116 | 19.238 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 184 | 19.131 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 489 | 19.042 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,751 | 19.238 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 421 | 18.923 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 18,888 | 14.92 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 54 | 15.366 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 492 | 15.017 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,178 | 15.05 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,806 | 14.668 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 21,044 | 14.668 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,183 | 14.714 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,144 | 15.174 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,124 | 15.174 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 121 | 14.67 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 190 | 14.754 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 330 | 14.754 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,987 | 14.754 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,546 | 14.754 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,487 | 14.754 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,434,091 | 14.933 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 28,627 | 14.909 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 28,836 | 14.896 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 191 | 14.721 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 207 | 14.816 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 229 | 14.649 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 287 | 14.964 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 459 | 14.649 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,147 | 14.964 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 111 | 14.737 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 158 | 14.737 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 517 | 14.737 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,023 | 14.893 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,700 | 14.893 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,910 | 14.893 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 254 | 14.869 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,150 | 14.869 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,363 | 14.869 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,489 | 14.869 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 18,719 | 14.842 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 17,177 | 14.616 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 20,176 | 14.65 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 23,656 | 14.866 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,698 | 15.262 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,775 | 15.262 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,110 | 14.995 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,052 | 15.029 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 14,093 | 15.029 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 332 | 14.781 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 404 | 14.749 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,783 | 14.949 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,683 | 14.964 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 15,057 | 14.842 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,596,960 | 14.917 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,426 | 15.005 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,554 | 14.896 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,631 | 15.34 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 29,110 | 14.953 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 37,198 | 14.924 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9 | 14.709 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 52 | 14.747 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 80 | 14.747 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 147 | 14.951 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 158 | 14.951 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 299 | 14.951 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 312 | 14.747 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 470 | 14.709 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 830 | 14.795 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,075 | 19.742 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,300 | 19.914 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,786 | 20.056 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 54,957 | 19.54 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14,929 | 19.429 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,794 | 19.834 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,766 | 19.834 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 994 | 19.117 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 730 | 19.865 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 632 | 19.117 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 425 | 19.87 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 376 | 19.87 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 24 | 19.87 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,460,725 | 19.28 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13 | 19.28 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,428 | 19.405 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 462 | 19.089 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 839 | 20.013 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 177 | 20.002 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,751 | 19.226 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 492 | 19.082 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 83 | 19.226 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,764 | 19.397 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 51,146 | 19.022 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 43,765 | 19.022 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,136 | 19.022 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,991 | 19.022 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 950 | 19.022 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 25,658 | 15.072 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,937 | 14.693 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,734 | 15.138 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 14.657 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 23,850 | 15.011 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,103 | 15.364 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,191 | 14.859 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,144 | 14.859 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,487 | 14.767 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,873 | 14.767 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 190 | 15.25 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,434,091 | 14.935 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,841 | 15.129 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,698 | 14.865 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,626 | 14.863 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 28,627 | 14.916 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 24,215 | 14.907 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,621 | 14.916 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,147 | 14.927 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 459 | 14.927 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,240 | 14.924 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,800 | 14.801 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,566 | 14.78 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,330 | 15.366 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,243 | 14.918 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,780 | 15.106 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 31,024 | 14.979 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 419 | 15.319 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,698 | 14.769 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,698 | 14.769 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 14,093 | 15.159 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,012 | 15.159 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,007 | 15.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,490 | 15.308 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,852 | 15.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,320 | 15.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,918 | 15.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,530 | 15.25 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,490 | 15.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 290 | 15.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 173 | 15.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 104 | 15.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,593,978 | 14.92 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 348 | 14.92 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,174 | 15.349 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 682 | 15.29 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 564 | 14.898 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 332 | 14.781 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 262 | 15.29 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 193 | 15.257 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 124 | 15.257 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 35,669 | 14.926 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 29,110 | 14.915 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,529 | 14.915 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12,865 | 14.854 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,861 | 14.854 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,254 | 14.854 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,489 | 14.854 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,754 | 14.854 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 550 | 15.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 312 | 14.884 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 247 | 14.659 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 52 | 14.659 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,741 | 14.789 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 98 | 19.71 EUR |
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(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN GB00B03MLX29 | Put Option | Writing | 2,500 | 19 EUR | American | 19/02/2016 | 0.43 EUR |
Common - ISIN GB00B03MLX29 | Put Option | Writing | 5,000 | 19 EUR | American | 19/02/2016 | 0.43 EUR |
Common - ISIN GB00B03MLX29 | Put Option | Writing | 2,500 | 19 EUR | American | 19/02/2016 | 0.43 EUR |
Common - ISIN GB00B03MLX29 | Put Option | Writing | 15,500 | 19 EUR | American | 19/02/2016 | 0.43 EUR |
Common - ISIN GB00B03MLX29 | Put Option | Writing | 25,000 | 19 EUR | American | 19/02/2016 | 0.43 EUR |
Common - ISIN GB00B03MLX29 | Put Option | Writing | 25,000 | 19 EUR | American | 19/02/2016 | 0.43 EUR |
Common - ISIN GB00B03MLX29 | Put Option | Writing | 12,500 | 19 EUR | American | 19/02/2016 | 0.43 EUR |
Common - ISIN GB00B03MLX29 | Put Option | Writing | 7,000 | 19 EUR | American | 19/02/2016 | 0.43 EUR |
Common - ISIN GB00B03MLX29 | Put Option | Writing | 5,000 | 19 EUR | American | 19/02/2016 | 0.43 EUR |
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(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
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(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
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3. | OTHER INFORMATION |
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(a) | Indemnity and other dealing arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
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(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
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Date of disclosure: | 10/02/2016 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
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Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.