4 Dec 2015 11:53
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 03/12/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,043,698 | 16.94 GBP | 16.29 GBP |
Common - ISIN GB00B03MM408 | Purchase | 100 | 23.88 EUR | 23.88 EUR |
Common - ISIN GB00B03MM408 | Sale | 4,076,237 | 16.93 GBP | 16.29 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 3,449,575 | 16.77 GBP | 16.25 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,373,937 | 23.86 EUR | 22.69 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,614,357 | 16.78 GBP | 16.25 GBP |
Common - ISIN GB00B03MLX29 | Sale | 2,414,440 | 23.88 EUR | 22.69 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 400 | 23.231 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 20,958 | 22.813 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,500 | 23.669 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 328 | 23.26 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,610,037 | 23.26 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 896 | 23.808 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,359 | 16.683 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,547 | 16.296 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,460 | 16.319 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 775,000 | 16.508 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 217 | 16.281 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 296 | 16.281 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 88 | 16.462 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,240 | 16.594 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,599 | 16.462 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 300 | 16.567 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,989,362 | 16.567 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 25,055 | 16.627 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 37,852 | 16.599 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,877 | 16.612 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 982 | 16.7 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,301 | 16.7 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 373 | 23.42 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 27 | 23.42 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,792 | 23.435 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 51,016 | 23.64 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,606 | 23.65 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,377 | 23.86 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,891 | 22.739 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,855 | 22.719 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,824 | 22.78 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 599 | 22.71 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8 | 22.739 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,610,037 | 23.261 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 149 | 23.261 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 59,927 | 23.301 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,964 | 22.742 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,100 | 22.731 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,518 | 23.195 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,376 | 23.195 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20,893 | 23.293 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 417 | 22.682 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 57 | 22.682 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,423 | 16.57 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,460 | 16.254 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,300 | 16.243 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,866 | 16.544 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,140 | 16.544 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 902 | 16.544 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14 | 16.544 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 217 | 16.293 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,760 | 16.284 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,987,948 | 16.569 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 32,501 | 16.607 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 25,055 | 16.62 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,351 | 16.62 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 32,210 | 16.626 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 562 | 16.826 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,558 | 16.379 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 14,161 | 16.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 741 | 16.291 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,031 | 16.337 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 447 | 16.34 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,358 | 16.358 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 477 | 16.65 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 994 | 16.874 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,511 | 16.806 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,557 | 16.623 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,660,073 | 16.716 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 22 | 16.827 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 34,671 | 16.738 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 50,240 | 16.735 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,654 | 16.784 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,624 | 16.784 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 312 | 16.759 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 64,949 | 16.806 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,124 | 16.824 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,358 | 16.317 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,488 | 16.317 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,417 | 16.317 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 447 | 16.317 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,509 | 16.522 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,989 | 16.375 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,306 | 16.38 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,387 | 16.373 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 367 | 16.766 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,660,073 | 16.718 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 900 | 16.718 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,323 | 16.345 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 228 | 16.652 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 91 | 16.793 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 125,603 | 16.546 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,017 | 16.546 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 41,868 | 16.546 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,672 | 16.546 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 38,485 | 16.751 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 34,671 | 16.733 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,755 | 16.733 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 993 | 16.657 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 35,187 | 16.567 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 346,815 | 16.533 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 171,047 | 16.387 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 357,967 | 16.533 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 175,417 | 16.387 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 163,978 | 16.533 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 85,542 | 16.387 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 22,040 | 16.533 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13,394 | 16.387 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 42,705 | 16.426 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 43,768 | 16.426 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 21,471 | 16.426 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,406 | 16.426 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 989 | 16.887 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,315 | 16.887 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13,467 | 16.887 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 60,000 | 16.766 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 257,000 | 16.766 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,812 | 16.766 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 04/12/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.